Here are the Form 4 insider transactions from FiscalNote Holding Inc A (NOTE) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow NOTE and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full NOTE filings page.
FiscalNote Holdings, Inc. (NOTE) reports that Urgent Capital LLC received 267,923 Class A common shares on October 29, 2026, through an in-kind distribution from GPO FN Noteholder, LLC as payment pursuant to a profits interest. Key Compton, a director and FiscalNote's President and CEO, may be deemed to have voting and dispositive power over the shares held by Urgent Capital LLC. A separate holding entry reports 1,496,264 Class A common shares held directly by Key Compton; a separate indirect holding is beneficially owned by Global Public Offering Master Fund, L.P., over which Key Compton may also be deemed to have voting and dispositive power.
FiscalNote Holdings, Inc. (NOTE) President and CEO Key Compton reported that Urgent Capital LLC received 222,302 Class A shares on October 15, 2026, in a distribution from GPO FN Noteholder, LLC as an in-kind payment pursuant to Urgent Capital’s profits interest.
Urgent Capital beneficially owns the shares. Because Key Compton is a managing director of Urgent International Inc., which owns and operates Urgent Capital, he may be deemed to have voting and dispositive power over them. Key Compton also reported direct holdings of 1,496,264 Class A shares following the transaction.
FiscalNote Holdings, Inc. (NOTE) reported that Chief Accounting Officer Paul Donnell had 758 shares of Class A Common Stock withheld on August 5, 2026, to satisfy his tax obligation upon vesting of 2,159 restricted stock units. His direct holdings following the transaction were 33,320 shares. The reported per-share price was $0.1489.
FiscalNote Holdings, Inc. (NOTE) reported that Urgent Capital LLC received 193,479 Class A common shares on October 6, 2026, in a distribution from GPO FN Noteholder, LLC as an in-kind payment pursuant to a profits interest held by Urgent Capital LLC. Key Compton, the company’s President and CEO, is a managing director of Urgent International Inc., which owns and operates Urgent Capital LLC; he may be deemed to have voting and dispositive power over those shares. A separate holding entry reports 1,496,264 Class A shares held directly by Key Compton after the transaction.
FiscalNote Holdings, Inc. President and CEO Josh Resnik reported three tax-withholding dispositions of Class A Common Stock on June 26, 2026, totaling 47,688 shares at $0.1121 per share. The shares were withheld to satisfy tax obligations tied to accelerated vesting of restricted stock units upon his departure.
FiscalNote Holdings, Inc. reported that Chief Legal & Admin. Officer Todd Aman had 1,901 shares of Class A Common Stock withheld on July 1, 2026 at $0.119 per share to satisfy tax obligations upon vesting of 6,314 restricted stock units. Following this tax-withholding disposition and an adjustment for the forfeiture of 42,356 unvested restricted stock units upon his termination of employment on July 2, 2026, Aman directly holds 32,893 shares of Class A Common Stock.
Compton Key reported acquisition or exercise transactions in this Form 4 filing.
FiscalNote Holdings, Inc. reported that President and CEO Key Compton received a grant of 1,450,000 shares of restricted Class A Common Stock on July 24, 2026 at $0.00 per share. These shares vest only upon achieving performance milestones tied to volume weighted average price over five or 10 years and meeting service-based vesting requirements. After this award, he directly holds 1,496,264 Class A shares and may be deemed to have voting and dispositive power over additional shares held indirectly through Urgent Capital LLC and Global Public Offering Master Fund, L.P.
FiscalNote Holdings, Inc. director, President and CEO Key Compton reported changes in how his Class A Common Stock is held, reflecting an internal restructuring rather than market trading. An in-kind distribution of 89,171 shares was made from GPO FN Noteholder, LLC to Urgent Capital LLC as payment under a profits interest. Compton is a managing director of Urgent International Inc., which controls Urgent Capital LLC and Global Public Offering Master Fund, L.P., so he may be deemed to have voting and dispositive power over these indirectly held shares. Following these updates, he holds 46,264 shares directly and additional shares indirectly through affiliated entities, including 520,687 shares associated with Urgent Capital LLC and 15,335 shares through another indirect holding.
