FiscalNote (NOTE) insider withholds 269 shares at $4.25 for taxes

FiscalNote Holdings (NOTE) Form 4: The Chief Legal & Admin.

Accepted by SEC EDGAR 10/21/2025 - 08:28 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FiscalNote Holdings (NOTE) Form 4: The Chief Legal & Admin. Officer reported an automatic share withholding for taxes. On 10/17/2025, 269 shares of Class A Common Stock were withheld at $4.25 under transaction code “F,” reflecting tax settlement upon the vesting of 893 restricted stock units. Following this, the officer beneficially owns 88,418 shares, held directly. The filing notes all share counts and prices reflect the company’s 1-for-12 reverse stock split effective August 29, 2025.

Insider Trade Summary

Exercise Price or Tax Liability: 269 shares

Exercise Price or Tax Liability 1 txn

Insider Aman Todd

Role Chief Legal & Admin. Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	269	$4.25	$1K

Holdings After Transaction: Class A Common Stock — 88,418 shares (Direct)

Footnotes (1)

1. F1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 893 restricted stock units.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FiscalNote (NOTE) disclose in this Form 4?

An officer reported a tax withholding transaction (code F) of 269 shares at $4.25 tied to RSU vesting.

Who is the reporting person in NOTE’s filing?

The company’s Chief Legal & Admin. Officer filed the report as a single reporting person.

How many shares does the officer own after the transaction?

The officer beneficially owns 88,418 shares, held directly, after the reported transaction.

What triggered the share withholding for NOTE?

The withholding satisfied taxes upon the vesting of 893 restricted stock units.

What does transaction code “F” mean in NOTE’s Form 4?

Code F indicates shares were withheld to pay taxes related to an equity award event, such as RSU vesting.

Did a stock split affect the reported numbers for NOTE?

Yes. Figures are adjusted for the 1-for-12 reverse stock split effective August 29, 2025.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Aman Todd

(Last) (First) (Middle)

C/O FISCALNOTE HOLDINGS, INC.

1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)

WASHINGTON DC 20004

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Admin. Officer

3. Date of Earliest Transaction (Month/Day/Year)
10/17/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	10/17/2025		F		269(1)	D	$4.25	88,418	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 893 restricted stock units.

Remarks:

The numbers of shares and prices reported herein have been adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer on August 29, 2025.

	/s/ Todd Aman	10/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.