Nomura Hldgs SEC Filings

Nomura Holdings Inc. director Ogawa Shoji filed an initial ownership report showing his existing holdings of the company’s common stock. The filing lists 57,440 shares held directly and 738.662 shares held indirectly through an officers' stock ownership plan, establishing his reported stake as a director.

Nomura Holdings Inc. director Oshima Taku has filed an initial ownership report stating that he has no securities beneficially owned in the company. The filing shows a total of 0 shares held directly after the reporting date, establishing a baseline ownership position with no reported transactions.

Nomura Holdings, Inc. reported progress on its share repurchase program for the month from February 1 to February 28, 2026. Under a Board authorization dated January 30, 2026 to repurchase up to 100,000,000 common shares for up to 60,000,000,000 JPY between February 17 and September 30, 2026, it bought back shares on eight trading days in February.

During this reporting month, Nomura repurchased a total of 7,913,300 common shares for an aggregate cost of 11,298,296,950 JPY. As of the end of February 2026, the progress of the share repurchase was 7.9% based on shares and 18.8% based on the yen amount authorized. The report also notes 2,400 treasury shares disposed in connection with the exercise of stock acquisition rights.

As of February 28, 2026, Nomura had total issued shares of 3,163,562,601 and held 237,217,891 shares in treasury. The treasury share balance reflects equity compensation dispositions recorded based on contribution dates of monetary compensation claims.

Nomura Holdings, Inc. reported progress on its ongoing share buyback program. Between February 17 and February 28, 2026, the company repurchased 7,913,300 common shares for a total of 11,298,296,950 yen through stock exchange purchases via a trust bank.

The buyback is being carried out under a Board of Directors resolution from January 30, 2026, which authorized repurchases of up to 100 million common shares, equal to 3.2% of issued shares, for a total value of up to 60 billion yen during the period from February 17 to September 30, 2026.

Nomura Holdings Inc. filed a quarterly Form 13F-HR combination report detailing equity holdings over which it and certain subsidiaries have investment discretion. The filing covers 2,405 reportable positions with a total reported market value of $75,144,025,197.

The report states that Nomura ultimately owns several subsidiaries, including Nomura Asset Management International Inc. (NAMI), and that information barriers are in place so NAMI entities exercise investment discretion independently. As a result, some positions are reported separately by NAMI, and this filing is marked as a 13F combination report with three other included managers.

Nomura Holdings, Inc. has authorized a share buyback of up to 100,000,000 common shares for a total of JPY 60,000,000,000 under a board resolution dated January 30, 2026. The repurchase period runs from February 17, 2026 to September 30, 2026, excluding the ten business days following the announcement of each quarterly financial results.

During the reporting month from January 1 to January 31, 2026, no shares were repurchased and buyback progress remained at 0%. Treasury shares totaling 24,600 were disposed through the exercise of stock acquisition rights on January 30. As of January 31, 2026, total issued shares were 3,163,562,601 and shares held in treasury were 229,306,283.

Nomura Holdings reported stronger results for the nine months ended December 31, 2025, with net revenue of 1,590.5 billion yen, up 10.5%, and net income attributable to shareholders of 288.2 billion yen, up 7.2%. Annualized return on equity improved to 10.8%.

Wealth Management and Wholesale delivered solid profit growth, while Investment Management and Banking saw higher revenue but weaker margins. Assets under management reached 134.7 trillion yen, helped by Nomura’s approximately 1.8 billion U.S. dollar acquisition of three Macquarie asset management companies, which are now consolidated subsidiaries.

The interim review of these U.S. GAAP financial statements by Ernst & Young ShinNihon found no material issues. Nomura’s board also approved a share buyback of up to 100 million shares (up to 60 billion yen) between February 17 and September 30, 2026, and the cancellation of 75 million shares on March 2, 2026, signalling active capital management.

Nomura Holdings reported solid results for the third quarter of the year ending March 2026, with net revenue of Y551.8bn (up 7% quarter-on-quarter and 10% year-on-year) and income before income taxes of Y135.2bn. Net income was Y91.6bn and diluted EPS Y30.19, while ROE reached 10.3%, meeting the 8–10% or more target for the seventh consecutive quarter.

For the first nine months, net revenue rose to Y1,590.5bn (up 10%), income before income taxes to Y432.1bn (up 15%), and net income to Y288.2bn (up 7%), with ROE at 10.8%. Core businesses were strong: Wealth Management net revenue climbed to Y132.5bn and income before income taxes to Y58.5bn, supported by record recurring revenue and recurring asset inflows above Y500bn. Investment Management grew net revenue to Y60.9bn and lifted assets under management to a record Y134.7trn following completion of Macquarie Group’s public asset management acquisition, though income fell to Y17.9bn due to weaker investment gains and acquisition-related costs.

Wholesale delivered record-high quarterly revenue in Equities and Investment Banking, with segment net revenue of Y313.9bn and income before income taxes of Y62.3bn. Banking posted net revenue of Y13.7bn and income before income taxes of Y4.2bn, supported by loan growth and higher investment trust balances. Nomura also approved a share buyback of up to 100 million shares, with a maximum value of Y60bn, to be executed between February 17 and September 30, 2026.

Nomura Holdings reported stronger results for the nine months ended December 31, 2025 under U.S. GAAP. Net revenue rose to 1,590.5 billion yen, up 10.5% year on year, while income before income taxes increased 15.5% to 432.1 billion yen. Net income attributable to Nomura shareholders grew 7.2% to 288.2 billion yen, lifting annualized return on equity to 10.8%.

Wealth Management and Wholesale both delivered higher net revenue and double‑digit growth in pretax income, while Investment Management and Banking saw pretax earnings decline despite higher revenues due to rising expenses. Total assets reached 61,935.2 billion yen and total equity increased to 3,814.6 billion yen.

Nomura completed the acquisition of several Macquarie asset management companies for approximately 1.8 billion U.S. dollars (about 281.4 billion yen), adding 100% of their shares and making them consolidated subsidiaries. The Board also approved a share buyback program of up to 100 million shares (about 3.2% of issued shares) or 60,000 million yen between February 17 and September 30, 2026, and separately resolved to cancel 75 million shares (about 2.4% of issued shares) on March 2, 2026.