Nomura Holdings, Inc. filings document the regulatory disclosures of a Japanese global financial services group and foreign private issuer. Form 6-K reports furnish U.S. GAAP consolidated results, financial summaries, segment data for Wealth Management, Investment Management, Wholesale and Banking, dividend actions and share repurchase activity.
The filing record also covers corporate governance reports, treasury-share dispositions for restricted stock units and performance share units, shelf registration matters and incorporation by reference into Form F-3 registration statements. Nomura's disclosures provide formal records on capital structure, executive compensation instruments, governance framework, risk and financial reporting for its consolidated operations.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, is issuing US$2,808,000 of autocallable contingent coupon barrier notes linked to the least-performing of the Russell 2000 Index, Nasdaq-100 Technology Sector Index and Health Care Select Sector SPDR ETF, maturing January 28, 2030.
The notes pay a monthly contingent coupon of 1.042% (about 12.50% per year) only if each reference asset is at or above 70% of its initial value on observation dates. They are automatically callable monthly from April 23, 2026 at par plus coupon if all assets are at or above 100% of initial value.
If not called and the least-performing asset finishes below 70% of its initial value, principal is reduced 1‑for‑1 with the decline, up to total loss, regardless of any prior coupons. The estimated value is $976.40 per $1,000 principal amount, below the 100% price to the public, reflecting commissions and structuring costs.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is issuing US$1,700,000 of unsecured Senior Global Medium-Term Notes, Series A, linked to the worst performer among the S&P 500, Russell 2000 and TOPIX indices, maturing on January 8, 2031.
The notes pay a contingent coupon of 1.00% per month (12.00% per year) only when all three indices close at or above 70% of their initial levels on the scheduled observation dates; otherwise no coupon is paid and investors may go long periods with no income.
Unless redeemed early at the issuer’s option, principal repayment at maturity depends on the final level of the least performing index: if it is at or above its 70% barrier, investors receive $1,000 per note plus the final coupon; if it is below the barrier, repayment is reduced one-for-one with the index loss, up to a total loss of principal.
The notes are sold at 100% of principal, with a 0.25% selling commission and referral fees up to 0.40%; Nomura estimates the initial value at $988.40 per $1,000, reflecting structuring and hedging costs.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering callable contingent coupon index-linked notes maturing in 2031 tied to the S&P 500, Russell 2000 and Nasdaq‑100 indices. The notes pay a quarterly coupon of $27.625 per $1,000 face amount (2.7625% quarterly, up to 11.05% per year) only if the closing level of each index on a coupon observation date is at least 70% of its initial level. If the notes are not redeemed and, on the final determination date, any index is below its 70% trigger buffer level, repayment of principal is reduced in line with the worst‑performing index and investors can lose their entire investment. Nomura may redeem the notes at par, plus any due coupon, on quarterly dates from August 2026 through November 2030. The estimated value at pricing is expected to range from $944.30 to $974.30 per $1,000, below the original issue price, and investors take on Nomura credit risk.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering $2,643,000 of principal-at-risk notes linked to the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector indices. The notes pay a contingent monthly coupon of $10.834 per $1,000 (1.0834% monthly, up to about 13.00% per year) only if each index is at or above 70% of its initial level on the observation date; otherwise no coupon is paid.
At maturity in January 2029, if not called earlier, investors receive $1,000 per note only if the worst-performing index is at or above 70% of its initial level. If any index finishes below that trigger, repayment is reduced one-for-one with the worst index’s loss, down to a total loss of principal.
Nomura may redeem the notes at par plus any due coupon on monthly payment dates from April 27, 2026 through December 28, 2028. The estimated value is $986.90 per $1,000 versus a 100% issue price, net proceeds are 99.20% after a 0.80% underwriting discount, and the notes are unsecured and not FDIC insured.
Nomura America Finance, LLC is issuing $1,279,000 of callable contingent coupon index and ETF-linked notes due 2031, guaranteed by Nomura Holdings, Inc. The notes are tied to the S&P 500 Index, the Russell 2000 Index and the State Street Utilities Select Sector SPDR ETF, with quarterly coupons of $23.25 per $1,000 (2.325%, up to 9.30% per year) paid only if each underlier stays at or above 70% of its initial value on the observation date.
If the notes are not redeemed and any underlier finishes below 60% of its initial value on the determination date, repayment is reduced in line with the worst-performing underlier and investors can lose up to their entire principal. Nomura may redeem the notes at par plus any due coupon on coupon payment dates from January 27, 2027 through October 25, 2030. The notes are unsecured, subject to Nomura credit risk, and have an initial estimated value of $960.80 per $1,000 face amount, below the issue price.