FiscalNote Holdings, Inc. President and CEO Josh Resnik reported routine tax-withholding share dispositions. A total of 7,066 shares of Class A Common Stock were withheld at $0.20 per share to cover tax obligations triggered by vesting of restricted stock units. Footnotes explain that 3,474 and 10,901 restricted stock units vested, and the company withheld shares instead of cash for taxes. Following the transactions, entries show Resnik directly owning 203,729 and 209,087 Class A shares, indicating these were not open‑market sales but compensation-related tax settlements.
FiscalNote Holdings director Key Compton reported updated holdings of Class A Common Stock tied to entities he helps manage. An entity restructuring recorded as an "other" transaction moved 431,394 shares at a price of $0.00 per share, as an in-kind distribution from GPO FN Noteholder, LLC to Urgent Capital LLC under a profits interest. After this change, one indirect account shows 431,516 shares held, while separate entries show 46,264 shares held directly and 15,335 shares held indirectly. Footnotes state that Urgent Capital LLC and Global Public Offering Master Fund, L.P. beneficially own the indirect shares, and Compton may be deemed to share voting and dispositive power through his role at Urgent International Inc.
FiscalNote Holdings, Inc. director Compton Key reported changes in how certain Class A common shares are held through affiliated investment entities, rather than any open-market buying or selling.
A key entry shows an internal transaction coded "J" for 431,394 shares, described as a distribution from GPO FN Noteholder, LLC to Global Public Offering Master Fund, L.P. as an in-kind payment tied to a profits interest held by Urgent Capital LLC. Footnotes state the shares are beneficially owned by GPO Master Fund and Urgent Capital LLC, with Urgent International Inc. owning and operating these entities. As a managing director of Urgent International Inc., Key may be deemed to share voting and dispositive power over these holdings. Following the restructuring, the filing lists 446,729 Class A shares held indirectly in one account, 46,264 shares held directly, and an additional 122 shares held indirectly.
FiscalNote Holdings, Inc. President and CEO Josh Resnik reported a routine tax-related share disposition. On the vesting of 2,153 restricted stock units, 1,059 shares of Class A Common Stock were withheld at a price of $0.26 per share to cover his tax obligation. After this non-market transaction, he directly owns 210,795 shares of Class A Common Stock.
FiscalNote Holdings, Inc. Chief Legal & Admin. Officer Aman Todd reported a small tax-related share disposition. On the vesting of 893 restricted stock units, 317 shares of Class A Common Stock were withheld at $0.26 per share to cover tax obligations, leaving him with 77,150 directly held shares.
FiscalNote Holdings, Inc. Chief Legal & Admin. Officer Todd Aman reported a routine tax-related share disposition. On April 9, 2026, 2,236 shares of Class A Common Stock were withheld at $0.26 per share to cover taxes on the vesting of 6,314 restricted stock units. After this withholding, Aman directly held 77,467 shares of Class A Common Stock. This was not an open-market sale but an automatic tax-withholding event tied to equity compensation vesting.
Donnell Paul reported disposition transactions in a Form 4 filing for NOTE. The filing lists transactions totaling 233 shares at a weighted average price of $1.15 per share. Following the reported transactions, holdings were 34,078 shares.
Resnik Josh reported disposition transactions in a Form 4 filing for NOTE. The filing lists transactions totaling 5,672 shares at a weighted average price of $0.88 per share. Following the reported transactions, holdings were 211,854 shares.
FiscalNote Holdings, Inc. Chief Accounting Officer Paul Donnell reported a small tax-related share disposition. On 02/09/2026, 44 shares of Class A Common Stock were withheld at $1.22 per share to satisfy his tax obligation upon vesting of 108 restricted stock units. Following this automatic tax-withholding transaction, he directly beneficially owned 34,311 shares of Class A Common Stock.
FiscalNote Holdings director Gerald Yao reported a tax-withholding disposition of 42 shares of Class A Common Stock at $1.22 per share. These shares were withheld to cover his tax obligation when 105 restricted stock units vested.
After this transaction, 37,727 shares are held indirectly through the Gerald Yao Revocable Trust Dated January 10, 2019, where he serves as trustee, and he also beneficially owns 333 shares directly.
