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[Form 4] FiscalNote Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
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Form Type
4

FiscalNote Holdings (NOTE) filed a Form 4 for its Chief Accounting Officer reporting a tax withholding transaction. On 10/17/2025, the officer had 202 shares of Class A common stock withheld (transaction code F) at a price of $4.25 per share to cover taxes upon the vesting of 575 restricted stock units.

Following this transaction, the officer beneficially owns 34,355 shares directly. This amount includes 799 shares acquired under the 2022 Employee Stock Purchase Plan, adjusted and rounded for the company’s 1-for-12 reverse stock split, with those ESPP acquisitions noted as exempt under Rule 16b-3.

FiscalNote Holdings (NOTE) ha presentato un Modulo 4 per il suo Chief Accounting Officer che riporta una transazione di trattenuta fiscale. Il 17/10/2025, l'ufficiale ha trattenuto 202 azioni di classe A ordinarie a un prezzo di $4.25 per azione per coprire le tasse al vesting di 575 unità di azioni vincolate.

Dopo questa transazione, l'ufficiale detiene direttamente 34,355 azioni in possesso. Questo importo include 799 azioni acquisite nell'ambito del Piano di Acquisto Azioni dei Dipendenti 2022, adeguato e arrotondato per la reverse stock split 1-for-12 dell'azienda, con le acquisizioni ESPP annotate come esenti ai sensi della Rule 16b-3.

FiscalNote Holdings (NOTE) presentó un Formulario 4 para su Director de Contabilidad reportando una transacción de retención de impuestos. El 17/10/2025, el funcionario retuvo 202 acciones de la clase A común a un precio de $4.25 por acción para cubrir impuestos al vesting de 575 unidades de acciones restringidas.

Después de esta transacción, el funcionario posee beneficiosamente 34,355 acciones directamente. Esta cantidad incluye 799 acciones adquiridas bajo el Plan de Compra de Acciones para Empleados 2022, ajustado y redondeado por la repartición inversa 1 por 12 de la empresa, con esas adquisiciones ESPP señaladas como exentas bajo la Regla 16b-3.

FiscalNote Holdings (NOTE)는 최고 회계 책임자를 위한 Form 4를 제출했고, 세금 원천징수 거래를 보고했습니다. 2025년 10월 17일, 임원은 202주의 A클래스 보통주를 거래코드 F로 원천징수했고 주당 가격은 $4.25로 설정되어 과세 시점의 벼싱으로 인한 세금을 충당하기 위해 575주식 제한 단위를 보유하게 되었습니다.

이 거래 이후, 임원은 직접적으로 유익하게 34,355주를 소유합니다. 이 금액은 회사의 1대 12의 역분할에 맞춰 조정되고 반올림된 2022년 직원 주식매입계획(ESPP)을 통해 취득한 799주를 포함하며, 해당 ESPP 취득은 Rule 16b-3에 따라 면제로 기재되어 있습니다.

FiscalNote Holdings (NOTE) a déposé un Formulaire 4 pour son Chief Accounting Officer reportant une transaction de retenue d'impôt. Le 17/10/2025, l'officier a retenu 202 actions de classe A ordinaire à un prix de $4.25 par action pour couvrir les impôts lors de l'acquisition de 575 unités d'actions restreintes.

Suite à cette transaction, l'officier détient directement 34,355 actions bénéficiaires. Ce montant inclut 799 actions acquises dans le cadre du Plan d'Achat d'Actions des Employés 2022, ajusté et arrondi pour la partition inverse 1 pour 12 de l'entreprise, avec ces acquisitions ESPP signalées comme exonérées conformément à la règle 16b-3.

FiscalNote Holdings (NOTE) hat ein Form 4 für seinen Chief Accounting Officer eingereicht und meldet eine Steuerabzugs-Transaktion. Am 17.10.2025 behielt der Beauftragte 202 Aktien der Class-A-Stammaktien zu einem Preis von $4.25 pro Aktie ein, um Steuern bei der Vesting von 575 Restricted Stock Units zu decken.

Nach dieser Transaktion besitzt der Beauftragte direkt vorteilhaft 34.355 Aktien. Dieser Betrag beinhaltet 799 Aktien, die im Rahmen des Employee Stock Purchase Plan 2022 der Firma erworben wurden, angepasst und gerundet durch den 1-zu-12 Reverse Stock Split, wobei diese ESPP-Erwerbungen als gemäß Rule 16b-3 befreit vermerkt sind.

FiscalNote Holdings (NOTE) قدمت نموذج 4 لمسؤول المحاسبة الرئيسي وتقرير عن معاملة حجز ضريبي. في 17/10/2025، قام المسؤول بحجز 202 سهماً من فئة A العادية بسعر $4.25 للسهم لتغطية الضرائب عند vesting لـ 575 وحدة أسهم مقيدة.

بعد هذه المعاملة، يملك المسؤول بشكل فعلي 34,355 سهماً مباشرة. يتضمن هذا المبلغ 799 سهماً اكتسبت بموجب خطة شراء أسهم الموظفين 2022، معدلة ومقربّة وفقاً لـ التقسيم العكسي 1 مقابل 12 للشركة، مع الإكتسابات ESPP المشار إليها كمعفاة وفق القاعدة 16b-3.

