Here are the S-3 shelf registrations from FiscalNote Holding Inc A (NOTE) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
An S-3 covers the shelf registration that lets an established company sell over time, so if you follow NOTE and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NOTE filings page.
FiscalNote Holdings (NOTE) filed a Form S-3 to register up to 2,349,395 shares of Class A common stock for resale by a single selling stockholder. The shares are issuable under a previously issued subordinated Convertible Note tied to a Redemption and Exchange Agreement dated August 5, 2025. The company states it will not receive any proceeds from these sales.
The Convertible Note had approximately $20.4 million principal outstanding and carries 7.50% interest, with an initial conversion price of $82.92 per share and quarterly principal installments beginning April 1, 2026 that may be paid in cash or shares. A beneficial ownership cap limits issuances that would put the holder above 4.99% of Class A outstanding, adjustable up to 9.99% upon notice. As of November 6, 2025, shares outstanding were 15,709,895 (15,018,986 Class A; 690,909 Class B). The Class A stock trades on the NYSE as “NOTE,” and closed at $2.53 on November 13, 2025.