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NewLake Capital (NLCP) CEO granted 16,240 RSUs under equity plan

Filing Impact
(High)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Coniglio Anthony reported acquisition or exercise transactions in this Form 4 filing.

NewLake Capital Partners, Inc. President and CEO Anthony Coniglio reported an equity award of 16,240 shares of common stock on March 11, 2026, at a reference price of $16.01 per share. This award is in the form of restricted stock units granted under the company’s 2021 Equity Incentive Plan.

The RSUs will vest in three equal installments on March 11, 2027, March 11, 2028 and March 11, 2029, contingent on continued service. Following this grant, Coniglio directly holds a total of 617,494 shares of common stock, reflecting ongoing alignment of his compensation with shareholder interests.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Coniglio Anthony

(Last) (First) (Middle)
C/O NEWLAKE CAPITAL PARTNERS, INC.
50 LOCUST AVENUE, FIRST FLOOR

(Street)
NEW CANAAN CT 06840

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
NewLake Capital Partners, Inc. [ NLCP ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/11/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, par value $0.01 per share 03/11/2026 A 16,240(1) A $16.01 617,494 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents common stock of NewLake Capital Partners, Inc. (the "Issuer") subject to restricted stock units ("RSUs") granted to the Reporting Person pursuant to the Issuer's 2021 Equity Incentive Plan. The RSUs will vest, subject to continued service, ratably on March 11, 2027, March 11 , 2028 and March 11, 2029.
Remarks:
/s/ Lisa Meyer, attorney in fact 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did NewLake Capital (NLCP) disclose in this Form 4 filing?

NewLake Capital reported an equity award to its President and CEO, Anthony Coniglio. He received 16,240 restricted stock units of common stock at a reference price of $16.01 per share, granted under the company’s 2021 Equity Incentive Plan.

How many NewLake Capital (NLCP) shares did the CEO acquire in this grant?

Anthony Coniglio was granted 16,240 restricted stock units of NewLake Capital common stock. These RSUs represent a form of stock-based compensation that converts into shares over time, subject to vesting conditions tied to his continued service with the company.

What is the vesting schedule for the NewLake Capital (NLCP) CEO’s RSUs?

The CEO’s 16,240 RSUs vest in three equal installments. They are scheduled to vest ratably on March 11, 2027, March 11, 2028 and March 11, 2029, provided Anthony Coniglio continues his service with NewLake Capital Partners.

What are Anthony Coniglio’s total NewLake Capital (NLCP) holdings after this transaction?

After this RSU grant, Anthony Coniglio directly holds 617,494 shares of NewLake Capital common stock. This total includes the newly awarded RSUs and reflects a significant ongoing equity position in the company’s stock as disclosed in the Form 4.

Is the NewLake Capital (NLCP) CEO’s Form 4 transaction an open-market stock purchase?

No, this transaction is classified as a grant or award acquisition, not an open-market purchase. The 16,240 shares are restricted stock units granted as compensation under the 2021 Equity Incentive Plan, vesting over three years with continued service.
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