Welcome to our dedicated page for Nu Hldgs SEC filings (Ticker: NU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Nu Holdings Ltd. filings document a foreign private issuer that operates Nubank as a digital financial services platform. Its Form 20-F annual reports and Form 6-K current reports cover IFRS consolidated financial statements, operating and financial review, risk factors, earnings releases, investor presentations and audited results for the company and its subsidiaries.
The filing record also includes supplementary managerial P&L reconciliations, independent assurance materials and current reports on regulatory licensing and charter developments. These disclosures address customer growth, credit and payments activity, capital and liquidity requirements, governance and the regulatory framework for Nu's operations in Brazil, Mexico, Colombia and other expansion markets.
Nu Holdings Ltd. (NU) filed a Form 144 notice reporting a proposed sale of 886,958 common shares through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $13,801,687.35. The filer reports total outstanding shares of 3,768,057,942, and the approximate sale date is 09/11/2025. The securities were acquired on 11/15/2024 via previously exercised options and paid in cash. The filer certifies no undisclosed material adverse information and provides the standard legal attestations.
Form 144 notice for Nu Holdings Ltd. (NU) reports a proposed sale of 19,152 common shares with an aggregate market value of $299,797.75. The shares are to be sold through Morgan Stanley Smith Barney LLC on the NYSE with an approximate sale date of 09/10/2025. The filing shows the shares were acquired through three restricted-stock vesting events under a registered plan on 10/01/2024 (10,334 and 1,949 shares) and 01/02/2025 (6,869 shares); payment is listed as services rendered. The notice also discloses three prior open-market sales by the same seller in 2025: 150,000 shares (08/21/2025), 149,600 shares (07/17/2025) and 400 shares (07/01/2025), with gross proceeds shown for each. The issuer-specific identifying fields in the filer section are not populated.
Nu Holdings Ltd. (NU) filing a Form 144 notifies a proposed sale of 20,000 common shares through Morgan Stanley Smith Barney LLC with an indicated aggregate market value of $300,000. The shares are part of restricted stock that vested on 04/01/2024 and were acquired as compensation. The filing reports approximately 3,768,057,942 shares outstanding and lists recent dispositions by the same person: 20,000 shares sold on 06/11/2025 for $255,000 and 20,000 sold on 08/18/2025 for $270,000. The filer certifies there is no undisclosed material adverse information.
Form 144 notice for Nu Holdings Ltd. (NU) shows a proposed sale of 51,742 common shares, with an aggregate market value of $757,502.88, intended to be sold on 08/28/2025 on the NYSE. The securities were acquired as Restricted Stock Units on 10/01/2023 from the issuer and the filing lists total shares outstanding of 3,768,057,942. The filer also reported two recent sales in August 2025 totaling 10,000 shares for gross proceeds of $139,020.00 (6,000 shares for $84,000.00 on 08/25/2025 and 4,000 shares for $55,020.00 on 08/15/2025). The form includes the standard representation that the seller is not aware of undisclosed material adverse information.
Form 144 submitted for Nu Holdings Ltd. (NU) proposes the sale of 300,000 Class A ordinary shares through J.P. Morgan Securities LLC, with an approximate aggregate market value of $4,182,000. The filer reports the shares were acquired as a gift on 10/01/2021 from Youssef Lahrech and the planned approximate date of sale is 08/25/2025 on the NYSE. The filing also discloses three prior sales by Youssef Lahrech within the past three months totaling 213,060 shares for gross proceeds of $2,874,316.89 (sales on 06/17/2025, 06/27/2025 and 08/18/2025). The filing includes the filer’s representation that they are not aware of any undisclosed material adverse information.
Nu Holdings Ltd. (NU) Form 144 shows an insider sale notice for 6,000 common shares to be sold via Morgan Stanley Smith Barney LLC on 08/25/2025 with an aggregate market value of $84,000. The filing reports the shares were acquired on 07/01/2024 through restricted stock vesting as compensation.
The filer also reported a prior sale of 4,000 shares on 08/15/2025 generating $55,020. The notice includes the seller name Suzana Kubric and identifies the exchange as NYSE. The form contains the required representation that the signer is not aware of undisclosed material adverse information.
Nu Holdings Ltd. (NU) notice under Rule 144 discloses a proposed sale of 150,000 common shares through Morgan Stanley Smith Barney on 08/21/2025, with an aggregate market value of $2,049,000. The filer reports the shares were acquired via restricted stock vesting: 78,803 shares vested 07/01/2024 and 71,197 shares vested 10/01/2024, with payment characterized as services rendered. The filing also lists sales during the past three months by the same beneficial owner: 149,600 shares sold 07/17/2025 for $2,089,202.88 and 400 shares sold 07/01/2025 for $5,578.00. The filing states the seller certifies no undisclosed material adverse information.
Nu Holdings Ltd. (NU) notice reports a proposed sale of 166,528 common shares through Morgan Stanley Smith Barney on the NYSE with an aggregate market value of $2,288,111.37. The securities were acquired as restricted stock from the issuer on 01/01/2021. The filer indicates no sales in the past three months and certifies they are not aware of undisclosed material adverse information. The planned approximate sale date is 08/21/2025. The companys outstanding share count shown on the form is 4,818,658,640, making this sale a very small fraction of total shares outstanding.
Nu Holdings Ltd. (NU) notice reports a proposed sale of 871,451 common shares to be executed on 08/20/2025 through Morgan Stanley Smith Barney LLC on the NYSE, with an aggregate market value of $11,764,588.50. The shares were acquired on 08/18/2025 by a stock option exercise and paid in cash. The filing lists multiple prior insider sales by Youssef Lahrech during June–July 2025 totaling 857,007 shares for gross proceeds of $11,142,391.40. The filer attests there is no undisclosed material adverse information and signs under penalty of law.
Nu Holdings Ltd. (NU) Form 144 filing: The filer notifies a proposed sale of 25,000 Class A ordinary shares through J.P. Morgan Securities LLC with an aggregate market value of $327,500, and an approximate sale date of 08/18/2025 on the NYSE. The shares were acquired as a gift on 11/05/2021 from Youssef Lahrech (who acquired them 10/01/2021). The filing shows 3,768,057,942 shares outstanding. It also discloses two prior sales by the same person in the past three months: 100,000 shares on 06/27/2025 for $1,350,000 and 100,000 shares on 07/17/2025 for $1,400,000. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information.