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Netskope director Kimberly Alexy converts 422K shares

The converted shares were held of record by a family trust, with Kimberly Alexy serving as trustee.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Netskope Inc (NTSK) director Kimberly Alexy reported that the Alexy and Julian Family Trust converted 421,600 shares of Class B Common Stock into 421,600 shares of Class A Common Stock on October 15, 2026. The trust holds the shares of record, and Alexy serves as its trustee. The reported post-transaction Class A holdings were 421,600 shares; the Class B derivative position following the transaction was 0 shares. Each Class B share is convertible into one Class A share at the holder’s option, and the shares automatically convert on a 1:1 basis on or prior to September 19, 2035, under the issuer’s amended and restated certificate of incorporation.

Insider Alexy Kimberly
Role Director
Type Security Shares Price Value
Conversion Class B Common Stock F1, F3, F2 421,600 $0.00 $0.00
Conversion Class A Common Stock F1, F2 421,600 -- --
Holdings After Transaction: Class B Common Stock — 0 contracts (Indirect, See footnote); Class A Common Stock — 421,600 shares (Indirect, See footnote)
Footnotes (3)
  1. F1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder.
  2. F2. The shares are held of record by The Alexy and Julian Family Trust for which the reporting person serves as trustee.
  3. F3. The shares of Class B Common Stock automatically convert to shares of Class A Common Stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.
Class B shares converted 421,600 shares October 15, 2026
Class A shares acquired in conversion 421,600 shares October 15, 2026
Class A shares following transaction 421,600 shares Reported indirect holdings after the transaction
Class B derivative shares following transaction 0 shares Reported after the transaction
Class B-to-Class A automatic conversion ratio 1:1 Automatic conversion on or prior to September 19, 2035
Automatic conversion deadline September 19, 2035 Class B shares automatically convert on or prior to this date
held of record technical
"The shares are held of record by The Alexy and Julian Family Trust"
at the option of the holder technical
"convertible into one share of Class A Common Stock at the option of the holder"
derivative security technical
"Conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
automatically convert technical
"automatically convert to shares of Class A Common Stock on a 1:1 basis"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many NTSK shares did the Alexy and Julian Family Trust convert?

The Alexy and Julian Family Trust converted 421,600 shares of Class B Common Stock into 421,600 shares of Class A Common Stock on October 15, 2026. Kimberly Alexy, a Netskope director, serves as trustee of the trust holding the shares of record.

When do Netskope Class B shares automatically convert?

Netskope’s Class B shares automatically convert to Class A Common Stock on a 1:1 basis on or prior to September 19, 2035, as set forth in the issuer’s amended and restated certificate of incorporation. Each Class B share is also convertible into one Class A share at the holder’s option.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Alexy Kimberly

(Last)(First)(Middle)
C/O NETSKOPE, INC.
2445 AUGUSTINE DRIVE, SUITE 301

(Street)
SANTA CLARA CALIFORNIA 95054

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Netskope Inc [ NTSK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock10/15/2026C421,600A(1)421,600ISee footnote(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class B Common Stock(1)10/15/2026C421,600 (1) (3)Class A Common Stock421,600$00ISee footnote(2)
Explanation of Responses:
1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder.
2. The shares are held of record by The Alexy and Julian Family Trust for which the reporting person serves as trustee.
3. The shares of Class B Common Stock automatically convert to shares of Class A Common Stock on a 1:1 basis on or prior to September 19, 2035 as set forth in the Issuer's amended and restated certificate of incorporation.
/s/ James Bushnell, by power of attorney10/16/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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