NRG Energy director Sanjay Kapoor acquires 19 share rights

The rights become exercisable proportionately with underlying deferred stock units and/or restricted stock units and may be settled only in NRG common stock.

Available on EDGAR 11/04/2026 - 06:38 PM EST Accepted by SEC EDGAR 11/04/2026 - 06:37 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

NRG Energy, Inc. director Sanjay Kapoor reported an acquisition of 19 shares on November 2, 2026, representing dividend equivalent rights accrued on deferred stock units and/or restricted stock units. The rights become exercisable proportionately with the underlying units and may be settled only in NRG common stock. Kapoor's reported position following the transaction was 3,954 shares, including 37 dividend equivalent rights; the position reflects a one-security adjustment for fractional rounding. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Grant/Award: 19 shares

Grant/Award 1 txn

Insider Kapoor Sanjay

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock, par value $.01 per share F1	19	$0.00	$0.00

Holdings After Transaction: Common Stock, par value $.01 per share — 3,954 shares (Direct)

Holdings Before and After: Common Stock, par value $.01 per share, 3,935 to 3,954 shares (Direct)

Footnotes (1)

1. F1. Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 37 dividend equivalent rights.

Key Figures

Acquisition reported: 19 shares Reported position following transaction: 3,954 shares Dividend equivalent rights included: 37 rights +2 more

5 metrics

Acquisition reported 19 shares Dividend equivalent rights reported for November 2, 2026

Reported position following transaction 3,954 shares Includes 37 dividend equivalent rights

Dividend equivalent rights included 37 rights Included in the reported position following the transaction

Fractional-rounding adjustment 1 security Adjustment to beneficial ownership following the reported transaction

Reported transaction price $0.00 per share Acquisition reported for November 2, 2026

Key Terms

dividend equivalent rights, deferred stock units, restricted stock units

3 terms

dividend equivalent rights financial

"dividend equivalent rights accrued on the Reporting Person's deferred stock units"

Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.

deferred stock units financial

"the Reporting Person's deferred stock units"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

restricted stock units financial

"and/or restricted stock units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many shares did NRG director Sanjay Kapoor acquire?

Sanjay Kapoor reported an acquisition of 19 shares on November 2, 2026, representing dividend equivalent rights accrued on deferred stock units and/or restricted stock units. The rights may be settled only in NRG common stock, and no Rule 10b5-1 plan is reported.

What was Sanjay Kapoor's NRG share position after the transaction?

Sanjay Kapoor's reported position following the transaction was 3,954 shares, including 37 dividend equivalent rights. The reported position reflects a one-security adjustment for fractional rounding.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Kapoor Sanjay

(Last) (First) (Middle)

804 CARNEGIE CENTER

(Street)

PRINCETON NEW JERSEY 08540

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NRG ENERGY, INC. [ NRG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $.01 per share	11/02/2026		A		19	A	$0(1)	3,954	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents dividend equivalent rights accrued on the Reporting Person's deferred stock units and/or restricted stock units, which become exercisable proportionately with the underlying units to which they relate and may only be settled in NRG common stock. Reflects a de minimus adjustment of 1 security beneficially owned following the reported transaction as a result of fractional rounding. Includes 37 dividend equivalent rights.

	Christine Zoino, by Power of Attorney	11/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)