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Newmont Corp (NYSE: NEM) CLO granted 5,349 shares, 2,291 withheld

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Newmont Corp Chief Legal Officer Peter Wexler reported equity-compensation activity. On July 27, 2026, he acquired 5,349 shares of common stock as a grant at no cost. On July 28, 2,291 shares were disposed of at $93.47 per share, withheld to satisfy taxes on the vesting of 5,236 stock-settled restricted stock units.

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Negative

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Insider Wexler Peter
Role Chief Legal Officer
Type Security Shares Price Value
Tax Withholding Common Stock, $1.60 par value F1 2,291 $93.47 $214K
Grant/Award Common Stock, $1.60 par value 5,349 $0.00 $0.00
Holdings After Transaction: Common Stock, $1.60 par value — 70,923 shares (Direct)
Footnotes (1)
  1. F1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,236 stock-settled restricted stock units.
Stock grant 5,349 shares Common stock grant to Chief Legal Officer on July 27, 2026
Shares withheld for taxes 2,291 shares Shares disposed of on July 28, 2026 to satisfy tax withholding
Tax withholding share value $93.47 per share Per-share value for the 2,291 shares withheld for taxes
Vested RSUs 5,236 units Stock-settled restricted stock units that vested, per footnote
tax withholding obligation financial
"Shares withheld to satisfy tax withholding obligation applicable..."
stock-settled restricted stock units financial
"...vesting of 5,236 stock-settled restricted stock units."
grant, award, or other acquisition financial
"Transaction code A described as grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider stock transactions did Newmont (NEM) report for Peter Wexler?
Chief Legal Officer Peter Wexler reported two transactions: a grant of 5,349 Newmont common shares on July 27, 2026, followed by the disposition of 2,291 shares on July 28, 2026, withheld to cover taxes on vesting restricted stock units.

How many Newmont (NEM) shares were granted to Peter Wexler?
Peter Wexler received a grant of 5,349 shares of Newmont common stock. The grant was reported at a price of $0.00 per share, reflecting equity compensation rather than an open-market purchase, and is classified as a non-derivative acquisition.

Why were 2,291 Newmont (NEM) shares disposed of in this report?
The 2,291 Newmont shares were withheld to satisfy a tax withholding obligation. A footnote explains they covered taxes related to the vesting of 5,236 stock-settled restricted stock units, rather than being sold in an open-market transaction.

What price was used for the Newmont (NEM) shares withheld for taxes?
The shares withheld for taxes were valued at $93.47 per share. This per-share value applies to the 2,291 Newmont common shares disposed of on July 28, 2026, in connection with satisfying Wexler’s tax withholding obligation on vested restricted stock units.

How many restricted stock units vested for Peter Wexler at Newmont (NEM)?
A footnote states that 5,236 stock-settled restricted stock units vested for Peter Wexler. To cover the associated tax withholding obligation from this vesting, 2,291 Newmont common shares were withheld and reported as a disposition on July 28, 2026.

Were Peter Wexler’s Newmont (NEM) transactions under a Rule 10b5-1 plan?
These transactions are not indicated as being made under a Rule 10b5-1 trading plan. The available data show the Rule 10b5-1 affirmative checkbox was not selected, and no footnote describes a pre-arranged trading plan for the reported equity activity.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Wexler Peter
(Last)(First)(Middle)
6900 E. LAYTON AVE., SUITE 700
(Street)
DENVER COLORADO 80237
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Legal Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/27/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, $1.60 par value07/27/2026A5,349A$073,214D
Common Stock, $1.60 par value07/28/2026F2,291(1)D$93.4770,923D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,236 stock-settled restricted stock units.
/s/ Logan H. Hennessey, Attorney-in-fact for Peter Wexler07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR