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Executive at Northfield Bancorp (NFBK) awarded 15,066 cash-settled RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Northfield Bancorp, Inc. reported a new equity-based award to an executive vice president. On 02/04/2026, the executive received 15,066 restricted stock units, each representing a contingent right to receive cash equal to the value of one share of Northfield common stock on the vesting date.

The restricted stock units vest in three equal annual installments beginning one year after the grant date. Following this award, the executive also reports beneficial ownership of 49,924 common shares held directly, plus additional common stock through a Roth IRA, ESOP, and 401(k) accounts.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Fasanella David

(Last) (First) (Middle)
581 MAIN STREET, SUITE 810

(Street)
WOODBRIDGE NJ 07095

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Northfield Bancorp, Inc. [ NFBK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP
3. Date of Earliest Transaction (Month/Day/Year)
02/04/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
02/05/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 49,924 D
Common Stock 4,000 I Roth IRA
Common Stock 8,106.53 I ESOP(1)
Common Stock 2,340.02 I 401(k)(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (2) 02/04/2026 A 15,066 (3) (3) Common Stock 15,066 $0 15,066 D
Explanation of Responses:
1. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
2. Each restricted stock unit represents a contingent right to receive cash equal to the value of one share of Issuer common stock on date of vesting.
3. Restricted stock units vest in three equal annual installments beginning one year following the date of grant.
Remarks:
/s/ William R. Jacobs, pursuant to Power of Attorney 02/06/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Northfield Bancorp (NFBK) report on this Form 4/A?

Northfield Bancorp reported an executive vice president receiving 15,066 restricted stock units on 02/04/2026. These units are cash-settled based on the value of one share of common stock at vesting, and vest over three years in equal annual installments.

How many restricted stock units were granted to the Northfield Bancorp executive?

The executive vice president was granted 15,066 restricted stock units. Each unit represents a contingent right to receive cash equal to one share of Northfield Bancorp common stock on the vesting date, providing cash-based exposure to the company’s equity performance over time.

How do the Northfield Bancorp restricted stock units reported here settle?

Each restricted stock unit represents a right to receive cash equal to the value of one share of Northfield Bancorp common stock on the vesting date. This means the award is settled in cash, not shares, but its value tracks the stock price at vesting.

What is the vesting schedule for the 15,066 restricted stock units at Northfield Bancorp?

The 15,066 restricted stock units vest in three equal annual installments, starting one year after the 02/04/2026 grant date. This structure ties compensation to multi-year performance and ongoing service, distributing the cash value over three years.

What Northfield Bancorp share holdings does the executive report after this transaction?

After the reported grant, the executive lists 49,924 common shares held directly, plus additional indirect holdings: 4,000 shares in a Roth IRA, 8,106.53 shares through an ESOP, and 2,340.02 shares through a 401(k) plan.

Is the restricted stock unit award to the Northfield Bancorp executive direct or indirect ownership?

The 15,066 restricted stock units are reported as direct ownership. The filing distinguishes between directly held awards and indirect positions, such as shares held in a Roth IRA, ESOP, or 401(k) accounts associated with the executive.
Northfield Banco

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Banks - Regional
Savings Institution, Federally Chartered
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United States
WOODBRIDGE