Employee awards add 2,177 Novonix (NVNXF) shares to ASX listing

Rhea-AI Filing Summary

Novonix Limited reported a small increase in its share count after performance rights converted into ordinary shares. The company applied for quotation of 2,177 NVX ordinary fully paid shares on ASX, issued on 3 March 2026 from options or other convertible securities under an employee incentive scheme.

These new shares form part of an existing quoted class. Following this quotation, the company’s quoted ordinary shares total 860,913,164, alongside unquoted performance rights, options, and convertible notes that remain outstanding.

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 6-K

REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE

SECURITIES EXCHANGE ACT OF 1934

For the month of March, 2026

001-41208

(Commission File Number)

NOVONIX LIMITED

(Translation of registrant’s name into English)

Level 38

71 Eagle Street

Brisbane, QLD 4000 Australia

(Address of principal executive office)

Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20‑F or Form 40‑F.

Form 20-F ☒ Form 40-F ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐

EXHIBIT INDEX

Exhibit No.		Description
Exhibit 99.1		Appendix 2A (Application for quotation of securities) dated March 3, 2026.

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NOVONIX LIMITED
By:	/s/ Robert Long
	Robert Long
	Chief Financial Officer

Date: March 3, 2026

Appendix 2A - Application for quotation of securities

EXHIBIT 99.1

Announcement Summary

Entity name

NOVONIX LIMITED

Announcement Type

New announcement

Date of this announcement

Tuesday March 03, 2026

The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

Total number of +securities to be quoted

	ASX +security		Number of +securities to
	code	Security description		be quoted	Issue date
	NVX	ORDINARY FULLY PAID		2,177	03/03/2026

Refer to next page for full details of the announcement

Appendix 2A - Application for quotation of securities 1 / 6

Appendix 2A - Application for quotation of securities

Part 1 - Entity and announcement details

1.1 Name of entity

NOVONIX LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

	1.2 Registered number type	Registration number
	ABN	54157690830

1.3 ASX issuer code

NVX

1.4 The announcement is

New announcement

1.5 Date of this announcement

3/3/2026

Appendix 2A - Application for quotation of securities 2 / 6

Appendix 2A - Application for quotation of securities

Part 2 - Type of Issue

2.1 The +securities to be quoted are:

+Securities issued, transferred or re-classified as a result of options being exercised or other +convertible securities being converted

2.2 The +class of +securities to be quoted is:

Additional +securities in a class that is already quoted on ASX ("existing class")

Appendix 2A - Application for quotation of securities 3 / 6

Appendix 2A - Application for quotation of securities

Part 3B - number and type of +securities to be quoted (existing class) where issue has not previously been notified to ASX in an Appendix 3B

Existing +securities converting into additional +securities in an existing class FROM (Existing Class)

ASX +security code and description

NVX:AD : PERFORMANCE RIGHTS

TO (Existing Class)

ASX +security code and description

NVX : ORDINARY FULLY PAID

Please state the number of options
that were exercised or other +convertible securities that were
converted 4,735 The first date the options were
exercised or other +convertible
securities were converted 3/3/2026 The last date the options were
exercised or other +convertible
securities were converted 3/3/2026

Is this all of the options or other +convertible securities on issue of that type (ie have all of those options now been exercised or have all of those convertible securities now been converted)?

Yes

The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:

An issue of new +securities

The underlying +securities being received by the holder are:

Intended to be, but are not yet, quoted by ASX

Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme?

Yes

Are any of the options being exercised or other +convertible securities being converted held by +key managemetn personnel (KMP) or an +associate?

No

Issue date

3/3/2026

Will the +securities to be quoted rank equally in all respects from their issue date with the existing issued

+securities in that class?

Yes

Appendix 2A - Application for quotation of securities 4 / 6

Appendix 2A - Application for quotation of securities

Issue details

Number of +securities to be quoted

2,177

Are the +securities being issued for a cash consideration?

No

Please describe the consideration being provided for the +securities

Issue of ordinary shares on the vesting of employee performance rights.

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the

+securities to be quoted

0.335000

Any other information the entity wishes to provide about the +securities to be quoted

Appendix 2A - Application for quotation of securities 5 / 6

Appendix 2A - Application for quotation of securities

Part 4 - Issued capital following quotation

Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

The figures in parts 4.1 and 4.2 below are automatically generated and may not reflect the entity's current issued capital if other Appendix 2A, Appendix 3G or Appendix 3H forms are currently with ASX for processing.

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the

+securities subject of this application)

ASX +security code and description	Total number of +securities on issue
NVX : ORDINARY FULLY PAID	860,913,164

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

ASX +security code and description	Total number of +securities on issue
NVXAD : PERFORMANCE RIGHTS	25,088,254
NVXAA : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	14,016,667
NVXAL : CONVERTIBLE NOTES	45,221,586

NVXAH : CONVERTIBLE DEBENTURES 35,000,000

Appendix 2A - Application for quotation of securities 6 / 6

FAQ

What did Novonix Limited (NVNXF) disclose in this March 2026 filing?

Novonix Limited disclosed the issue and ASX quotation of 2,177 new ordinary fully paid shares. These arose from the conversion of performance rights or other convertible securities under an employee incentive scheme on 3 March 2026.

How many new Novonix (NVNXF) shares are being quoted on ASX?

Novonix is seeking quotation for 2,177 NVX ordinary fully paid shares on ASX. These additional securities result from exercised options or converted performance rights and will rank equally with existing ordinary shares from their 3 March 2026 issue date.

What is the consideration value for the new Novonix (NVNXF) shares?

The new Novonix shares are not issued for cash; they arise from incentive awards. The filing estimates the value of consideration at AUD 0.335 per security, reflecting the non-cash benefit provided under the employee incentive arrangements.

Will the new Novonix (NVNXF) shares rank equally with existing shares?

Yes, the 2,177 new NVX ordinary fully paid shares will rank equally in all respects with existing ordinary shares from their issue date. This means identical rights to dividends, voting, and capital distributions compared with other shares in the same class.

What is Novonix’s total quoted share capital after this issue?

After including the 2,177 new ordinary shares, Novonix’s total quoted NVX ordinary fully paid shares on ASX is 860,913,164. This figure reflects only quoted ordinary shares and excludes separate unquoted performance rights, options, and convertible notes.

What unquoted securities does Novonix (NVNXF) have outstanding?

Novonix lists several unquoted securities: 25,088,254 NVXAD performance rights, 14,016,667 NVXAA options expiring on various dates at various prices, and 45,221,586 NVXAL convertible notes. These instruments are issued but not quoted on ASX.

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