NewtekOne (NEWT) director Thomas Cestare reports 70-share common stock holding

Rhea-AI Filing Summary

NewtekOne, Inc. director Thomas David Cestare filed an initial ownership report on Form 3. The filing shows he directly holds 70 shares of NewtekOne common stock as of the reported date. This is a baseline disclosure of his beneficial ownership, not a reported purchase or sale.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Cestare Thomas David

(Last) (First) (Middle)

4800 T-REX AVENUE

SUITE 120

(Street)

BOCA RATON FL 33431

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/27/2026

3. Issuer Name and Ticker or Trading Symbol
NewtekOne, Inc. [ NEWT ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	70	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	Thomas Cestare	02/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does NewtekOne (NEWT) director Thomas David Cestare report on this Form 3?

He reports an initial statement of beneficial ownership as a director of NewtekOne. The filing shows he directly holds 70 shares of common stock as of the reported date, with no specific purchase or sale transaction disclosed in this form.

How many NewtekOne (NEWT) shares does Thomas David Cestare directly own?

The Form 3 shows Thomas David Cestare directly owns 70 shares of NewtekOne common stock following the reported position. This number represents his beneficial ownership as disclosed in the filing and does not describe any buy or sell activity.

Is there a buy or sell transaction disclosed for NewtekOne (NEWT) in this Form 3?

No specific buy or sell transaction is identified in this Form 3. The transaction code is unknown and categorized as a holding, with 70 shares shown as directly owned after the reported position, indicating a baseline ownership disclosure.

What is the ownership type reported by Thomas David Cestare in NewtekOne (NEWT)?

The filing classifies his position as direct ownership of common stock. It records 70 shares as directly owned after the reported position, with no indication of indirect entities such as trusts or partnerships in the provided data.

Why is NewtekOne (NEWT) Form 3 for Thomas David Cestare important for investors?

Form 3 establishes an initial ownership baseline for an insider, here a director of NewtekOne. It shows he directly holds 70 common shares, helping investors track future changes in his ownership through subsequent Forms 4 or 5.