STOCK TITAN

Orange County Bancorp (OBT) SVP gets 4,333-share grant, 790 withheld

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Orange County Bancorp SVP David P. Dineen reported equity compensation activity. He received a grant of 4,333 shares of Common Stock at no cost on March 19, 2026, and 790 shares were withheld at $31.15 per share to cover tax obligations. After these transactions, he directly holds 11,480 shares, plus 2,780 shares held indirectly through a 401(k) plan.

Positive

  • None.

Negative

  • None.
Insider Dineen David P
Role SVP, Dir. Wealth Services
Type Security Shares Price Value
Grant/Award Common Stock 4,333 $0.00 --
Tax Withholding Common Stock 790 $31.15 $25K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 12,270 shares (Direct); Common Stock — 2,780 shares (Indirect, By 401(k))
Footnotes (1)
  1. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026. Restricted stock units which vest at a rate of 1/3 per year commencing on March 19, 2027. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Dineen David P

(Last)(First)(Middle)
212 DOLSON AVENUE

(Street)
MIDDLETON NEW YORK 10940

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Orange County Bancorp, Inc. /DE/ [ OBT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP, Dir. Wealth Services
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/19/2026A4,333(3)A$012,270(1)(2)D
Common Stock03/19/2026F790D$31.1511,480(1)(2)D
Common Stock2,780(4)IBy 401(k)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 21, 2025.
2. Includes restricted stock units which vest at a rate of 1/3 per year commencing on March 20, 2026.
3. Restricted stock units which vest at a rate of 1/3 per year commencing on March 19, 2027.
4. Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
/s/ Jennifer Staub, pursuant to power of attorney03/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did OBT executive David P. Dineen report on this Form 4?

David P. Dineen reported an equity grant and related tax withholding. He received 4,333 shares of Orange County Bancorp Common Stock at no cost, and 790 shares were withheld at $31.15 per share to satisfy tax obligations associated with his equity compensation.

How many Orange County Bancorp (OBT) shares does David P. Dineen hold after the reported transactions?

After the March 19, 2026 transactions, David P. Dineen holds 11,480 shares of Orange County Bancorp Common Stock directly. He also has 2,780 shares held indirectly through a 401(k) plan, providing a combined view of his reported direct and indirect ownership positions.

Was the OBT Form 4 for David P. Dineen an open-market stock purchase or sale?

No, the filing does not show any open-market purchases or sales. It reflects a grant or award acquisition of 4,333 shares at no cost and a tax-withholding disposition of 790 shares, which is a mechanistic step to cover tax liabilities on the equity compensation.

What is the significance of the 790 OBT shares withheld at $31.15 for David P. Dineen?

The 790 shares withheld at $31.15 per share represent a tax-withholding disposition. Instead of selling shares in the market, a portion of the granted shares was retained by the issuer to satisfy David P. Dineen’s tax obligations tied to his stock-based compensation.

How are indirect holdings reported for David P. Dineen in Orange County Bancorp (OBT)?

Indirect holdings are reported separately from direct ownership. The Form 4 shows 2,780 shares of Orange County Bancorp Common Stock held indirectly “By 401(k),” indicating shares associated with a retirement plan, in addition to his 11,480 directly owned shares.

What role does David P. Dineen hold at Orange County Bancorp in this Form 4?

In this Form 4, David P. Dineen is identified as an officer of Orange County Bancorp, serving as SVP, Director of Wealth Services. The reported equity transactions relate to his compensation and associated tax withholding, not to discretionary open-market trading activity.