Neonc Technologies CEO buys 70,000 shares

Available on EDGAR 11/12/2026 - 06:10 AM EST Accepted by SEC EDGAR 11/12/2026 - 06:10 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Neonc Technologies Holdings, Inc. CEO, President, director and 10% owner Amir F. Heshmatpour reported direct purchases totaling 70,000 common shares: 50,000 on November 10, 2026, at a weighted average price of $4.192 per share (reported range: $3.92 to $4.42), and two 10,000-share purchases on November 11, 2026, at $4.49 and $4.00 per share. No Rule 10b5-1 plan is reported. A reported post-transaction share amount includes 275,000 shares held by certain immediate family members; Heshmatpour disclaims beneficial ownership of those shares except to the extent of any pecuniary interest.

Insider Trade Summary

Net Buyer: 70,000 shares

Net Buy 3 txns

Insider Heshmatpour Amir F

Role CEO, President

Bought 70,000 shs ($295K)

Increase in Position 2.1%

Type	Security	Shares	Price	Value
Purchase	Common Stock F3	10,000	$4.49	$45K
Purchase	Common Stock	10,000	$4.00	$40K
Purchase	Common Stock F1, F2, F3	50,000	$4.192	$210K
Holding	Common Stock F4	--	--	--
Holding	Common Stock F5	--	--	--
Holding	Common Stock F6	--	--	--
Holding	Common Stock F4	--	--	--
Holding	Common Stock F5	--	--	--
Holding	Common Stock F6	--	--	--

Holdings After Transaction: Common Stock — 3,333,000 shares (Direct); Common Stock — 512,240 shares (Indirect, By HCWG LLC); Common Stock — 1,100,000 shares (Indirect, By KIG LLC); Common Stock — 7,428,040 shares (Indirect, By AFH Holdings & Advisory, LLC.)

Holdings Before and After: Common Stock, 3,263,000 to 3,333,000 shares (Direct)

Footnotes (6)

1. F1. The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
2. F2. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.92 to $4.42 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
3. F3. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.
4. F4. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.
5. F5. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
6. F6. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

Key Figures

Shares purchased: 70,000 shares Shares purchased: 50,000 shares Weighted average purchase price: $4.192 per share +3 more

6 metrics

Shares purchased 70,000 shares Three reported purchases

Shares purchased 50,000 shares November 10, 2026

Weighted average purchase price $4.192 per share 50,000-share purchase on November 10, 2026

Purchase price range $3.92 to $4.42 per share 50,000-share purchase on November 10, 2026

Shares purchased 10,000 shares November 11, 2026, at $4.49 per share

Shares purchased 10,000 shares November 11, 2026, at $4.00 per share

Key Terms

weighted average purchase price, beneficial ownership, pecuniary interest

3 terms

weighted average purchase price financial

"Represents the weighted average purchase price."

The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.

beneficial ownership regulatory

"Reporting Person disclaims beneficial ownership"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

pecuniary interest regulatory

"except to the extent of his pecuniary interest"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NTHI shares did Amir F. Heshmatpour buy, and at what prices?

Amir F. Heshmatpour reported purchases totaling 70,000 common shares: 50,000 on November 10, 2026, at a weighted average $4.192 per share, and two purchases of 10,000 shares each on November 11, 2026, at $4.49 and $4.00 per share. The November 10 purchase price range was $3.92 to $4.42 per share. No Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Heshmatpour Amir F

(Last) (First) (Middle)

23975 SORRENTO PARK

SUITE 205

(Street)

CALABASAS CALIFORNIA 91302

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
NEONC TECHNOLOGIES HOLDINGS, INC. [ NTHI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
X	Officer (give title below)		Other (specify below)
	CEO, President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/10/2026		P		50,000(1)	A	$4.192(2)	3,313,000(3)	D
Common Stock	11/11/2026		P		10,000	A	$4.49	3,323,000(3)	D
Common Stock								256,120(4)	I	By HCWG LLC
Common Stock								550,000(5)	I	By KIG LLC
Common Stock								3,714,020(6)	I	By AFH Holdings & Advisory, LLC.
Common Stock	11/11/2026		P		10,000	A	$4	3,333,000	D
Common Stock								256,120(4)	I	By HCWG LLC
Common Stock								550,000(5)	I	By KIG LLC
Common Stock								3,714,020(6)	I	By AFH Holdings & Advisory, LLC.

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.

2. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $3.92 to $4.42 per share. Full information regarding the number of Shares purchased at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.

3. Includes 275,000 shares held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership, except to the extent of his pecuniary interest, if any, therein.

4. Such shares represent only Reporting Person's proportionate interest in HCWG LLC.

5. Such shares are held by KIG LLC of which Reporting Person's spouse is the sole member. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.

6. Reporting Person is the sole member and manager of AFH Holding & Advisory, LLC.

Remarks:

	/S/ AMIR F HESHMATPOUR	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)