FiscalNote Holdings, Inc. insider Todd Aman, Chief Legal & Admin. Officer, reported a small tax-related share disposal. On 02/09/2026, 67 shares of Class A Common Stock were withheld at $1.22 per share to satisfy his tax obligation upon vesting of 189 restricted stock units. After this tax-withholding disposition, he beneficially owns 79,703 Class A shares directly.
FiscalNote Holdings director and 10% owner Timothy T. Hwang reported tax-related sales of Class A Common Stock on February 2, 2026. A revocable trust for which he serves as trustee sold 3,082 shares and 1,008 shares at $1.1983 per share in sell-to-cover transactions.
The sales were made to satisfy tax obligations arising from the vesting of 7,486 and 2,447 restricted stock units under a Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, the trust beneficially owned 195,399 Class A shares indirectly, and Hwang also held 4,109 shares directly.
FiscalNote Holdings, Inc. director Gerald Yao reported a routine tax-related share withholding on Class A common stock. On 01/20/2026, 353 shares of Class A common stock held indirectly through the Gerald Yao Revocable Trust Dated January 10, 2019 were withheld at a price of $1.57 per share to satisfy his tax obligations upon the vesting of 893 restricted stock units.
Following this transaction, the trust beneficially owned 37,769 shares of FiscalNote Class A common stock, reported as indirect ownership, and Yao also reported 333 shares of Class A common stock held directly.
FiscalNote Holdings, Inc. reported an insider equity transaction by its CFO and SVP, Corp. Dev., Jon Slabaugh. On January 20, 2026, 1,621 shares of Class A Common Stock were withheld at $1.57 per share to satisfy his tax obligation when 2,977 restricted stock units vested. After this tax withholding, he beneficially owned 107,582 shares of Class A Common Stock directly.
FiscalNote Holdings, Inc. President and CEO Josh Resnik reported two Class A Common Stock transactions. On December 31, 2025, he acquired 3,376 shares at $1.25 per share through the company’s 2022 Employee Stock Purchase Plan, a transaction described as exempt under Rule 16b-3(d) and Rule 16b-3(c). This increased his direct holdings to 218,376 shares.
On January 20, 2026, 850 shares were withheld at $1.57 per share to cover his tax obligation upon the vesting of 2,153 restricted stock units, leaving him with 217,526 directly held shares of Class A Common Stock. Both transactions involve only directly owned shares and reflect routine plan participation and tax withholding rather than open-market buying or selling.
FiscalNote Holdings, Inc. reported an insider tax-withholding transaction by its Chief Legal & Administrative Officer, Todd Aman. On January 20, 2026, 317 shares of Class A Common Stock were withheld at a price of $1.57 per share to cover his tax obligations arising from the vesting of 893 restricted stock units.
After this withholding, Aman directly beneficially owned 79,770 shares of FiscalNote Class A Common Stock. The transaction reflects share withholding for taxes rather than an open-market sale.
FiscalNote Holdings, Inc. reported an insider equity transaction by its Chief Legal & Administrative Officer on 01/02/2026. The officer had 8,331 shares of Class A common stock withheld at a price of $1.59 per share, coded as an "F" transaction, which indicates shares withheld to cover obligations such as taxes. After this transaction, the officer beneficially owned 80,087 shares directly. The withheld shares arose from the vesting of 25,220 restricted stock units, and the transaction reflects tax settlement rather than an open-market sale.
FiscalNote Holdings, Inc. insider filing discloses a small share withholding by the President and CEO. On 01/02/2026, the CEO reported that 159 shares of Class A Common Stock were withheld at a price of $1.59 per share to cover tax obligations related to the vesting of 811 restricted stock units. After this transaction, the reporting person beneficially owned 215,000 shares of Class A Common Stock directly.
FiscalNote Holdings, Inc. reported an insider equity transaction by its CFO and SVP, Corporate Development. On 01/02/2026, 6,235 shares of Class A common stock were withheld at $1.59 per share to cover the executive’s tax obligation upon the vesting of 25,220 restricted stock units. After this tax withholding, the officer beneficially owns 109,203 shares of FiscalNote Class A common stock.
