Neostellar director sells 5,085 shares at $9.96

Neostellar Capital Corp. (NSLR) director Ronald M. Lott, through the Ronald M. Lott Family Trust, reported a sale of 5,085 shares of common stock on September 3, 2026 at a weighted-average price of $9.96 per share.

Rhea-AI Filing Summary

Neostellar Capital Corp. (NSLR) director Ronald M. Lott, through the Ronald M. Lott Family Trust, reported a sale of 5,085 shares of common stock on September 3, 2026 at a weighted-average price of $9.96 per share. Following this indirect transaction, the Trust holds 16,432 shares of Neostellar Capital Corp. common stock. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Net Seller: 5,085 shares

Net Sell 1 txn

Insider LOTT RONALD M.

Role Director

Sold 5,085 shs ($51K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	5,085	$9.96	$51K

Holdings After Transaction: Common Stock — 16,432 shares (Indirect, By Family Trust)

Footnotes (2)

1. F1. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Neostellar Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares sold at each separate price.
2. F2. These shares are held of record by the Ronald M. Lott Family Trust dtd 3/9/1992 (the "Trust"), of which Mr. Lott is a trustee and beneficiary, and may be deemed to be beneficially owned by Mr. Lott. Mr. Lott disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.

Key Figures

Shares sold: 5,085 shares Weighted-average sale price: $9.96 per share Shares held after transaction: 16,432 shares +1 more

4 metrics

Shares sold 5,085 shares Common stock sale reported for September 3, 2026

Weighted-average sale price $9.96 per share Price for the 5,085 NSLR shares sold on September 3, 2026

Shares held after transaction 16,432 shares Indirect holdings by the Ronald M. Lott Family Trust after the sale

Net shares sold in filing 5,085 shares Net sell direction across all reported transactions

Key Terms

weighted-average price, beneficially owned, pecuniary interest, Family Trust

4 terms

weighted-average price financial

"The price reported in Column 4 is a weighted-average price"

Weighted-average price is the average of multiple prices where each price is counted according to its size or importance—larger trades carry more weight than smaller ones, like averaging course grades by credit hours. It matters to investors because it gives a more realistic picture of the true price paid or received, helping assess trade execution, compare performance, calculate cost basis, and value positions more accurately than a simple average.

beneficially owned financial

"may be deemed to be beneficially owned by Mr. Lott"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

pecuniary interest financial

"except to the extent of his pecuniary interest therein"

Family Trust financial

"held of record by the Ronald M. Lott Family Trust dtd 3/9/1992"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did NSLR disclose for Ronald M. Lott?

Neostellar Capital Corp. disclosed that director Ronald M. Lott’s family trust sold 5,085 shares of common stock on September 3, 2026, at a weighted-average price of $9.96 per share, leaving the trust with 16,432 shares indirectly held.

How many NSLR shares does Ronald M. Lott still indirectly hold after this sale?

After the reported sale, the Ronald M. Lott Family Trust indirectly holds 16,432 shares of Neostellar Capital Corp. common stock, which may be deemed beneficially owned by Ronald M. Lott to the extent of his pecuniary interest in the trust.

At what price were the 5,085 NSLR shares sold by Ronald M. Lott’s trust?

The 5,085 NSLR shares were sold at a weighted-average price of $9.96 per share, rounded to the nearest hundredth. The reporting person has undertaken to provide full information on the number of shares sold at each separate price upon request.

Was Ronald M. Lott’s NSLR stock sale made under a Rule 10b5-1 plan?

The filing indicates no Rule 10b5-1 trading plan is reported for this transaction, and there is no footnote stating that the sale occurred pursuant to such a pre-arranged trading plan.

How is ownership of the NSLR shares characterized for Ronald M. Lott?

The shares are held by the Ronald M. Lott Family Trust, where Mr. Lott is a trustee and beneficiary. They may be deemed beneficially owned by him, but he disclaims beneficial ownership except to the extent of his pecuniary interest in the trust.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/04/2026 - 06:54 PM EDT Accepted by SEC EDGAR 09/04/2026 - 06:53 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LOTT RONALD M.

(Last) (First) (Middle)

C/O NEOSTELLAR CAPITAL CORP.

640 FIFTH AVENUE, 12TH FLOOR

(Street)

NEW YORK NEW YORK 10019

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Neostellar Capital Corp. [ NSLR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		S		5,085	D	$9.96(1)	16,432	I	By Family Trust(2)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Neostellar Capital Corp. (the "Company"), or a security holder of the Company, full information regarding the number of shares sold at each separate price.

2. These shares are held of record by the Ronald M. Lott Family Trust dtd 3/9/1992 (the "Trust"), of which Mr. Lott is a trustee and beneficiary, and may be deemed to be beneficially owned by Mr. Lott. Mr. Lott disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.

	/s/ Ronald Lott	09/04/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)