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FiscalNote Holdings (OTC: NOTE) CEO has 47,688 shares withheld for taxes

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FiscalNote Holdings, Inc. President and CEO Josh Resnik reported three tax-withholding dispositions of Class A Common Stock on June 26, 2026, totaling 47,688 shares at $0.1121 per share. The shares were withheld to satisfy tax obligations tied to accelerated vesting of restricted stock units upon his departure.

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Insider Resnik Josh
Role President and CEO
Type Security Shares Price Value
Tax Withholding Class A Common Stock F1 5,295 $0.1121 $593.57
Tax Withholding Class A Common Stock F2 10,245 $0.1121 $1K
Tax Withholding Class A Common Stock F3 32,148 $0.1121 $4K
Holdings After Transaction: Class A Common Stock — 156,041 shares (Direct)
Footnotes (3)
  1. F1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 10,772 restricted stock units upon the reporting person's departure from the Issuer.
  2. F2. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 20,844 restricted stock units upon the reporting person's departure from the Issuer.
  3. F3. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 65,407 restricted stock units upon the reporting person's departure from the Issuer.
Tax-withholding shares, transaction 1 5,295 shares Class A Common Stock withheld on June 26, 2026 to satisfy tax obligation tied to 10,772 RSUs
Tax-withholding shares, transaction 2 10,245 shares Class A Common Stock withheld on June 26, 2026 to satisfy tax obligation tied to 20,844 RSUs
Tax-withholding shares, transaction 3 32,148 shares Class A Common Stock withheld on June 26, 2026 to satisfy tax obligation tied to 65,407 RSUs
Total shares withheld for tax 47,688 shares Aggregate shares withheld across three tax-withholding dispositions on June 26, 2026
Per-share tax valuation $0.1121 per share Reported price per share for all three tax-withholding dispositions of Class A Common Stock
tax-withholding disposition financial
"transaction_code "F" described as payment of tax liability by delivering or withholding securities"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
accelerated vesting financial
"withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 10,772 restricted stock units"
restricted stock units financial
"upon the accelerated vesting of 20,844 restricted stock units upon the reporting person's departure"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transaction did FiscalNote (NOTE) CEO Josh Resnik report?

Josh Resnik reported three tax-withholding dispositions of FiscalNote Class A Common Stock on June 26, 2026. In total, 47,688 shares were withheld at $0.1121 per share to cover tax obligations from accelerated vesting of restricted stock units.

Were FiscalNote (NOTE) CEO Josh Resnik’s reported transactions open-market sales?

No. The reported transactions were tax-withholding dispositions, not open-market sales. Shares of Class A Common Stock were withheld by the issuer to satisfy tax obligations related to accelerated vesting of restricted stock units upon his departure.

How many FiscalNote (NOTE) shares were withheld for Josh Resnik’s tax obligations?

A total of 47,688 shares of FiscalNote Class A Common Stock were withheld. These shares covered taxes arising from accelerated vesting of multiple restricted stock unit awards, each vesting in connection with Josh Resnik’s departure from the company.

What price was used for Josh Resnik’s FiscalNote (NOTE) tax-withholding shares?

The tax-withholding dispositions were reported at $0.1121 per share of Class A Common Stock. This per-share value is used to calculate the value of 47,688 shares that were withheld to satisfy Josh Resnik’s equity-related tax obligations.

What equity events triggered the FiscalNote (NOTE) CEO’s tax-withholding transactions?

The withholdings were tied to accelerated vesting of restricted stock units. Footnotes describe vesting of awards covering 10,772, 20,844, and 65,407 restricted stock units, each vesting upon Josh Resnik’s departure from FiscalNote Holdings, Inc.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Resnik Josh

(Last)(First)(Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DISTRICT OF COLUMBIA 20004

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President and CEO
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock06/26/2026F5,295(1)D$0.1121198,434D
Class A Common Stock06/26/2026F10,245(2)D$0.1121188,189D
Class A Common Stock06/26/2026F32,148(3)D$0.1121156,041D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 10,772 restricted stock units upon the reporting person's departure from the Issuer.
2. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 20,844 restricted stock units upon the reporting person's departure from the Issuer.
3. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the accelerated vesting of 65,407 restricted stock units upon the reporting person's departure from the Issuer.
/s/ Josh Resnik07/29/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)