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Nomura Holdings, Inc. filings document a foreign private issuer that furnishes Form 6-K reports and incorporates selected financial exhibits into Form F-3 registration statements. The filings present unaudited consolidated financial information under U.S. GAAP, reported in Japanese yen, with financial highlights, operating results, balance sheet data, value-at-risk disclosure and segment information for Wealth Management, Investment Management, Wholesale and Banking.
Nomura’s regulatory documents also cover corporate governance reports filed in translation, capital structure and corporate attributes, Corporate Governance Guidelines, treasury share dispositions, restricted stock unit stock-award matters and related board or executive management decisions. These disclosures describe the company’s governance framework, compensation-linked share activity and formal public-company reporting obligations.
Nomura Holdings, Inc. reports that Delaware Management Company (DMC) has become a “specified subsidiary” after Nomura completed acquiring Macquarie Group’s U.S. and European public asset management business. DMC has share capital of USD 590 million and is now 100.0% owned by Nomura through 330 voting rights.
DMC, an investment management and advisory firm based in Wilmington, recorded consolidated net assets of USD 780 million and profit attributable to owners of parent of USD 123 million for the fiscal year ended March 31, 2025. DMC’s consolidated results will be included in Nomura’s consolidated results from the third quarter of the fiscal year ending March 2026.
Nomura Holdings reported solid third quarter results while stepping up capital returns and integration of a major acquisition. Net revenue for the quarter was 551.8 billion yen, up 7% from the prior quarter and 10% year on year. Income before income taxes was 135.2 billion yen, down slightly, and net income attributable to shareholders was 91.6 billion yen, 10% lower than a year ago. For the nine months to December, net revenue rose to 1,590.5 billion yen and pretax income to 432.1 billion yen, with net income up 7%.
Return on equity was 10.3%, marking a seventh straight quarter at or above the 8–10% target range. Wealth Management delivered strong growth with net revenue of 132.5 billion yen and pretax income of 58.5 billion yen, both up sharply and supported by record-high recurring and flow revenue. Investment Management posted record assets under management of 134.7 trillion yen after completing the acquisition of Macquarie’s U.S. and European public asset management business, though pretax income fell quarter on quarter due to lower investment gains and one-off acquisition costs. Wholesale and Banking also grew net revenue, with record Equities and Investment Banking revenue in Wholesale.
Nomura’s board approved a share buyback program of up to 100 million shares, or 3.2% of issued shares, with a 60 billion yen cap between February 17 and September 30, 2026, via a trust bank. Separately, the company will cancel 75 million shares, about 2.4% of issued shares, on March 2, 2026. In addition, Delaware Management Company, part of the acquired Macquarie asset management business, has become a specified subsidiary, with its consolidated results now included in Nomura’s financials.
Nomura Holdings filed a Form 6-K furnishing an English translation of its updated corporate governance report and long-term financial framework. The company targets income before income taxes of over 500 billion yen and aims to sustain return on equity (ROE) of 8 to 10 percent or higher toward 2030.
Nomura reports that its price-to-book ratio (PBR) reached 1.1 times as of December 31, 2025, and ROE improved from 5.1 percent for the fiscal year ended March 2024 to 10.0 percent for fiscal year ended March 2025 and 11.3 percent for the first half of fiscal year ended March 2026. The filing also details its board structure with eight of twelve directors serving as outside directors, diversity and human capital initiatives, sustainability governance, and compensation policies linking executive pay to performance and shareholder value.
Nomura Holdings, Inc. reports that it plans to announce its operating results for the third quarter of the fiscal year ending March 31, 2026 on January 30, 2026 at 15:30 in Tokyo. Financial statements and presentation materials will be made available on the Nomura Holdings website shortly after the announcement.
The company will also host a live audio webcast of its conference call via nomura.com, scheduled for 18:30 Japan Standard Time, 09:30 Greenwich Mean Time, and 04:30 Eastern Standard Time. The report also notes that Nomura is a global financial services group serving individuals, institutions, corporates, and governments through wealth management, investment management, wholesale, and banking divisions.
Nomura Holdings reports detailed fair value and derivatives disclosures for the six months ended September 30, 2025, highlighting how it values complex securities, collateralized agreements, and derivative positions under U.S. GAAP. The notes explain how master netting agreements, collateral offsets, and Level 3 valuation inputs such as credit spreads, prepayment rates, and loss severity affect reported trading and investment balances.
