Every 8-K that Oaktree Cap Grp (OAK) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow OAK and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OAK filings page.
Brookfield Oaktree Holdings, LLC completed a set of reorganization transactions on July 31, 2026 under a Transaction Agreement dated April 14, 2026. All outstanding limited partnership interests and equity awards of Oaktree Capital Group Holdings, L.P., Oaktree Equity Plan, L.P. and Oaktree Equity Plan II, L.P. were acquired or cancelled in exchange for consideration that could include cash, Class A Limited Voting Shares of Brookfield Asset Management Ltd. and Brookfield Corporation, limited partnership interests of Exchange LP and/or Brookfield Asset Management restricted stock units. As part of these Transactions, Brookfield US Company LLC acquired from Oaktree Capital Holdings, LLC all interests in Oaktree Capital I GP, LLC for fair market value, and certain indirect ownership interests in general partner commitments of Oaktree funds under Oaktree Capital I moved from Brookfield Corporation to affiliates of Brookfield Wealth Solutions Ltd., while the investments remain held by Oaktree Capital I.
Governance was also reshaped. Ten directors, including Howard S. Marks and Bruce A. Karsh, resigned from the Board, not due to any disagreement, and five New Directors were appointed, reducing the Board from 10 to 5 members, with three serving on the Audit Committee. Matt Herrington became Chief Executive Officer and principal executive officer and Karly Dyck became Chief Financial Officer, Secretary and principal financial and accounting officer; neither will receive compensation from Brookfield Oaktree Holdings for these roles. On July 31, 2026, the Eighth Amended and Restated Operating Agreement admitted Exchange LP as a member and revised management and governance, including Board composition and removal of certain member consent rights.
Brookfield Oaktree Holdings, LLC entered into a Distribution Agreement with its affiliate Brookfield Oaktree Holdings Canada Inc. and, on April 20, 2026, distributed 100 Common Shares of OCG NTR Holdings LLC to that affiliate as a distribution in kind on its Class A common units.
The 100 Distributed Shares represented 100% of Brookfield Oaktree Holdings’ equity interest in OCG NTR Holdings LLC, which indirectly holds 100% of the interests in several related entities, including those with indirect ownership in Brookfield Real Estate Income Trust Inc.
Brookfield Oaktree Holdings, LLC entered into a Transaction Agreement under which all outstanding limited partnership interests and equity awards of Oaktree Capital Group Holdings, L.P., Oaktree Equity Plan, L.P., and Oaktree Equity Plan II, L.P. will be acquired or cancelled in exchange for consideration that may include cash, Brookfield Asset Management and Brookfield Corporation Class A shares, ExchangeCo limited partnership interests, and/or Brookfield Asset Management RSUs.
In a related step, Brookfield US Company LLC will purchase from Oaktree Capital Holdings, LLC all outstanding interests in Oaktree Capital I GP, LLC, the general partner of Oaktree Capital I, L.P., in which Brookfield Oaktree Holdings currently holds an approximately 74% economic interest. The company states that the terms of its outstanding 6.625% Series A and 6.550% Series B preferred units will not be affected by these Transactions.
Closing is subject to customary conditions, including required governmental approvals, completion of specified pre-closing steps, accuracy of representations and warranties, and execution of additional Transaction Documents. The Transaction Agreement includes termination rights, including if the Transactions are not completed by January 14, 2027 or are permanently prohibited by a governmental order.
Brookfield Oaktree Holdings, LLC reported that Brookfield and Oaktree issued a press release announcing a proposed transaction. The company stated that the terms of its outstanding preferred units will remain unchanged: the 6.625% Series A preferred units (OAK-PA) and the 6.550% Series B preferred units (OAK-PB) are not affected by the proposal.
The press release, dated October 13, 2025, was furnished as Exhibit 99.1. This update focuses on preserving existing terms for the two listed preferred series while the proposal is announced.