FiscalNote Holdings (NOTE) 提交了其首席会计官的 Form 4,报告一笔税务代扣交易。于 2025-10-17,该官员以每股 $4.25 的价格,扣留了 202 股 A 类普通股以覆盖在 575 股受限股份单位归属时的税费。

交易完成后,该官员直接受益拥有 34,355 股。该金额 包含 799 股,为 2022 年员工股票购买计划(ESPP)所取得,并经公司 12:1 的反向股票拆分 调整并四舍五入,其中上述 ESPP 取得被标注为符合 Rule 16b-3 的豁免。

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FiscalNote Holdings (NOTE) ha presentato un Modulo 4 per il suo Chief Accounting Officer che riporta una transazione di trattenuta fiscale. Il 17/10/2025, l'ufficiale ha trattenuto 202 azioni di classe A ordinarie a un prezzo di $4.25 per azione per coprire le tasse al vesting di 575 unità di azioni vincolate.

Dopo questa transazione, l'ufficiale detiene direttamente 34,355 azioni in possesso. Questo importo include 799 azioni acquisite nell'ambito del Piano di Acquisto Azioni dei Dipendenti 2022, adeguato e arrotondato per la reverse stock split 1-for-12 dell'azienda, con le acquisizioni ESPP annotate come esenti ai sensi della Rule 16b-3.

FiscalNote Holdings (NOTE) presentó un Formulario 4 para su Director de Contabilidad reportando una transacción de retención de impuestos. El 17/10/2025, el funcionario retuvo 202 acciones de la clase A común a un precio de $4.25 por acción para cubrir impuestos al vesting de 575 unidades de acciones restringidas.

Después de esta transacción, el funcionario posee beneficiosamente 34,355 acciones directamente. Esta cantidad incluye 799 acciones adquiridas bajo el Plan de Compra de Acciones para Empleados 2022, ajustado y redondeado por la repartición inversa 1 por 12 de la empresa, con esas adquisiciones ESPP señaladas como exentas bajo la Regla 16b-3.

FiscalNote Holdings (NOTE)는 최고 회계 책임자를 위한 Form 4를 제출했고, 세금 원천징수 거래를 보고했습니다. 2025년 10월 17일, 임원은 202주의 A클래스 보통주를 거래코드 F로 원천징수했고 주당 가격은 $4.25로 설정되어 과세 시점의 벼싱으로 인한 세금을 충당하기 위해 575주식 제한 단위를 보유하게 되었습니다.

이 거래 이후, 임원은 직접적으로 유익하게 34,355주를 소유합니다. 이 금액은 회사의 1대 12의 역분할에 맞춰 조정되고 반올림된 2022년 직원 주식매입계획(ESPP)을 통해 취득한 799주를 포함하며, 해당 ESPP 취득은 Rule 16b-3에 따라 면제로 기재되어 있습니다.

FiscalNote Holdings (NOTE) a déposé un Formulaire 4 pour son Chief Accounting Officer reportant une transaction de retenue d'impôt. Le 17/10/2025, l'officier a retenu 202 actions de classe A ordinaire à un prix de $4.25 par action pour couvrir les impôts lors de l'acquisition de 575 unités d'actions restreintes.

Suite à cette transaction, l'officier détient directement 34,355 actions bénéficiaires. Ce montant inclut 799 actions acquises dans le cadre du Plan d'Achat d'Actions des Employés 2022, ajusté et arrondi pour la partition inverse 1 pour 12 de l'entreprise, avec ces acquisitions ESPP signalées comme exonérées conformément à la règle 16b-3.

FiscalNote Holdings (NOTE) hat ein Form 4 für seinen Chief Accounting Officer eingereicht und meldet eine Steuerabzugs-Transaktion. Am 17.10.2025 behielt der Beauftragte 202 Aktien der Class-A-Stammaktien zu einem Preis von $4.25 pro Aktie ein, um Steuern bei der Vesting von 575 Restricted Stock Units zu decken.

Nach dieser Transaktion besitzt der Beauftragte direkt vorteilhaft 34.355 Aktien. Dieser Betrag beinhaltet 799 Aktien, die im Rahmen des Employee Stock Purchase Plan 2022 der Firma erworben wurden, angepasst und gerundet durch den 1-zu-12 Reverse Stock Split, wobei diese ESPP-Erwerbungen als gemäß Rule 16b-3 befreit vermerkt sind.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Donnell Paul

(Last) (First) (Middle)
C/O FISCALNOTE HOLDINGS, INC.
1201 PENNSYLVANIA AVE NW, 6TH FL

(Street)
WASHINGTON DC 20004

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
FiscalNote Holdings, Inc. [ NOTE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
10/17/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Common Stock 10/17/2025 F 202(1) D $4.25 34,355(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of the Issuer's Class A Common Stock withheld to satisfy the reporting person's tax obligation upon the vesting of 575 restricted stock units.
2. Includes 799 shares, adjusted and rounded to reflect the 1-for-12 reverse stock split effected by the Issuer, acquired under the FiscalNote Holdings, Inc. 2022 Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
/s/ Todd Aman, Attorney-in-Fact 10/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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