FiscalNote: Urgent Capital receives 193,479 shares

Q: How many NOTE shares did Urgent Capital LLC receive?

Urgent Capital LLC received 193,479 Class A common shares on October 6, 2026, in a distribution from GPO FN Noteholder, LLC as an in-kind payment pursuant to a profits interest held by Urgent Capital LLC.

Q: How many NOTE shares did Key Compton hold directly after the transaction?

The reported direct holding was 1,496,264 Class A shares after the October 6, 2026 transaction.

The President and CEO may be deemed to have voting and dispositive power over the shares beneficially owned by Urgent Capital LLC.

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Rhea-AI Filing Summary

FiscalNote Holdings, Inc. (NOTE) reported that Urgent Capital LLC received 193,479 Class A common shares on October 6, 2026, in a distribution from GPO FN Noteholder, LLC as an in-kind payment pursuant to a profits interest held by Urgent Capital LLC. Key Compton, the company’s President and CEO, is a managing director of Urgent International Inc., which owns and operates Urgent Capital LLC; he may be deemed to have voting and dispositive power over those shares. A separate holding entry reports 1,496,264 Class A shares held directly by Key Compton after the transaction.

Insider Trade Summary

Other: 193,479 shares

Other 3 txns

Insider Compton Key

Role President and CEO

Type	Security	Shares	Price	Value
Other	Class A Common Stock ^{F1, F2}	193,479	$0.00	$0.00
holding	Class A Common Stock ^F3	--	--	--
holding	Class A Common Stock	--	--	--

Holdings After Transaction: Class A Common Stock — 729,501 shares (Indirect, See Footnote); Class A Common Stock — 1,496,264 shares (Direct)

Footnotes (3)

F1. Distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest in GPO FN Noteholder, LLC held by Urgent Capital LLC.
F2. The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC.
F3. The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

Key Figures

Class A shares received by Urgent Capital LLC: 193,479 shares Direct Class A shares held by Key Compton: 1,496,264 shares

2 metrics

Class A shares received by Urgent Capital LLC 193,479 shares In-kind payment on October 6, 2026

Direct Class A shares held by Key Compton 1,496,264 shares Following the October 6, 2026 transaction

Key Terms

in-kind payment, profits interest, beneficially owned, voting and dispositive power

4 terms

in-kind payment financial

"as an in-kind payment pursuant to a profits interest"

profits interest financial

"pursuant to a profits interest in GPO FN Noteholder, LLC"

beneficially owned financial

"shares are beneficially owned by Urgent Capital LLC"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

voting and dispositive power financial

"may be deemed to have voting and dispositive power"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NOTE shares did Urgent Capital LLC receive?

Urgent Capital LLC received 193,479 Class A common shares on October 6, 2026, in a distribution from GPO FN Noteholder, LLC as an in-kind payment pursuant to a profits interest held by Urgent Capital LLC.

How many NOTE shares did Key Compton hold directly after the transaction?

The reported direct holding was 1,496,264 Class A shares after the October 6, 2026 transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/08/2026 - 04:50 PM Accepted by SEC EDGAR 10/08/2026 - 04:50 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Compton Key

(Last)

(First)

(Middle)

C/O FISCALNOTE HOLDINGS, INC.

1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)

WASHINGTON

DISTRICT OF COLUMBIA

20004

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	President and CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
10/06/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/06/2026		J⁽¹⁾		193,479	A	$0	714,166	I	See Footnote⁽²⁾
Class A Common Stock								15,335	I	See Footnote⁽³⁾
Class A Common Stock								1,496,264	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Distribution from GPO FN Noteholder, LLC to Urgent Capital LLC as an in-kind payment pursuant to a profits interest in GPO FN Noteholder, LLC held by Urgent Capital LLC.

2. The shares are beneficially owned by Urgent Capital LLC. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital LLC. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC.

3. The shares are beneficially owned by Global Public Offering Master Fund, L.P ("GPO Master Fund"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.

	/s/ Shree Sharma, Attorney-in-Fact	10/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR