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Quanex director granted 1,206.81 phantom units

Quanex Building Products (NX) reported that director Mary Katherine Lawler acquired 1,206.810 Phantom Stock Units on 2026-08-27 as a grant under a Deferred Compensation Plan.

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Quanex Building Products (NX) reported that director Mary Katherine Lawler acquired 1,206.810 Phantom Stock Units on 2026-08-27 as a grant under a Deferred Compensation Plan. Each unit is the economic equivalent of one share of common stock and is settled in cash in the future. Following this grant and dividend reinvestment credits, Lawler holds 4,785.032 Phantom Stock Units in total.

Positive

  • None.

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  • None.
Insider Lawler Mary Katherine
Role Director
Type Security Shares Price Value
Grant/Award Phantom Stock Units F1, F2, F3 1,206.81 $19.68 $24K
Holdings After Transaction: Phantom Stock Units — 4,785.032 contracts (Direct)
Footnotes (3)
  1. F1. Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.
  2. F2. Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.
  3. F3. Includes 15.308 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.
Phantom Stock Units granted 1,206.810 units Grant to director Mary Katherine Lawler on 2026-08-27
Reference value per Phantom Stock Unit $19.68 per unit Value associated with 2026-08-27 Phantom Stock Unit grant
Total Phantom Stock Units after transaction 4,785.032 units Director Mary Katherine Lawler’s holdings following the grant
Phantom units from dividend reinvestment 15.308 units Units credited automatically via dividend reinvestment
Phantom Stock Units financial
"Each Phantom Stock Unit is the economic equivalent of one share"
Phantom stock units are company promises that pay a cash or stock-equivalent award tied to the firm’s share price or value growth, but they do not issue actual shares. Think of them as a bonus check that moves with the stock like a mirror rather than handing over an ownership slice. Investors care because these awards can affect a company’s future cash obligations, executive incentives and reported expenses without causing share dilution.
Deferred Compensation Plan financial
"Units credited to the participant's account under the Deferred Compensation Plan"
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
automatic dividend reinvestment financial
"phantom stock units credited ... as a result of automatic dividend reinvestment"

FAQ

What insider transaction did NX report for director Mary Katherine Lawler?
Quanex Building Products reported that director Mary Katherine Lawler received a grant of 1,206.810 Phantom Stock Units on 2026-08-27 as part of a Deferred Compensation Plan, representing an acquisition of additional derivative-based compensation tied to the company’s common stock.

How many Quanex (NX) Phantom Stock Units does Mary Katherine Lawler own after this grant?
After the 2026-08-27 grant, Mary Katherine Lawler holds a total of 4,785.032 Phantom Stock Units. This total includes 15.308 units that were credited to her account through automatic dividend reinvestment under the Deferred Compensation Plan.

What is a Phantom Stock Unit in the Quanex (NX) plan?
Under Quanex’s plan, each Phantom Stock Unit is the economic equivalent of one share of common stock. However, distributions are made in cash, not stock, beginning on a participant-selected date or upon death, disability, or termination of service as a director.

What was the reference price for the Quanex (NX) Phantom Stock Units granted to Lawler?
The 1,206.810 Phantom Stock Units granted to Mary Katherine Lawler were recorded at a reference value of $19.68 per unit, with each unit economically equivalent to one share of Quanex common stock under the Deferred Compensation Plan.

Are Mary Katherine Lawler’s Quanex (NX) Phantom Stock Units settled in shares or cash?
Mary Katherine Lawler’s Phantom Stock Units are settled in cash. Distributions are paid in cash starting on a date she selected or upon her death, disability, or termination of service as a director, consistent with the terms of the Deferred Compensation Plan.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lawler Mary Katherine
(Last)(First)(Middle)
945 BUNKER HILL ROAD, SUITE 900
(Street)
HOUSTON TEXAS 77024
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Quanex Building Products CORP [ NX ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Phantom Stock Units(1)08/27/2026A(2)1,206.81 (1) (1)Common Stock1,206.81$19.684,785.032(3)D
Explanation of Responses:
1. Each Phantom Stock Unit is the economic equivalent of one share of common stock. Distributions under the Deferred Compensation Plan are made in cash beginning on a specified date selected by the participant or upon the participant's death, disability, or termination of service as a director.
2. Units credited to the participant's account under the Deferred Compensation Plan as a result of deferral of Director Compensation.
3. Includes 15.308 phantom stock units credited to the participant's account as a result of automatic dividend reinvestment.
/s/ Paul B. Cornett, Power of Attorney08/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR