Neonc Technologies CMO buys 2,732 shares at $3.66
Sentiment and the balance of points
Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.
Form Type
4
Rhea-AI Filing Summary
Thomas C. Chen, CMO, reported two indirect purchases of NTHI common stock through an IRA: 2,732 shares at $3.66 per share on November 9, 2026, and 2,284 shares at a weighted average $4.379 per share on November 10, 2026. The November 10 purchases were reported at prices ranging from $4.31 to $4.38 per share. No Rule 10b5-1 plan is reported.
Insider Trade Summary
Net Buyer: 5,016 shares
Net Buy
2 txns
Insider
CHEN THOMAS C
Role
CMO
Bought
5,016 shs ($20K)
Increase in Position
20.5%
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | Common Stock F6, F7 | 2,284 | $4.379 | $10K |
| Purchase | Common Stock | 2,732 | $3.66 | $10K |
| Holding | Common Stock F1 | -- | -- | -- |
| Holding | Common Stock F2 | -- | -- | -- |
| Holding | Common Stock F3 | -- | -- | -- |
| Holding | Common Stock F4 | -- | -- | -- |
| Holding | Common Stock F5 | -- | -- | -- |
| Holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 29,519 shares (Indirect, By IRA);
Common Stock — 583,531 shares (Direct);
Common Stock — 261,242 shares (Indirect, By HCWG LLC);
Common Stock — 888,148 shares (Indirect, By NeuCen Biomedical Co. Ltd.);
Common Stock — 2,833,961 shares (Indirect, By TR Chen Third Family Limited Partnership.);
Common Stock — 93,253 shares (Indirect, By Tien Duan Chen Trust);
Common Stock — 948 shares (Indirect, By Defined Benefit Plan)
Holdings Before and After:
Common Stock, 24,503 to 29,519 shares (Indirect, By IRA)
Other Insiders: 1 other insider reported open-market purchases of this stock in the 30 days up to this filing.
Footnotes (7)
- F1. Includes shares of common stock held by certain members of Reporting Person's immediate family of which Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest, if any, therein.
- F2. Such shares represent only Reporting Person's percentage interest in HCWG LLC.
- F3. Shares held by NeuCen Biomedical Co. Ltd., which is owned in part by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F4. Shares held by T. R. Chen Third Family Limited Partnership, a NV limited partnership, of which Reporting Person and his spouse are the general partners with sole voting and dispositive power. Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest, if any, therein.
- F5. Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest, if any, therein.
- F6. The aggregate number of shares (the "Shares") of common stock of Issuer purchased by the Reporting Person on the same date at different prices.
- F7. Represents the weighted average purchase price. The Shares were purchased at prices ranging from $4.31 to $4.38 per share, inclusive. Full information regarding the number of Shares sold at each price shall be provided to the Securities and Exchange Commission staff, Issuer or any security holder, upon request.
Key Figures
Shares purchased: 2,732 shares
Purchase price: $3.66 per share
Shares purchased: 2,284 shares
+2 more
5 metrics
Shares purchased
2,732 shares
Indirect IRA purchase on November 9, 2026
Purchase price
$3.66 per share
Indirect IRA purchase on November 9, 2026
Shares purchased
2,284 shares
Indirect IRA purchase on November 10, 2026
Weighted average purchase price
$4.379 per share
Indirect IRA purchase on November 10, 2026
Purchase price range
$4.31–$4.38 per share
Prices for the November 10, 2026 purchase
Key Terms
weighted average purchase price, beneficial ownership, pecuniary interest
3 terms
weighted average purchase price financial
"Represents the weighted average purchase price."
The weighted average purchase price is the average cost per share you paid across multiple buys, calculated so larger purchases count more than smaller ones. Imagine buying apples at different prices: the overall price you effectively paid depends on how many apples you bought at each price. Investors use it to measure true cost basis, calculate gains or losses, decide when to sell, and manage taxes and portfolio performance.
beneficial ownership financial
"Reporting Person disclaims beneficial ownership"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interest financial
"except to the extent of his pecuniary interest"
FAQ
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AI-generated analysis. How Rhea-AI works. Not financial advice.