Nomura America Finance, fully guaranteed by Nomura Holdings, is offering issuer-redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100 Technology Sector Index. The notes mature in February 2028 and are unsecured, not FDIC insured.
The notes pay a monthly contingent coupon of at least 0.975% (11.70% per year) only if all three indices close on or above 70% of their initial values on each observation date. The issuer may redeem the notes at its option starting in May 2026, returning principal plus any due coupon.
At maturity, if not redeemed, investors receive principal plus the final coupon if the least performing index is at or above its 70% barrier. If it is below this barrier, repayment is reduced one-for-one with the index decline, and up to 100% of principal can be lost. The estimated initial value is between $947.30 and $977.30 per $1,000, below the issue price, and secondary market liquidity may be limited.
Nomura America Finance, LLC, fully guaranteed by Nomura Holdings, Inc., is offering unsecured autocallable contingent coupon barrier notes linked to the worst performer of the Russell 2000 Index, Nasdaq-100 Technology Sector Index and Health Care Select Sector SPDR ETF, maturing on January 28, 2030.
The notes pay a monthly contingent coupon of at least 1.042% (about 12.50% per year) only if each reference asset stays at or above 70% of its initial level on observation dates; otherwise no coupon is paid and investors may receive no income for the life of the notes. The notes can be automatically called from April 23, 2026 if all assets are at or above 100% of their initial levels, returning principal plus the applicable coupon.
At maturity, if not called, investors receive principal plus the final coupon only if the worst-performing asset is at or above 70% of its initial level; otherwise the payoff is reduced one-for-one with the decline in that asset, with up to 100% loss of principal. The estimated initial value is expected between $945.90 and $975.90 per $1,000 note, the notes are not FDIC insured, will not be listed on an exchange, and are subject to Nomura’s credit risk and limited liquidity.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering senior unsecured notes linked to the S&P 500, Russell 2000 and Nasdaq‑100 indices, with an aggregate face amount of $2,549,000. The notes pay a contingent monthly coupon of $9.50 per $1,000 face amount (0.95% monthly, up to 11.40% per annum) only if on each observation date all three indices are at or above 70% of their initial levels.
The same 70% level acts as a principal protection trigger. If, at maturity in January 2029, the worst‑performing index is at or above 70% of its initial level, investors receive $1,000 per note plus any final coupon. If it is below 70%, repayment is reduced one‑for‑one with that index’s loss, which can result in a total loss of principal.
The issuer may redeem the notes early at par (plus any due coupon) on specified coupon payment dates from July 23, 2026 through October 25, 2028. The estimated value at pricing was $976.80 per $1,000, below the 100% issue price, and investors bear both market risk on the indices and credit risk of Nomura.
Nomura America Finance, LLC is issuing US$7,372,000 of unsecured issuer redeemable contingent coupon barrier notes linked to the least performing of the S&P 500, Russell 2000 and Nasdaq-100, fully and unconditionally guaranteed by Nomura Holdings, Inc. The notes mature on January 11, 2029, unless redeemed early at Nomura’s option on quarterly dates starting April 9, 2026 at par plus any due coupon.
Holders may receive a 0.842% monthly contingent coupon (about 10.10% per year) only if on each observation date all three indices are at or above 70% of their initial values. At maturity, if not called, principal is fully protected only while the least performing index stays above a 60% barrier; below that level, repayment is reduced one-for-one with the index loss and can fall to zero.
The estimated value is $977.50 per $1,000 note, below the 100% issue price, reflecting structuring costs and dealer compensation. The agent’s commission is 0.25%, and expected issuer proceeds are $7,353,570. The notes will not be listed, may have limited liquidity, and are subject to Nomura’s credit risk.
Nomura America Finance, LLC, guaranteed by Nomura Holdings, Inc., is offering callable contingent coupon notes linked to the S&P 500 Index, Russell 2000 Index and State Street Utilities Select Sector SPDR ETF (XLU), maturing in 2031.
The notes pay a quarterly coupon of $23.25 per $1,000 (2.325% quarterly, up to 9.30% per year) only if on each observation date all three underliers are at or above 70% of their initial values. At maturity, if not previously redeemed, investors receive $1,000 per note if each underlier is at or above 60% of its initial value; otherwise repayment is reduced 1-for-1 with the worst underlier and investors can lose their entire principal.
Nomura may redeem the notes at par on any coupon payment date from January 27, 2027 through October 25, 2030. The estimated value at pricing is expected to be between $931.80 and $961.80 per $1,000 face amount, below the issue price, and holders are exposed to the unsecured credit risk of Nomura America Finance and Nomura Holdings.