[Form 4] Northfield Bancorp, Inc. Insider Trading Activity
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Northfield Bancorp, Inc. Chairman, President & CEO Steven M. Klein used 9,732 shares of common stock at $14.72 per share on July 14, 2026 to satisfy tax obligations tied to accelerated vesting of restricted stock. After this tax-withholding disposition, he holds 464,261 shares directly, plus indirect ESOP and 401(k) holdings and 40,000 stock options exercisable at $16.89 expiring November 1, 2027.
Positive
- None.
Negative
- None.
Insights
Analyzing...
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
Klein Steven M
Role
Chairman, President & CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 9,732 | $14.72 | $143K |
| holding | Stock Options | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 464,261 shares (Direct);
Stock Options — 40,000 shares (Direct);
Common Stock — 66,997.09 shares (Indirect, By 401(k))
Footnotes (1)
- Represents shares sold by the Reporting Person to satisfy tax obligations in connection with the accelerated vesting of restricted stock previously issued. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
Key Figures
Tax-withholding shares: 9,732 shares
Tax-withholding share value: $14.72 per share
Direct common shares after transaction: 464,261 shares
+5 more
8 metrics
Tax-withholding shares
9,732 shares
Shares used to satisfy tax obligations on July 14, 2026
Tax-withholding share value
$14.72 per share
Value applied to 9,732 shares used for tax obligations
Direct common shares after transaction
464,261 shares
Direct holdings of Steven M. Klein following tax-withholding disposition
ESOP indirect holdings
59,118.8800 shares
Common stock held indirectly through ESOP as of July 14, 2026
401(k) indirect holdings
66,997.0900 shares
Common stock held indirectly through 401(k) as of July 14, 2026
Stock options underlying shares
40,000.0000 shares
Shares underlying stock options held directly by Steven M. Klein
Stock option exercise price
$16.89
Exercise price of stock options expiring November 1, 2027
Stock option expiration
2027-11-01
Expiration date of 40,000 stock options on common stock
Key Terms
restricted stock, accelerated vesting, ESOP, 401(k), +1 more
5 terms
restricted stock financial
"tax obligations in connection with the accelerated vesting of restricted stock previously issued"
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
accelerated vesting financial
"tax obligations in connection with the accelerated vesting of restricted stock previously issued"
ESOP financial
"total_shares_following_transaction ... 59118.8800 ... nature_of_ownership: By ESOP"
An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.
401(k) financial
"total_shares_following_transaction ... 66997.0900 ... nature_of_ownership: By 401(k)"
A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.
Section 16 of the Securities Exchange Act of 1934 regulatory
"transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934"
A provision of federal securities law that requires company insiders—directors, officers and large shareholders—to publicly report their stock holdings and trades and to surrender any “short-swing” profits from purchases and sales within a six-month window. It acts like a rule that forces leaders to announce their trades and prevents quick buy-sell windfalls, giving investors transparency into insider activity and reducing opportunities for unfair gain.
