Northern Technologies CEO holds 75K shares
NTIC’s President and CEO, Ramdas Gautam, reports direct common stock ownership plus multiple vested and partially vested stock options with expirations extending to 2035.
Sentiment and the balance of points
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Form Type
3
Rhea-AI Filing Summary
NORTHERN TECHNOLOGIES INTERNATIONAL CORP (NTIC) disclosed the initial equity holdings of its President and CEO, Ramdas Gautam. He directly holds 75,127.41 shares of common stock and a series of vested and partially vested stock options to purchase additional common shares at exercise prices between $7.42 and $18.23, expiring from August 31, 2027 through August 31, 2035. The filing reports holdings only and does not show any recent purchases, sales, or exercises.
Insider Trade Summary
10 transactions reported
Mixed
10 txns
Insider
Ramdas Gautam
Role
President and CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F1 | -- | -- | -- |
| holding | Stock Option (right to buy) F2 | -- | -- | -- |
| holding | Stock Option (right to buy) F3 | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 235,870 contracts (Direct);
Common Stock — 75,127.41 shares (Direct)
Footnotes (3)
- F1. This option has fully vested.
- F2. This option has vested with respect to 18,288 shares and will vest with respect to the remaining shares on September 1, 2027.
- F3. This option has vested with respect to 9,111 shares and will vest with respect to 9,111 shares on each of September 1, 2027 and September 1, 2028.
Key Figures
Direct common stock holdings: 75,127.41 shares
Option underlying shares at $9.18: 7,468 shares
Option underlying shares at $18.23: 16,638 shares
+5 more
8 metrics
Direct common stock holdings
75,127.41 shares
Common stock directly owned by Ramdas Gautam as of September 4, 2026
Option underlying shares at $9.18
7,468 shares
Stock option with a $9.18 exercise price expiring August 31, 2027
Option underlying shares at $18.23
16,638 shares
Stock option with a $18.23 exercise price expiring August 31, 2028
Option underlying shares at $10.80
35,362 shares
Stock option with a $10.80 exercise price expiring August 21, 2029
Option underlying shares at $8.24
45,720 shares
Stock option with an $8.24 exercise price expiring August 31, 2030
Option underlying shares at $16.97
19,905 shares
Stock option with a $16.97 exercise price expiring August 31, 2031
Partially vested option F2
18,288 vested shares
Option that has vested with respect to 18,288 shares; remaining shares vest on September 1, 2027
Partially vested option F3
9,111 vested shares
Option that has vested with respect to 9,111 shares and will vest 9,111 shares on each of September 1, 2027 and September 1, 2028
Key Terms
Stock Option (right to buy), exercise price, expiration date, vested
4 terms
Stock Option (right to buy) financial
"Reporting holdings of a Stock Option (right to buy) for NTIC common stock"
exercise price financial
"Each stock option specifies an exercise price per share of common stock"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
expiration date financial
"The stock options have an expiration date ranging from 2027 through 2035"
The expiration date is the deadline after which a financial contract, such as an option or a futures agreement, is no longer valid or can be exercised. It matters to investors because it determines the timeframe during which they can take action or benefit from the contract, similar to how a coupon or a food item has a limited period of usefulness. Once the expiration date passes, the contract loses its value or ability to be used.
vested financial
"Footnotes state whether each option has fully vested or partially vested"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What stock options does Ramdas Gautam hold in NTIC and at what exercise prices?
He holds several stock options for NTIC common stock, including options over 7,468 shares at $9.18, 16,638 shares at $18.23, 35,362 shares at $10.80, and additional option blocks with exercise prices up to $16.97 and down to $7.42 per share.
When do Ramdas Gautam’s NTIC stock options expire?
The reported stock options expire on dates ranging from August 31, 2027 to August 31, 2035, including expirations on August 31, 2028, 2030, 2031, 2032, 2033, 2034, and August 21, 2029 for different option grants.
Are Ramdas Gautam’s NTIC stock options vested?
Some options are fully vested, while others are partially vested. One grant is stated as fully vested. Another has vested with respect to 18,288 shares and will vest for the remaining shares on September 1, 2027. A further grant has vested with respect to 9,111 shares, with 9,111 shares vesting on each of September 1, 2027 and September 1, 2028.
AI-generated analysis. How Rhea-AI works. Not financial advice.
