Welcome to our dedicated page for Neptune Insurance Holdings SEC filings (Ticker: NP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Neptune Insurance Holdings Inc. filings document the public-company record for an emerging growth company whose Class A common stock was sold in an initial public offering. The filings include Form 8-K reports for results of operations and financial condition, exhibits with press releases and earnings presentations, and disclosures covering a board-authorized stock repurchase program.
Proxy materials describe annual meeting matters, stockholder voting procedures, board governance, and public-company governance for Neptune's first full year as a public company. Other filings record amendments to the Delaware certificate of incorporation and bylaws, the Class A common stock structure, registration-statement history, and disclosures related to Neptune Flood's MGA model, carrier partnerships, underwriting technology, and distribution platform.
Neptune Insurance Holdings (NP) director reported Form 4 activity on 10/02/2025. A one-for-one reclassification under Rule 16b-7 converted 20,000 shares of Common Stock into Class A Common Stock in connection with the issuer’s initial public offering. The director also received 39,474 time-based RSUs at $0, vesting in equal annual installments over three years beginning on September 30, 2026. Following these transactions, the director beneficially owns 59,474 shares, held directly.
Neptune Insurance Holdings (NP): Insider sale linked to IPO overallotment. On 10/01/2025, affiliated FTV entities reported a sale of 678,019 shares of Class A Common Stock at $18.75 per share, executed pursuant to the underwriters’ exercise of their over‑allotment option in the company’s initial public offering. Following the transaction, the group reported 22,350,631 shares beneficially owned indirectly, including 14,556,518 by FTV VII, L.P., 6,434,159 by FTV-NE Aggregator, and 1,359,954 by Growth VII‑Centre.
Neptune Insurance Holdings Inc. (NP) reported a sale of 820,123 shares of Class A Common Stock at $18.75 on 10/01/2025. The transaction was made by BSIV Hold 101, LP and affiliated reporting persons pursuant to the underwriters' exercise of their over-allotment option in connection with the initial public offering, at a price equal to the IPO price net of underwriting discounts and commissions.
After the sale, the reporting persons beneficially owned 19,530,472 shares, held directly.