OCC files Form 144 to sell 49,960 shares

Optical Cable Corporation filed a Form 144 reporting a proposed sale of 49,960 shares.

Rhea-AI Filing Summary

Optical Cable Corporation filed a Form 144 reporting a proposed sale of 49,960 shares. The filing lists an aggregate offering price of $1,111,110.40 and shows 8,189,399 with the date 06/29/2026. The notice identifies Merrill One Bryant Park, Nasdaq routing, and multiple historical stock awards listed by grant date and share counts.

Insights

Securities Attorney

Form 144 lodged for an insider resale of 49,960 shares at an aggregate price shown.

The filing is a Rule 144 notice indicating a proposed sale; it lists 49,960 shares and an aggregate offering price of $1,111,110.40, with a date of 06/29/2026. This is a required disclosure prior to public resale when conditions in Rule 144 apply.

Timing, exact sale methods, and whether the securities are restricted or control stock are not specified in the excerpt; cash‑flow treatment is not stated in the provided excerpt. Subsequent SEC filings or broker confirmations would show completion details.

Key Figures

Proposed shares to sell: 49,960 shares Aggregate offering price: $1,111,110.40 Document date indicator: 8,189,399 (as of 06/29/2026)

3 metrics

Proposed shares to sell 49,960 shares listed in securities information line

Aggregate offering price $1,111,110.40 listed in securities information line

Document date indicator 8,189,399 (as of 06/29/2026) numeric line adjacent to date and routing information

Key Terms

Form 144, Rule 144 notice, Stock Award - no payment

3 terms

Form 144 regulatory

"Filer Information | Securities To Be Sold | Common | Merrill One Bryant Park"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Rule 144 notice regulatory

"144: Securities To Be Sold"

A Rule 144 notice is a public filing that an insider or holder of restricted stock submits when they plan to sell shares that aren’t freely tradable yet; it lists how many shares they intend to sell and under what conditions. For investors, it matters because it signals potential insider selling and an upcoming increase in shares available to the market—similar to someone announcing a big garage sale, which can affect supply and price expectations.

Stock Award - no payment financial

"01/31/2015 | Grant | Optical Cable Corporation | 13722 | Stock Award - no payment"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Optical Cable Corporation's (OCC) Form 144 report?

It reports a proposed resale of 49,960 shares with an aggregate offering price of $1,111,110.40. The filing also shows 8,189,399 with the date 06/29/2026 and lists multiple historical stock awards by grant date.

Who is listed as the broker or routing on the OCC Form 144?

The filing lists Merrill One Bryant Park, New York, NY as the broker routing point. The notice also references trading on Nasdaq in the securities information line included in the excerpt.

Does the Form 144 excerpt show proceeds going to the company?

The excerpt does not state proceeds treatment explicitly. The filing shows an aggregate offering price of $1,111,110.40, but it does not specify whether proceeds go to the issuer or selling holder in the provided text.

What supporting details about the securities are listed in the filing?

The excerpt lists multiple grant dates and share counts (for example, 01/31/2015: 13,722 shares, 01/31/2011: 10,813 shares) described as stock awards with no payment. These appear as historical award entries in the securities table.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/24/2026 - 04:26 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001241192
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OPTICAL CABLE CORP
SEC File Number	000-27022
Address of Issuer	5290 Concourse Drive Roanoke VIRGINIA 24019
Phone	5402650690
Name of Person for Whose Account the Securities are To Be Sold	SMITH TRACY G
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill One Bryant Park New York NY 10036	49960	1111110.40	8189399	06/29/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	01/31/2004	Grant	Optical Cable Corporation			906	01/31/2004	Stock Award - no payment
Common	04/30/2004	Grant	Optical Cable Corporation			906	04/30/2004	Stock Award - no payment
Common	07/31/2004	Grant	Optical Cable Corporation			906	07/31/2004	Stock Award - no payment
Common	10/31/2004	Grant	Optical Cable Corporation			614	10/31/2004	Stock Award - no payment
Common	01/31/2005	Grant	Optical Cable Corporation			1522	01/31/2005	Stock Award - no payment
Common	04/30/2005	Grant	Optical Cable Corporation			1522	04/30/2005	Stock Award - no payment
Common	07/31/2005	Grant	Optical Cable Corporation			1522	07/31/2005	Stock Award - no payment
Common	10/31/2005	Grant	Optical Cable Corporation			2447	10/31/2005	Stock Award - no payment
Common	01/31/2006	Grant	Optical Cable Corporation			1522	01/31/2006	Stock Award - no payment
Common	04/30/2006	Grant	Optical Cable Corporation			2309	04/30/2006	Stock Award - no payment
Common	10/31/2006	Grant	Optical Cable Corporation			2309	10/31/2006	Stock Award - no payment
Common	01/31/2007	Grant	Optical Cable Corporation			1422	01/31/2007	Stock Award - no payment
Common	04/30/2007	Grant	Optical Cable Corporation			1422	04/30/2007	Stock Award - no payment
Common	07/31/2007	Grant	Optical Cable Corporation			1950	07/31/2007	Stock Award - no payment
Common	10/31/2007	Grant	Optical Cable Corporation			1953	10/31/2007	Stock Award - no payment
Common	07/31/2008	Grant	Optical Cable Corporation			1336	07/31/2008	Stock Award - no payment
Common	01/31/2011	Grant	Optical Cable Corporation			10813	01/31/2011	Stock Award - no payment
Common	01/31/2015	Grant	Optical Cable Corporation			13722	01/31/2015	Stock Award - no payment
Common	07/31/2017	Grant	Optical Cable Corporation			857	07/31/2017	Stock Award - no payment

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/24/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Tracy G. Smith
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)