A key event in the period was the sale of certain land and buildings in Takanawa, Tokyo to Nomura Real Estate Development and a third-party financing company, which Nomura treats as a related-party transaction. This sale generated a gain of ¥56,144 million, recorded in Revenue—Other. The company also discloses dividends per share of ¥23.00 for the six months ended September 30, 2024 and ¥27.00 for the six months ended September 30, 2025, indicating higher cash returns to shareholders.
Nomura Holdings, Inc. reports on its ongoing share buyback program and treasury share activity for the period from November 1 to November 30, 2025. Under a board authorization dated April 25, 2025 for repurchases of up to 100,000,000 common shares or JPY 60,000,000,000, the company had cumulatively repurchased 66,790,900 shares for JPY 59,999,913,930 as of November 30, 2025, representing 66.8% of the share limit and 100.0% of the monetary limit. No share repurchases occurred during the November reporting month. During the month, 131,500 shares were issued through exercises of stock acquisition rights for an aggregate amount of JPY 75,086,500. As of November 30, 2025, total issued shares were 3,163,562,601, with 229,335,006 shares held in treasury.
Nomura Holdings, Inc. has completed its acquisition of Macquarie’s U.S. and European public asset management business for US$1.8 billion. The transaction adds approximately US$166 billion in client assets under management as of October 31, 2025, spanning equities, fixed income and multi-asset strategies, which will operate under the global Nomura Asset Management brand.
Nomura is combining these acquired operations with its private markets arm, Nomura Capital Management, and its high-yield business, Nomura Corporate Research and Asset Management, to create Nomura Asset Management International within its Investment Management division. The new business will be led by CEO Shawn Lytle and President and Deputy CEO Robert Stark, reflecting a strengthened management structure in New York and Philadelphia.
Nomura and Macquarie have also formalized a strategic partnership to distribute select Macquarie private funds to U.S. high-net-worth and family office clients and to co-develop investment solutions for clients in the U.S. and Japan, supporting Nomura’s long-term 2030 Management Vision.
Nomura Holdings Inc. (NMR) filed a Form 13F-HR disclosing its institutional equity holdings. The report lists 2,495 information table entries with an aggregate reported value of $64,565,684,446.
The filing is a 13F Holdings Report, indicating all reportable positions are included. It also identifies 3 other included managers associated with the report. This is a routine quarterly disclosure of U.S. equity positions by a large institutional manager.
Nomura Holdings (NMR) filed a monthly share buyback update. The report covers October 2025 and shows no repurchases during the month under the board authorization dated April 25, 2025 (repurchase period from May 15, 2025 to December 30, 2025).
As of October 31, 2025, Nomura had repurchased 66,790,900 common shares for an aggregate 59,999,913,930 JPY. The filing lists progress of share repurchase at 66.8% (shares) and 100.0% (amount). During the month, the company disposed of 111,064 treasury shares in total, mainly from exercise of stock acquisition rights (111,000 shares; 62,811,000 JPY).
As additional context, total issued shares were 3,163,562,601 and treasury shares were 229,465,317 as of October 31, 2025.
Nomura Holdings (NMR) filed a Form 6-K with financial highlights for the six months ended September 30, 2025. Net revenue was ¥1,038.8 billion, up 10.8% year over year, while non-interest expenses rose 5.7% to ¥741.9 billion. Income before income taxes reached ¥296.9 billion and net income attributable to shareholders was ¥196.6 billion. Basic EPS was ¥66.54 and diluted EPS was ¥64.53. Return on shareholders’ equity was 11.3%.
By segment, Wealth Management was broadly flat on revenue. Investment Management revenue rose 7.4% but pretax income declined 5.2%. Wholesale revenue increased 6.3% with pretax income up 43.1%, as Equities grew 21.0% and Fixed Income dipped 2.6%. Banking revenue rose 9.5% with lower pretax income. “Other” recorded ¥137.5 billion of net revenue and ¥56.9 billion of pretax income, primarily from the April 2025 sale of land and buildings. Value at Risk was ¥4.9 billion, a 28.9% increase versus March 31, 2025. Headcount was 27,876.