Charles Schwab (OCC) Form 144: Open-market share entries of 13,000; 7,800; 1,552

Rhea-AI Filing Summary

Charles Schwab Corp. submitted a Form 144 reporting proposed sales of Common stock via open-market transactions. The filing lists multiple individual share entries by date, including 13,000, 7,800, 1,552, 1,187, 2,092 and 469 shares on various dates in 2011.

Key Figures

Transaction entry: 13,000 shares Transaction entry: 7,800 shares Transaction entry: 1,552 shares +3 more

6 metrics

Transaction entry 13,000 shares 03/30/2011 open-market entry

Transaction entry 7,800 shares 06/22/2011 open-market entry

Transaction entry 1,552 shares 04/18/2011 open-market entry

Transaction entry 1,187 shares 04/15/2011 open-market entry

Transaction entry 2,092 shares 04/14/2011 open-market entry

Transaction entry 469 shares 04/12/2011 open-market entry

Key Terms

Form 144, Open Market Purchase, Common

3 terms

Form 144 regulatory

"submitted a Form 144 reporting proposed sales of Common stock"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Open Market Purchase market

"Open Market Purchase | Open Market | 7800 | 06/22/2011"

An open market purchase is when a company buys its own shares on public stock exchanges the same way any investor would, rather than through a private deal. Investors care because these purchases reduce the number of shares available, can boost earnings per share and share price, signal that management thinks the stock is undervalued, and use company cash that might otherwise go to reinvestment or dividends — like a business quietly buying back its own tickets at the box office.

Common financial

"Securities Information Common | Charles Schwab Corp."

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab Corp. 3000 Schwab Way Westlake TX 76262	26100	601344.00	8827092	06/22/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/22/2011	Open Market Purchase	Open Market			7800	06/22/2011	Cash
Common	04/18/2011	Open Market Purchase	Open Market			1552	04/18/2011	Cash
Common	04/15/2011	Open Market Purchase	Open Market			1187	04/15/2011	Cash
Common	04/14/2011	Open Market Purchase	Open Market			2092	04/14/2011	Cash
Common	04/12/2011	Open Market Purchase	Open Market Purchase			469	04/12/2011	Cash
Common	03/30/2011	Open Market Purchase	Open Market			13000	03/30/2011	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Charles Schwab (OCC) Form 144 show?

The filing reports proposed open-market sales of Common stock and lists individual share quantities. It enumerates multiple open-market transactions on dates in 2011 with specified share counts that the notice covers as entries.

How many shares are listed in the Charles Schwab Form 144 entries?

The filing lists per-entry share amounts including 13,000; 7,800; 1,552; 1,187; 2,092; and 469 shares. These numbers appear as individual open-market transaction entries in the Form 144 excerpt provided.

On which dates were the listed transactions recorded in the filing?

The excerpt shows open-market transaction entries dated 03/30/2011, 04/12/2011, 04/14/2011, 04/15/2011, 04/18/2011 and 06/22/2011. Each date is paired with a specific share quantity in the filing excerpt.

What trading method is specified for the securities in the Form 144?

The filing specifies Open Market as the method for the listed Common stock entries. Each listed share amount is shown alongside the designation Open Market Purchase or Open Market in the excerpt.