FiscalNote Holdings, Inc. director and 10% owner Timothy T. Hwang reported routine insider sales of Class A common stock related to tax withholding on vested restricted stock units. On 01/02/2026, he sold 1,293 and 423 shares of Class A common stock at a price of $1.6088 per share. These sales were made in sell-to-cover transactions to satisfy his tax obligations upon the vesting of 7,486 and 2,447 restricted stock units under a Rule 10b5-1 trading plan adopted on May 16, 2025. Following the reported transactions, he continued to hold a substantial indirect position in FiscalNote through the Timothy T. Hwang Revocable Trust, of which he is trustee.
FiscalNote Holdings, Inc. director reported an equity compensation grant of Class A common stock. On 12/01/2025, the non-management director received 5,136 shares of Class A common stock at a price of $0 per share, issued in lieu of a quarterly cash retainer for board service.
After this grant, the director beneficially owns 57,499 Class A shares directly and 6,724 Class A shares indirectly through the Sweeney Trust dated March 27, 2003, where the reporting person serves as trustee. The filing is made on Form 4 by a single reporting person in the capacity of a director.
FiscalNote Holdings director and 10% owner reports tax-related share sales
A FiscalNote Holdings, Inc. insider who serves as both a director and 10% owner reported automatic sales of Class A common stock tied to restricted stock unit (RSU) vesting. On 12/02/2025, the reporting person sold 4,213 and 1,377 Class A shares at a price of $1.9134 per share in separate transactions. These sales were made to cover tax obligations that arose when 7,486 and 2,447 RSUs vested, under a pre-established Rule 10b5-1 trading plan adopted on May 16, 2025. After these transactions, 201,205 Class A shares were reported as beneficially owned indirectly through the Timothy T. Hwang Revocable Trust, for which the reporting person serves as trustee.
FiscalNote Holdings, Inc. President and CEO reported a routine share transaction related to equity compensation. On 12/02/2025, 277 shares of Class A Common Stock were withheld at a price of $2.19 per share to cover the reporting person's tax obligation upon the vesting of 810 restricted stock units. After this tax withholding, the executive directly beneficially owned 215,159 shares of Class A Common Stock.
FiscalNote Holdings, Inc. director and 10% owner reported acquiring 3,424 shares of Class A common stock on 12/01/2025. These shares were granted as compensation in place of a quarterly cash retainer for serving as a non-management director.
Following this grant, the reporting person beneficially owns 51,281 shares directly. Additional indirect holdings are reported through Maso Capital Offshore Limited with 50,520 shares and through Maso Capital Partners Limited with 2,358,955 shares held across related investment entities.
FiscalNote Holdings, Inc. reported that a director who is also a 10% owner received a grant of 1,479 shares of Class A common stock on 09/03/2025 as compensation for board service, in lieu of a quarterly cash retainer. The shares were acquired at a stated price of $0 as they represent equity compensation rather than a market purchase.
After this grant, the reporting person held 47,857 Class A shares directly, and additional Class A shares indirectly through entities including Maso Capital Offshore Limited and Maso Capital Partners Limited. A prior 1-for-12 reverse stock split of Class A common stock on August 29, 2025 resulted in proportionate adjustments to the reported ownership amounts.
FiscalNote Holdings, Inc. director reported receiving additional company stock as part of board compensation. On 12/01/2025, the non-management director was granted 6,278 shares of Class A common stock instead of a quarterly cash retainer, with a reported price of $0 per share, reflecting that this was an equity award rather than an open-market purchase. Following this grant, the director beneficially owned 59,998 shares, all held directly.
FiscalNote Holdings, Inc. reported that one of its non-management directors received a grant of Class A Common Stock as part of regular board compensation. On 12/01/2025, the director acquired 3,424 shares of Class A Common Stock at a price of $0 per share, in lieu of a quarterly cash retainer for board service. After this grant, the director beneficially owned 90,713 shares directly, with additional indirect holdings reported through various investment entities, including 176,929 shares held by Xplorer Capital Fund III L.P. The filing classifies the individual as a director and confirms the form is filed by one reporting person.
FiscalNote Holdings (NOTE) President and CEO filed a Form 4 reporting share withholdings for taxes tied to RSU vesting. On 11/12/2025, the company withheld 4,739 and 8,495 shares of Class A Common Stock, each at $2.72, to satisfy tax obligations upon the vesting of 13,875 and 43,538 restricted stock units, respectively. Following these transactions, the reporting person held 215,436 Class A shares directly.