NVG (NYSE: NVG) EVP Castro files initial insider Form 3
Filing Impact
Filing Sentiment
Form Type
3
Rhea-AI Filing Summary
Nuveen AMT-Free Municipal Credit Income Fund filed an initial ownership report for Joseph Castro, who serves as EVP, Chief Risk & Compliance. This Form 3 does not list any share transactions or holdings for him, and no purchases or sales are reported.
Positive
- None.
Negative
- None.
FAQ
What does this Form 3 filing show for NVG and Joseph Castro?
The filing records Joseph Castro as an insider of Nuveen AMT-Free Municipal Credit Income Fund (NVG). It is an initial ownership report and does not disclose any specific share transactions, indicating no buys or sells were reported in this filing.
Does the NVG Form 3 for Joseph Castro report any stock transactions?
No, the Form 3 for Joseph Castro shows no transactions. The transaction summary lists zero buys, zero sells, and no acquired or disposed shares, indicating this filing is purely an initial insider ownership registration without trades.
What is Joseph Castro’s role at Nuveen AMT-Free Municipal Credit Income Fund (NVG)?
Joseph Castro is reported as EVP, Chief Risk & Compliance for Nuveen AMT-Free Municipal Credit Income Fund. This officer title identifies him as a key executive responsible for risk and compliance functions, triggering insider reporting obligations under SEC rules.
Why is there a Form 3 filing for NVG if no trades are reported?
A Form 3 is required when someone becomes an insider, even without trades. For NVG, it records Joseph Castro as an executive officer, establishing his reporting status, while confirming there were no initial buy or sell transactions disclosed.