Once Upon a Farm director reports holdings

Once Upon a Farm, PBC director Larry Peiros reported his initial ownership in the company.

Accepted by SEC EDGAR 02/05/2026 - 06:03 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Once Upon a Farm, PBC director Larry Peiros reported his initial ownership in the company. He directly holds 63,393 shares of common stock and employee stock options for 6,937 shares at an exercise price of $1.45 per share. Additional indirect holdings include preferred stock convertible into common stock held by the Peiros Family Trust.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider PEIROS LARRY

Role Director

Type	Security	Shares	Price	Value
Holding	Series C-1 Preferred Stock	--	--	--
Holding	Series D Preferred Stock	--	--	--
Holding	Employee Stock Options (right to buy)	--	--	--
Holding	Common Stock	--	--	--

Holdings: Series C-1 Preferred Stock — 57,372 contracts (Indirect, By the Peiros Family Trust); Series D Preferred Stock — 24,142 contracts (Indirect, By the Peiros Family Trust); Employee Stock Options (right to buy) — 6,937 contracts (Direct); Common Stock — 63,393 shares (Direct)

Footnotes (2)

1. F1. The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.
2. F2. Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Larry Peiros report in Once Upon a Farm (OFRM) Form 3?

Larry Peiros reported his initial ownership as a director of Once Upon a Farm, PBC. He disclosed direct common stock, employee stock options, and indirect preferred stock holdings through the Peiros Family Trust, outlining his overall equity exposure to the company’s shares.

How many Once Upon a Farm (OFRM) common shares does Larry Peiros hold directly?

Larry Peiros directly holds 63,393 shares of Once Upon a Farm, PBC common stock. This direct ownership reflects his personal stake, separate from any indirect holdings through the Peiros Family Trust or derivative securities such as stock options reported in the same Form 3.

What stock options did Larry Peiros disclose in Once Upon a Farm (OFRM)?

Larry Peiros disclosed employee stock options for 6,937 shares of Once Upon a Farm common stock, exercisable at $1.45 per share. These options were granted under the company’s 2021 Omnibus Incentive Plan and provide potential additional equity exposure if exercised in the future.

What indirect preferred stock holdings related to Once Upon a Farm (OFRM) were reported?

Indirectly, through the Peiros Family Trust, Larry Peiros reported Series C-1 preferred stock convertible into 57,372 common shares and Series D preferred stock convertible into 24,142 common shares. These preferred shares automatically convert into common stock upon the closing of the company’s initial public offering.

How will Once Upon a Farm (OFRM) preferred stock reported by Larry Peiros convert?

The Once Upon a Farm preferred stock reported by Larry Peiros has no expiration date and is convertible into common stock at his election. Upon the closing of the company’s initial public offering, it will automatically convert into common stock for no additional consideration, increasing his common share exposure.

Under what plan were Larry Peiros’s Once Upon a Farm (OFRM) options granted?

Larry Peiros’s stock options for 6,937 Once Upon a Farm common shares were granted under the 2021 Omnibus Incentive Plan. This plan is designed to provide equity-based compensation, aligning director and employee interests with long-term company performance and shareholder value creation over time.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

PEIROS LARRY

(Last) (First) (Middle)

C/O ONCE UPON A FARM, PBC

950 GILMAN STREET, SUITE 100

(Street)

BERKELEY CA 94710

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/05/2026

3. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	63,393	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Series C-1 Preferred Stock	(1)	(1)	Common Stock	57,372	(1)	I	By the Peiros Family Trust
Series D Preferred Stock	(1)	(1)	Common Stock	24,142	(1)	I	By the Peiros Family Trust
Employee Stock Options (right to buy)(2)	03/15/2023	03/15/2031	Common Stock	6,937	$1.45	D

Explanation of Responses:

1. The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.

2. Represents stock options granted pursuant to the Once Upon a Farm, PBC 2021 Omnibus Incentive Plan.

Remarks:

Exhibit List - Exhibit 24.1 - Power of Attorney

	/s/ Genevieve Kelly, as Attorney-in-fact	02/05/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.