STOCK TITAN

Once Upon a Farm (OFRM) director discloses Series C preferred share holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Megan Reimers Bent, a director of Once Upon a Farm, PBC, has filed an initial ownership report showing holdings of the company’s preferred stock. She beneficially owns 16,493 shares of Series C-1 Preferred Stock and 29,546 shares of Series C-2 Preferred Stock, all held directly.

The preferred stock has no expiration date and is convertible at her election into common stock of Once Upon a Farm. As of the closing of the company’s initial public offering, this preferred stock will automatically convert, for no additional consideration, into common stock of the issuer.

Positive

  • None.

Negative

  • None.
Insider Bent Megan Reimers
Role Director
Type Security Shares Price Value
holding Series C-1 Preferred Stock -- -- --
holding Series C-2 Preferred Stock -- -- --
Holdings After Transaction: Series C-1 Preferred Stock — 16,493 shares (Direct); Series C-2 Preferred Stock — 29,546 shares (Direct)
Footnotes (1)
  1. F1. The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google
Add on Google
Learn about SEC filing dates

FAQ

What insider position does Megan Reimers Bent hold at Once Upon a Farm (OFRM)?

Megan Reimers Bent is reported as a director of Once Upon a Farm, PBC. The filing is a Form 3, which discloses her initial beneficial ownership of company securities as a newly reportable insider under U.S. securities regulations.

How many preferred shares does Megan Reimers Bent beneficially own in OFRM?

She beneficially owns 16,493 shares of Series C-1 Preferred Stock and 29,546 shares of Series C-2 Preferred Stock, all held directly. These figures reflect her holdings following the reporting event on February 5, 2026.

Are Megan Reimers Bent’s preferred shares in OFRM convertible into common stock?

Yes. The filing states the preferred stock has no expiration date and is convertible at her election into common stock. Additionally, upon the closing of the company’s initial public offering, it will automatically convert into common stock for no additional consideration.

Does the OFRM Form 3 show any insider buying or selling activity?

No. The Form 3 reflects initial beneficial ownership, not new purchases or sales. It lists existing holdings of Series C-1 and Series C-2 Preferred Stock, providing a baseline of Megan Reimers Bent’s direct ownership as of the reporting date.

What happens to OFRM preferred stock at the initial public offering?

The filing explains that, as of the closing of Once Upon a Farm’s initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the issuer, aligning preferred holders with common equityholders after the IPO.

Does the preferred stock held by the OFRM director have an expiration date?

No. The footnote clarifies that the preferred stock of Once Upon a Farm, PBC has no expiration date. It remains outstanding until converted into common stock, either at the reporting person’s election or automatically at the closing of the initial public offering.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Bent Megan Reimers

(Last) (First) (Middle)
C/O ONCE UPON A FARM, PBC
950 GILMAN STREET, SUITE 100

(Street)
BERKELEY CA 94710

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/05/2026
3. Issuer Name and Ticker or Trading Symbol
Once Upon a Farm, PBC [ OFRM ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Series C-1 Preferred Stock (1) (1) Common Stock 16,493 (1) D
Series C-2 Preferred Stock (1) (1) Common Stock 29,546 (1) D
Explanation of Responses:
1. The preferred stock of Once Upon a Farm, PBC (the "Issuer") has no expiration date and is convertible at the reporting person's election into the Issuer's common stock. As of the closing of the Issuer's initial public offering, the preferred stock will automatically convert, for no additional consideration, into common stock of the Issuer.
Remarks:
Exhibit List - Exhibit 24.1 - Power of Attorney
/s/ Genevieve Kelly, as Attorney-in-fact 02/05/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.