FiscalNote officer has shares withheld for taxes

FiscalNote Holdings, Inc. reported that Chief Legal & Admin.

Accepted by SEC EDGAR 07/29/2026 - 05:18 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

FiscalNote Holdings, Inc. reported that Chief Legal & Admin. Officer Todd Aman had 1,901 shares of Class A Common Stock withheld on July 1, 2026 at $0.119 per share to satisfy tax obligations upon vesting of 6,314 restricted stock units. Following this tax-withholding disposition and an adjustment for the forfeiture of 42,356 unvested restricted stock units upon his termination of employment on July 2, 2026, Aman directly holds 32,893 shares of Class A Common Stock.

Insider Trade Summary

Tax Withholding: 1,901 shares

Tax Withholding 1 txn

Insider Aman Todd

Role Chief Legal & Admin. Officer

Type	Security	Shares	Price	Value
Tax Withholding	Class A Common Stock F1, F2	1,901	$0.119	$226.22

Holdings After Transaction: Class A Common Stock — 32,893 shares (Direct)

Footnotes (2)

1. F1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 6,314 restricted stock units.
2. F2. The balance has been adjusted to reflect the forfeiture of 42,356 unvested restricted stock units upon the insider's termination of employment on July 2, 2026.

Key Figures

Shares Withheld for Taxes: 1,901 shares Withholding Price: $0.119 per share Shares Held After Transaction: 32,893 shares +2 more

5 metrics

Shares Withheld for Taxes 1,901 shares Class A Common Stock withheld on July 1, 2026 to satisfy tax obligation

Withholding Price $0.119 per share Price applied to the 1,901 withheld shares of Class A Common Stock

Shares Held After Transaction 32,893 shares Direct Class A Common Stock holdings after withholding and RSU forfeiture adjustment

RSUs Vested 6,314 restricted stock units Units vesting that triggered the tax-withholding share disposition

Unvested RSUs Forfeited 42,356 restricted stock units Unvested RSUs forfeited upon termination of employment on July 2, 2026

Key Terms

restricted stock units, withheld to satisfy the reporting person's tax obligation, unvested restricted stock units, termination of employment

4 terms

restricted stock units financial

"upon the vesting of 6,314 restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

withheld to satisfy the reporting person's tax obligation financial

"Represents shares ... withheld to satisfy the reporting person's tax obligation"

unvested restricted stock units financial

"reflect the forfeiture of 42,356 unvested restricted stock units"

termination of employment financial

"upon the insider's termination of employment on July 2, 2026."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did FiscalNote (NOTE) report for Todd Aman?

FiscalNote reported that Chief Legal & Admin. Officer Todd Aman had 1,901 shares of Class A Common Stock withheld on July 1, 2026 to cover taxes on vesting of 6,314 restricted stock units.

At what price were FiscalNote (NOTE) shares withheld for Todd Aman?

The tax-withholding disposition used a price of $0.119 per share for the 1,901 shares of FiscalNote Class A Common Stock withheld on July 1, 2026 to satisfy Aman’s tax obligation.

How many FiscalNote (NOTE) shares does Todd Aman hold after this filing?

After the reported tax withholding and RSU forfeiture adjustment, Chief Legal & Admin. Officer Todd Aman directly holds 32,893 shares of FiscalNote Class A Common Stock, as reflected in the Form 4 filing.

What RSU vesting event is disclosed for FiscalNote (NOTE) insider Todd Aman?

The filing states that 6,314 restricted stock units vested for Todd Aman. To satisfy associated tax obligations, 1,901 shares of FiscalNote Class A Common Stock were withheld rather than sold on the open market.

What RSU forfeiture is reported for FiscalNote (NOTE) insider Todd Aman?

The balance of Aman’s holdings was adjusted to reflect the forfeiture of 42,356 unvested restricted stock units upon his termination of employment on July 2, 2026, reducing his future potential equity awards.

Was the FiscalNote (NOTE) insider transaction under a Rule 10b5-1 plan?

The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and there is no footnote indicating a pre-arranged trading plan, so the reported tax withholding does not state use of a 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Aman Todd

(Last) (First) (Middle)

C/O FISCALNOTE HOLDINGS, INC.

1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Legal & Admin. Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	07/01/2026		F		1,901(1)	D	$0.119	32,893(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 6,314 restricted stock units.

2. The balance has been adjusted to reflect the forfeiture of 42,356 unvested restricted stock units upon the insider's termination of employment on July 2, 2026.

	/s/ Todd Aman	07/29/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)