NEM Form 4: Bruce R. Brook sells 2,077 shares; holdings at 38,949 shares

Rhea-AI Filing Summary

Newmont Corporation director Bruce R. Brook sold 2,077 shares of common stock on 09/02/2025 at $74.59 per share under a pre-existing Rule 10b5-1 trading plan. The sale reduced his direct holdings to 38,949 shares. The Form 4 indicates the transaction was effected pursuant to a 10b5-1 plan dated September 3, 2024, and the filing was signed by an attorney-in-fact on 09/04/2025. The form identifies Mr. Brook as a director and reports this as a single reporting-person filing. No derivative transactions or additional material details are disclosed in this filing.

Positive

• Transaction was executed under a Rule 10b5-1 trading plan, indicating a pre-established, compliant selling arrangement
• Form 4 discloses price, date, and post-transaction holdings, meeting Section 16 reporting requirements

Negative

• Insider sale of 2,077 shares represents a reduction in the director's direct holdings
• No additional context provided (e.g., purpose of sale or other holdings), limiting assessment of intent

Insights

Financial Analyst

TL;DR: Director sold a small portion of holdings under a pre-established 10b5-1 plan; transaction appears routine and non-material to company valuation.

The reported sale of 2,077 shares at $74.59 reduces Mr. Brook's direct stake to 38,949 shares. Because the filing states the sale was executed under a Rule 10b5-1 plan, it signals the transaction was pre-planned rather than opportunistic. The absolute size of the sale relative to reported post-transaction holdings is modest. There are no reported derivative positions or additional insider transactions that would materially affect share count or signal a change in control. Impact on financials or market valuation is likely negligible based on the information provided.

Corporate Governance Expert

TL;DR: Use of a 10b5-1 plan demonstrates procedural compliance, while the disclosure fulfills Section 16 reporting requirements.

The Form 4 properly discloses the sale date, price ($74.59), quantity (2,077 shares), and remaining beneficial ownership (38,949 shares), and it cites a 10b5-1 plan dated 09/03/2024. The filing was signed by an attorney-in-fact, consistent with allowed filings. No other governance issues, amendments, or unusual flags are present in the document. Based solely on this filing, governance disclosure practices appear followed.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Brook Bruce R

(Last) (First) (Middle)

6900 E. LAYTON AVE.

SUITE 700

(Street)

DENVER CO 80237

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NEWMONT Corp /DE/ [ NEM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, $1.60 par value	09/02/2025		S		2,077(1)	D	$74.59	38,949	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated September 3, 2024.

	/s/ Logan H. Hennessey, Attorney-in-fact for Bruce R. Brook	09/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Newmont director Bruce R. Brook report on Form 4 (NEM)?

The Form 4 reports a sale of 2,077 shares of Newmont common stock on 09/02/2025 at a price of $74.59 per share.

Was the sale by Bruce R. Brook part of a 10b5-1 trading plan?

Yes. The filing states the sale was effected pursuant to a Rule 10b5-1 trading plan dated 09/03/2024.

How many Newmont shares did Bruce R. Brook own after the reported transaction?

Following the reported sale, Bruce R. Brook beneficially owned 38,949 shares directly.

Who signed the Form 4 for Bruce R. Brook and when?

The Form 4 was signed by Logan H. Hennessey, Attorney-in-fact for Bruce R. Brook on 09/04/2025.

Does the filing report any derivative transactions or other equity changes?

No. The filing includes no reported derivative securities or additional equity transactions beyond the sale noted.