Northern Technologies COO owns 1,589.26 shares
NTIC’s chief operating officer filed an initial ownership report detailing direct share holdings and multiple stock option awards with staggered vesting through 2029.
Rhea-AI Filing Summary
NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC) reported the initial holdings of Chief Operating Officer Brian James Haglund. He directly holds 1,589.26 shares of common stock. He also holds several stock options to buy common stock, with exercise prices between $7.42 and $16.97 per share, expiring from August 31, 2030 through August 31, 2036. Some of these options are fully vested, while others vest in tranches through September 1, 2029.
Positive
- None.
Negative
- None.
Insider Trade Summary
8 transactions reported
Mixed
8 txns
Insider
Haglund Brian James
Role
Chief Operating Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F2 | -- | -- | -- |
| holding | Stock Option (right to buy) F3 | -- | -- | -- |
| holding | Stock Option (right to buy) F4 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 127,342 contracts (Direct);
Common Stock — 1,589.26 shares (Direct)
Footnotes (4)
- F1. This option has fully vested.
- F2. This option has vested with respect to 13,324 shares and will vest with respect to the remaining shares on September 1, 2027.
- F3. This option has vested with respect to 7,009 shares and will vest with respect to 7,009 shares on each of September 1, 2027 and September 1, 2028.
- F4. This option vests with respect to 7,045 shares on September 1, 2027 and with respect to 7,046 shares on each of September 1, 2028 and September 1, 2029.
Key Figures
Direct common shares held: 1,589.26 shares
Option expiring August 31, 2030 underlying shares: 21,370 shares
Option expiring August 31, 2031 underlying shares: 7,753 shares
+5 more
8 metrics
Direct common shares held
1,589.26 shares
Reported as of September 4, 2026
Option expiring August 31, 2030 underlying shares
21,370 shares
Exercise price $8.24 per share; option stated as fully vested
Option expiring August 31, 2031 underlying shares
7,753 shares
Exercise price $16.97 per share
Option expiring August 31, 2032 underlying shares
17,684 shares
Exercise price $11.38 per share
Option expiring August 31, 2033 underlying shares
18,383 shares
Exercise price $13.25 per share
Option with vesting through September 1, 2027
19,988 shares
Exercise price $13.26 per share; part already vested, remainder vests September 1, 2027
Option with vesting through September 1, 2028
21,027 shares
Exercise price $7.42 per share; vests in three equal 7,009-share installments through 2028
Option with vesting through September 1, 2029
21,137 shares
Exercise price $8.08 per share; vests in tranches in 2027, 2028 and 2029
FAQ
What did NTIC’s chief operating officer report on this Form 3?
He reported his initial beneficial ownership, including 1,589.26 shares of NTIC common stock held directly and multiple stock option awards to purchase additional common shares at set exercise prices with expirations between 2030 and 2036.
What stock options does the NTIC COO have at an $8.24 exercise price?
He holds a stock option to acquire 21,370 NTIC common shares at an exercise price of $8.24 per share, expiring on August 31, 2030. A related footnote states that this option has fully vested.
Which NTIC stock option grant for the COO vests through 2029?
One option for 21,137 underlying NTIC common shares vests with respect to 7,045 shares on September 1, 2027 and 7,046 shares on each of September 1, 2028 and September 1, 2029, according to the footnotes.
Are any of the NTIC COO’s stock options fully vested already?
Yes. The filing notes that at least one option award, including an option covering 21,370 underlying NTIC common shares at an exercise price of $8.24, has fully vested as of the reporting date.
What is the highest exercise price on the NTIC COO’s reported options?
The highest reported exercise price is $16.97 per share for a stock option covering 7,753 underlying shares of NTIC common stock, expiring on August 31, 2031.
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