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[144] Nu Holdings Ltd. SEC Filing

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

NU filed a Form 144 notice for a proposed sale of common stock by an affiliated holder. The seller intends to sell 27,500 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $453,750.00. The table notes that 4,845,575,709 common shares were outstanding, providing context for the size of the planned sale.

The shares to be sold were acquired as restricted stock vesting under a registered compensation plan from the issuer on several dates in 2024 and 2025. The filing also lists prior sales over the past three months by the same account, including 12,500 common shares sold on 11/20/2025 for $200,000.00 and 20,000 common shares sold on 08/28/2025 for $300,000.00. The seller represents that they are not aware of undisclosed material adverse information about NU.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

Nu Hldgs Ltd

NYSE:NU

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77.14B
3.62B
4.94%
79.6%
2.47%
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