FiscalNote CEO reports tax-withholding share disposals

FiscalNote Holdings, Inc. President and CEO Josh Resnik reported routine tax-withholding share dispositions.

Rhea-AI Filing Summary

FiscalNote Holdings, Inc. President and CEO Josh Resnik reported routine tax-withholding share dispositions. A total of 7,066 shares of Class A Common Stock were withheld at $0.20 per share to cover tax obligations triggered by vesting of restricted stock units. Footnotes explain that 3,474 and 10,901 restricted stock units vested, and the company withheld shares instead of cash for taxes. Following the transactions, entries show Resnik directly owning 203,729 and 209,087 Class A shares, indicating these were not open‑market sales but compensation-related tax settlements.

Insider Trade Summary

Exercise Price or Tax Liability: 7,066 shares

Exercise Price or Tax Liability 2 txns

Insider Resnik Josh

Role President and CEO

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Class A Common Stock	1,708	$0.20	$341.60
Exercise Price or Tax Liability	Class A Common Stock	5,358	$0.20	$1K

Holdings After Transaction: Class A Common Stock — 203,729 shares (Direct)

Footnotes (2)

1. F1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,474 restricted stock units.
2. F2. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 10,901 restricted stock units.

Key Figures

Shares withheld for taxes (lot 1): 5,358 shares Shares withheld for taxes (lot 2): 1,708 shares Total shares withheld for taxes: 7,066 shares +5 more

8 metrics

Shares withheld for taxes (lot 1) 5,358 shares Class A Common Stock, tax-withholding disposition

Shares withheld for taxes (lot 2) 1,708 shares Class A Common Stock, tax-withholding disposition

Total shares withheld for taxes 7,066 shares Tax-withholding dispositions on <date>2026-05-15</date>

Withholding valuation price <money>$0.20</money> per share Valuation for tax-withholding dispositions

Shares held after first entry 203,729 shares Direct Class A ownership after one transaction

Shares held after second entry 209,087 shares Direct Class A ownership after another transaction

RSUs vested (footnote F1) 3,474 units Restricted stock units vesting for tax-withholding event

RSUs vested (footnote F2) 10,901 units Restricted stock units vesting for tax-withholding event

Key Terms

restricted stock units, tax obligation, Class A Common Stock, tax-withholding disposition

4 terms

restricted stock units financial

"upon the vesting of 3,474 restricted stock units."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax obligation financial

"withheld to satisfy the reporting person's tax obligation upon the vesting"

Class A Common Stock financial

"Represents shares of the Issuer's Class A Common Stock withheld"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

tax-withholding disposition financial

"transaction_action": "tax-withholding disposition""

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did FiscalNote (NOTE) CEO Josh Resnik report in this Form 4?

Josh Resnik reported share dispositions used to cover tax obligations on vested restricted stock units. The company withheld Class A shares instead of cash to satisfy these taxes, a common, non-market compensation-related mechanism.

How many FiscalNote (NOTE) shares were withheld for Josh Resnik’s taxes?

A total of 7,066 Class A Common Stock shares were withheld to satisfy Josh Resnik’s tax obligations. These shares relate to restricted stock unit vesting and were not sold in the open market but applied directly against tax liabilities.

At what price were the withheld FiscalNote (NOTE) shares valued?

The withheld Class A Common Stock shares were valued at $0.20 per share. This price is used solely within the filing to quantify the tax-withholding dispositions associated with the restricted stock unit vesting events.

How many FiscalNote (NOTE) restricted stock units vested for Josh Resnik?

Footnotes state that 3,474 and 10,901 restricted stock units vested for Josh Resnik. The company then withheld Class A Common Stock shares to cover the resulting tax obligations from these vesting events instead of requiring a separate cash payment.

How many FiscalNote (NOTE) shares does Josh Resnik hold after these transactions?

The filing shows Josh Resnik directly holding 203,729 Class A shares after one transaction and 209,087 shares after another entry. Both figures appear as post-transaction direct ownership amounts in the non-derivative holdings table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/19/2026 - 08:48 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Resnik Josh

(Last) (First) (Middle)

C/O FISCALNOTE HOLDINGS, INC.

1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)

WASHINGTON DISTRICT OF COLUMBIA 20004

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common Stock	05/15/2026		F		1,708(1)	D	$0.2	209,087	D
Class A Common Stock	05/15/2026		F		5,358(2)	D	$0.2	203,729	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 3,474 restricted stock units.

2. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 10,901 restricted stock units.

	/s/ Todd Aman, Attorney in Fact	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)