Orchestra BioMed director Fain buys 20,000 shares

The director's trust reported a post-transaction position of 119,630 shares after the public-offering purchase.

Available on EDGAR 11/09/2026 - 04:32 PM EST Accepted by SEC EDGAR 11/09/2026 - 04:32 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Orchestra BioMed Holdings, Inc. director Eric S. Fain reported an indirect purchase of 20,000 shares by the Fain Living Trust on November 9, 2026, at $5.00 per share. The trust bought the shares in the issuer’s underwritten public offering at the public offering price. The reported position following the purchase was 119,630 shares. No Rule 10b5-1 plan is reported.

Insider Trade Summary

Net Buyer: 20,000 shares

Net Buy 1 txn

Insider Fain Eric S

Role Director

Bought 20,000 shs ($100K)

Increase in Position 20.1%

Type	Security	Shares	Price	Value
Purchase	Common Stock, par value $0.0001 per share F1	20,000	$5.00	$100K

Holdings After Transaction: Common Stock, par value $0.0001 per share — 119,630 shares (Indirect, By the Fain Living Trust)

Holdings Before and After: Common Stock, par value $0.0001 per share, 99,630 to 119,630 shares (Indirect, By the Fain Living Trust)

Other Insiders: 3 other insiders reported open-market purchases of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. These shares were purchased in an underwritten public offering of the Issuer at the public offering price of $5.00 per share.

Key Figures

Shares purchased: 20,000 shares Purchase price: $5.00 per share Shares following transaction: 119,630 shares

3 metrics

Shares purchased 20,000 shares Fain Living Trust purchase on November 9, 2026

Purchase price $5.00 per share Issuer's underwritten public offering

Shares following transaction 119,630 shares Reported position following the purchase

Key Terms

underwritten public offering, public offering price, par value

3 terms

underwritten public offering financial

"purchased in an underwritten public offering"

An underwritten public offering is when a company sells new shares of its stock to the public with the help of a financial firm, called an underwriter. The underwriter agrees to buy all the shares upfront, reducing the company's risk, and then sells them to investors. This process helps companies raise money quickly and confidently from a wide range of buyers.

public offering price financial

"at the public offering price of $5.00 per share"

The public offering price is the amount of money a company charges investors to buy its shares during a new stock sale to the public. It determines how much the company raises and how much each share is worth at the start of trading. For investors, it helps gauge the initial value of the stock and whether it might be a good investment opportunity.

par value technical

"Common Stock, par value $0.0001 per share"

Par value is the fixed amount printed on a bond or stock that represents its original value when issued. It’s like the face value of a coin or bill—what the issuer promises to pay back or the starting price of a stock—though it often doesn’t change with market prices. It matters because it helps determine certain financial details, like how much the company will pay back at maturity.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many OBIO shares did Eric S. Fain buy, and at what price?

The Fain Living Trust purchased 20,000 OBIO shares at $5.00 per share on November 9, 2026. The shares were purchased in Orchestra BioMed Holdings, Inc.'s underwritten public offering at the public offering price. The post-transaction position was 119,630 shares, and no Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Fain Eric S

(Last) (First) (Middle)

C/O ORCHESTRA BIOMED HOLDINGS, INC.

150 UNION SQUARE DRIVE

(Street)

NEW HOPE PENNSYLVANIA 18938

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Orchestra BioMed Holdings, Inc. [ OBIO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/09/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock, par value $0.0001 per share	11/09/2026		P(1)		20,000	A	$5	119,630	I	By the Fain Living Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were purchased in an underwritten public offering of the Issuer at the public offering price of $5.00 per share.

	/s/ Andrew Taylor, Attorney-in-Fact	11/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)