Once Upon a Farm director files Form 3 with no holdings

Once Upon a Farm, PBC director files initial ownership report showing no holdings.

Accepted by SEC EDGAR 02/05/2026 - 05:57 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Once Upon a Farm, PBC director files initial ownership report showing no holdings. Dara Bazzano, a director of Once Upon a Farm, PBC, filed an initial Form 3 reporting that no securities of the company are beneficially owned. The filing confirms this status as of the event date of 02/05/2026.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Once Upon a Farm (OFRM) director Dara Bazzano report on this Form 3?

Dara Bazzano reports no beneficial ownership of Once Upon a Farm, PBC securities. The Form 3 states that no securities are beneficially owned, establishing a baseline ownership position as of the reported event date.

What is the relationship of Dara Bazzano to Once Upon a Farm (OFRM)?

Dara Bazzano is identified as a director of Once Upon a Farm, PBC. The Form 3 indicates the director role is the sole reported relationship, with no officer title and no 10% ownership status checked.

What is the event date for this Once Upon a Farm (OFRM) Form 3 filing?

The Form 3 lists 02/05/2026 as the date of the event requiring the statement. This date anchors when the director’s initial beneficial ownership position, reported as zero securities, is measured for regulatory reporting purposes.

Does this Form 3 for Once Upon a Farm (OFRM) show any stock or option holdings?

No, the Form 3 explicitly states that no securities are beneficially owned. Both the non-derivative and derivative tables contain no holdings, and the remarks section confirms the absence of beneficially owned securities.

Who signed the Once Upon a Farm (OFRM) Form 3 for Dara Bazzano?

The Form 3 is signed by /s/ Genevieve Kelly as attorney-in-fact on 02/05/2026. An Exhibit 24.1 Power of Attorney is referenced, authorizing this individual to sign on behalf of the reporting person.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
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hours per response:			0.5

1. Name and Address of Reporting Person^*

Bazzano Dara

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CA 94710

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/05/2026

3. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

No securities are beneficially owned.

	/s/ Genevieve Kelly, as Attorney-in-fact	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.