Once Upon a Farm (OFRM) director discloses stock and option holdings
Rhea-AI Filing Summary
Once Upon a Farm, PBC director Larry Peiros reported his initial ownership in the company. He directly holds 63,393 shares of common stock and employee stock options for 6,937 shares at an exercise price of $1.45 per share. Additional indirect holdings include preferred stock convertible into common stock held by the Peiros Family Trust.
Positive
- None.
Negative
- None.
Insider Trade Summary
4 transactions reported
Mixed
4 txns
Insider
PEIROS LARRY
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Series C-1 Preferred Stock | -- | -- | -- |
| holding | Series D Preferred Stock | -- | -- | -- |
| holding | Employee Stock Options (right to buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Series C-1 Preferred Stock — 57,372 shares (Indirect, By the Peiros Family Trust);
Series D Preferred Stock — 24,142 shares (Indirect, By the Peiros Family Trust);
Employee Stock Options (right to buy) — 6,937 shares (Direct);
Common Stock — 63,393 shares (Direct)
Footnotes (2)
- F1. The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.
- F2. Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What did Larry Peiros report in Once Upon a Farm (OFRM) Form 3?
Larry Peiros reported his initial ownership as a director of Once Upon a Farm, PBC. He disclosed direct common stock, employee stock options, and indirect preferred stock holdings through the Peiros Family Trust, outlining his overall equity exposure to the company’s shares.
What stock options did Larry Peiros disclose in Once Upon a Farm (OFRM)?
Larry Peiros disclosed employee stock options for 6,937 shares of Once Upon a Farm common stock, exercisable at $1.45 per share. These options were granted under the company’s 2021 Omnibus Incentive Plan and provide potential additional equity exposure if exercised in the future.
How will Once Upon a Farm (OFRM) preferred stock reported by Larry Peiros convert?
The Once Upon a Farm preferred stock reported by Larry Peiros has no expiration date and is convertible into common stock at his election. Upon the closing of the company’s initial public offering, it will automatically convert into common stock for no additional consideration, increasing his common share exposure.
Under what plan were Larry Peiros’s Once Upon a Farm (OFRM) options granted?
Larry Peiros’s stock options for 6,937 Once Upon a Farm common shares were granted under the 2021 Omnibus Incentive Plan. This plan is designed to provide equity-based compensation, aligning director and employee interests with long-term company performance and shareholder value creation over time.