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NIO Inc SEC Filings

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Welcome to our dedicated page for NIO SEC filings (Ticker: NIOIF), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

NIO Inc. (NIOIF) files foreign-issuer reports that transmit Hong Kong exchange announcements, delivery updates, annual report materials, board meeting notices, and annual general meeting records. The filings identify the company as a Cayman Islands issuer in the smart electric vehicle market with securities identified under NYSE, HKEX, and SGX symbols.

The company’s regulatory documents describe its weighted voting rights structure, including Class A ordinary shares and Class C ordinary shares, and state that American depositary shares represent Class A ordinary shares. Recent 6-K filings also document vehicle delivery updates by brand, publication of annual report materials, financial-results meeting procedures, record dates, and shareholder voting mechanics.

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NIO Inc. reported strong growth in vehicle deliveries for June and the second quarter of 2026. The company delivered 40,597 vehicles in June 2026, up 62.9% year-over-year, across the NIO, ONVO and FIREFLY brands. Second quarter 2026 deliveries reached 107,658 vehicles, a 49.4% year-over-year increase, bringing cumulative deliveries to 1,188,715 as of June 30, 2026.

NIO also highlighted technology advances, rolling out the latest NIO WorldModel upgrade simultaneously to over 700,000 users and achieving parallel development and synchronized releases of intelligent driving systems on both general-purpose and in-house chip platforms. Specific models showed momentum, with the NIO All-New ES8 reaching 120,000 cumulative deliveries and the NIO ES9 reaching 10,000 cumulative deliveries within 30 days.

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NIO Inc. reported that all resolutions proposed for its 2026 annual general meeting of shareholders were taken by poll and duly passed at the meeting held in Shanghai on June 24, 2026. The detailed poll results are provided in an announcement filed with The Stock Exchange of Hong Kong Limited as an exhibit to this report.

The company reminds investors that it operates under a weighted voting rights structure, where each Class A ordinary share carries one vote and each Class C ordinary share carries eight votes at general meetings. NIO’s American depositary shares, each representing one Class A ordinary share, trade on the New York Stock Exchange under the symbol NIO.

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NIO Inc. reported that the U.S. Department of Defense has added the company to its “Chinese military companies” list. NIO states it is not a Chinese military company or a military-civil fusion contributor and believes the designation is not justified.

The company emphasizes that this list is not a sanctions list, that related U.S. government procurement limits will not impact its business, and that the list does not restrict trading in NIO’s securities. NIO plans to engage with the U.S. Department of Defense, including potential legal action, to seek removal from the list and safeguard shareholder interests.

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NIO Inc. President Qin Lihong reported compensation-related equity activity involving American depositary shares (ADSs) and restricted share units (RSUs). On June 1, 2026, 300,000 RSUs, each representing a contingent right to receive one Class A ordinary share, vested and were exercised into 300,000 ADSs at an exercise price of $0.00 per share.

To cover associated taxes upon vesting, 150,000 ADSs were withheld at a reference price of $5.60 per ADS, as described in the footnotes. After these transactions, Qin holds 319,662 ADSs directly, while additional Class A ordinary shares are held indirectly through Prime Hubs Limited and DX Mix Limited.

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NIO Inc. Executive Vice President Zhou Xin reported equity compensation activity involving American depositary shares. On the vesting of 200,000 restricted share units, Zhou exercised derivative securities to receive 200,000 American depositary shares, each representing one Class A ordinary share.

Of these, 100,000 shares were withheld to cover associated taxes at a reference price of $5.60 per share, resulting in a tax-withholding disposition rather than an open-market sale. After these transactions, Zhou holds 316,167 American depositary shares directly and 1,000,000 Class A ordinary shares indirectly through Prime Hubs Limited.

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NIO Inc.’s Chief Financial Officer Qu Yu reported routine equity compensation activity involving restricted share units (RSUs). On June 1, 2026, 200,000 RSUs vested and were exercised into American depositary shares, each representing one Class A ordinary share.

Of these, 100,000 shares were withheld at a reference price of $5.60 per share to cover associated tax obligations. The issuer expects to sell the withheld shares in the open market on the reporting person’s behalf, so the actual sale price may differ from this reference. Following these transactions, Qu Yu directly holds 415,088 American depositary shares.

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NIO Inc. submitted a Rule 144 notice for the proposed sale of 150,000 American depositary shares (each representing one Class A ordinary share) tied to vesting of restricted share units under the Issuer's Share Incentive Plan. The filing lists an aggregate amount of $840,000.00 and a date of 06/01/2026.

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NIO Inc. submits a Form 144 notice for the proposed sale of 100,000 American depositary shares (each representing one Class A ordinary share) tied to vesting of restricted share units under the company's Share Incentive Plan, dated 06/01/2026.

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NIO Inc. reported a proposed sale of 100,000 American depositary shares (each representing one Class A ordinary share) tied to the vesting of restricted share units under its share incentive plan. The filing lists the transaction as "Securities To Be Sold" with an effective date of 06/01/2026.

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NIO Inc. reported strong operational momentum for May 2026, delivering 37,705 vehicles, a 62.3% year-over-year increase. The total included 20,013 vehicles from the NIO brand, 12,029 from ONVO, and 5,663 from FIREFLY, showing traction across its multi-brand strategy.

Cumulative deliveries reached 1,148,118 vehicles as of May 31, 2026, highlighting the company’s growing installed base. NIO launched the ONVO L80, a smart flagship five-seat SUV, in mid-May and began deliveries the next day, positioning it as a category-defining model in the large five-seat SUV segment.

The company noted that the NIO All-New ES8 has ranked No.1 in sales among models priced above RMB 400,000 across all energy types for five consecutive months, reinforcing its premium positioning. NIO also launched the ES9 flagship executive SUV with a 900V high-voltage architecture and rapid start of deliveries, aimed at strengthening its competitiveness in the premium executive segment.

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FAQ

How many NIO (NIOIF) SEC filings are available on StockTitan?

StockTitan tracks 45 SEC filings for NIO (NIOIF), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for NIO (NIOIF)?

The most recent SEC filing for NIO (NIOIF) was filed on July 2, 2026.