NTIC Form 4: Director Sells 18,219 Shares, Receives Option for 16,287 Shares

Northern Technologies International Corp. (NTIC) Form 4 shows that director Konstantin von Falkenhausen disposed of 18,219 shares and acquired a stock option on 09/01/2025.

Rhea-AI Filing Summary

Northern Technologies International Corp. (NTIC) Form 4 shows that director Konstantin von Falkenhausen disposed of 18,219 shares and acquired a stock option on 09/01/2025. The option covers 16,287 underlying shares with an exercise price of $7.42, exercisable starting 09/01/2026 and expiring 08/31/2035. The filing is signed by an attorney-in-fact on behalf of the reporting person.

Insights

Corporate Governance Expert

TL;DR: Director reported a sale of shares and receipt of a long-dated option; routine insider reporting, limited standalone materiality.

The filing discloses a direct disposition of 18,219 common shares by a director and a contemporaneous acquisition of a stock option covering 16,287 shares at a $7.42 exercise price. The option is long-dated with an exercise window beginning 09/01/2026 and expiring 08/31/2035. These transactions are standard Section 16 disclosures and do not by themselves reveal company operational changes or financial performance.

Securities Analyst

TL;DR: Insider sale exceeds option grant size slightly; transaction is informative for share count and insider activity but not clearly material.

The director's sale of 18,219 shares reduces his direct holding by that amount, while the reported option grant provides potential future equity exposure for 16,287 shares at $7.42. Dates and quantities are clearly stated; no prices for the share disposition are provided in the filing, and there is no accompanying commentary on purpose or intent, limiting immediate valuation implications.

Insider Trade Summary

Grant/Award: 16,287 shares

Grant/Award 2 txns

Insider von Falkenhausen Konstantin

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (right to buy)	16,287	$0.00	$0.00
holding	Common Stock	--	--	--

Holdings After Transaction: Stock Option (right to buy) — 16,287 contracts (Direct); Common Stock — 18,219 shares (Direct)

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Accepted by SEC EDGAR 09/03/2025 - 05:02 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

von Falkenhausen Konstantin

(Last) (First) (Middle)

C/O NORTHERN TECHNOLOGIES INT'L CORP.

4201 WOODLAND ROAD, PO BOX 69

(Street)

CIRCLE PINES MN 55014

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
NORTHERN TECHNOLOGIES INTERNATIONAL CORP [ NTIC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock								18,219	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (right to buy)	$7.42	09/01/2025		A		16,287		09/01/2026	08/31/2035	Common Stock	16,287	$0	16,287	D

Explanation of Responses:

	/s/ Matthew C. Wolsfeld-Attorney-in-fact	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.