Navigator Holdings (NVGS) director discloses direct and indirect stake

Rhea-AI Filing Summary

Navigator Holdings Ltd. director Dag Karl Albert von Appen filed an initial Form 3 reporting his ownership in the company’s common stock. He reports holding 37,314 shares directly and an additional 400,000 shares indirectly through a family office, establishing his total reported position without showing any recent buy or sell transactions.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

von Appen Dag Karl Albert

(Last) (First) (Middle)

10 BRESSENDEN PLACE

(Street)

LONDON UNITED KINGDOM SW1E 5DH

(City) (State) (Zip)

UNITED KINGDOM

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Navigator Holdings Ltd. [ NVGS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	37,314	D
Common Stock	400,000	I	By Family Office

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney

	/s/ John Reay, attorney-in-fact	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Navigator Holdings (NVGS) Form 3 filing show?

The Form 3 shows Dag Karl Albert von Appen’s existing ownership in Navigator Holdings common stock. He reports 37,314 shares held directly and 400,000 shares held indirectly through a family office, establishing his disclosed stake as a company director.

How many Navigator Holdings (NVGS) shares does Dag Karl Albert von Appen hold directly?

Dag Karl Albert von Appen reports direct ownership of 37,314 Navigator Holdings common shares. This direct stake is listed separately from his indirect holdings and reflects shares registered in his own name as part of his overall reported position.

What indirect Navigator Holdings (NVGS) ownership is disclosed for Dag Karl Albert von Appen?

He reports indirect ownership of 400,000 Navigator Holdings common shares through a family office. This is identified as indirect ownership, distinct from his directly held shares, and contributes significantly to his total reported economic interest in the company.

Does the Navigator Holdings (NVGS) Form 3 indicate any recent insider buying or selling?

The Form 3 does not show any explicit buy or sell transactions. It functions as an initial statement of beneficial ownership, listing direct and indirect holdings, rather than recording new market trades by the reporting person on the reported date.

What role does Dag Karl Albert von Appen have at Navigator Holdings (NVGS)?

Dag Karl Albert von Appen is identified as a director of Navigator Holdings Ltd. His Form 3 filing discloses his direct and indirect common stock holdings, as required for individuals serving on the company’s board when they become subject to insider reporting rules.