Okta officer plans $468K sale of common stock

Available on EDGAR 09/18/2026 - 04:22 PM EDT Accepted by SEC EDGAR 09/18/2026 - 04:22 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Okta, Inc. (OKTA) officer Larissa Schwartz filed a Rule 144 notice to sell up to 2,462 shares of Okta common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $467,829.24, with an approximate sale date of September 18, 2026 on NASDAQ.

The shares relate to Restricted Stock Units acquired from Okta on September 15, 2026. In the prior three months, a separate 10b5-1 sale of 2,463 shares of Okta common stock for gross proceeds of $295,560.00 on June 22, 2026 is also reported.

Key Figures

Shares to be sold under Rule 144: 2,462 shares Aggregate market value of planned sale: $467,829.24 Approximate sale date: September 18, 2026 +4 more

7 metrics

Shares to be sold under Rule 144 2,462 shares Okta common stock noticed for sale by officer Larissa Schwartz

Aggregate market value of planned sale $467,829.24 Planned Rule 144 sale of 2,462 Okta shares

Approximate sale date September 18, 2026 Target date for Rule 144 sale on NASDAQ

Shares outstanding 167,139,757 shares Okta common stock referenced in the Rule 144 notice

Prior shares sold in last 3 months 2,463 shares 10b5-1 sale on June 22, 2026

Gross proceeds from prior sale $295,560.00 10b5-1 sale of 2,463 Okta shares on June 22, 2026

RSUs acquisition date September 15, 2026 Restricted Stock Units acquired from Okta connected to the noticed sale

Key Terms

Rule 144, Restricted Stock Units, 10b5-1, Aggregate Market Value

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Units financial

"Common | 09/15/2026 | Restricted Stock Units | Issuer |"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

10b5-1 regulatory

"10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Aggregate Market Value financial

"Common | Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 | 2462 | 467829.24 |"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for Okta, Inc. (OKTA)?

It discloses that officer Larissa Schwartz has filed a Rule 144 notice to sell up to 2,462 shares of Okta common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $467,829.24, targeted around September 18, 2026 on NASDAQ.

How many OKTA shares is Larissa Schwartz planning to sell under this Form 144?

The notice covers up to 2,462 shares of Okta common stock, with an aggregate market value of $467,829.24, to be sold through Morgan Stanley Smith Barney LLC on or about September 18, 2026.

What type of Okta (OKTA) equity is involved in this Form 144 filing?

The filing states the securities are Okta common stock related to Restricted Stock Units acquired from Okta on September 15, 2026, which are being noticed for potential sale under Rule 144.

What prior sales of OKTA shares by Larissa Schwartz are reported in the last three months?

The filing reports 10b5-1 sales showing that on June 22, 2026, 2,463 shares of Okta common stock were sold for $295,560.00 in gross proceeds.

What does the 10b5-1 reference mean in the Okta (OKTA) Form 144?

The filing labels prior activity as “10b5-1 Sales for LARISSA SCHWARTZ”, indicating those June 22, 2026 sales of 2,463 shares for $295,560.00 were made under a pre-established trading arrangement referenced as 10b5-1.

How many Okta (OKTA) shares are outstanding as referenced in the Form 144?

The notice references 167,139,757 shares of Okta common stock as outstanding, providing context for the Rule 144 sale of 2,462 shares by officer Larissa Schwartz.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001968125
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	OKTA INC
SEC File Number	001-38044
Address of Issuer	100 First Street, Suite 600 San Francisco CALIFORNIA 94105
Phone	8887227871
Name of Person for Whose Account the Securities are To Be Sold	LARISSA SCHWARTZ
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2462	467829.24	167139757	09/18/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/15/2026	Restricted Stock Units	Issuer			2462	09/15/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	06/22/2026	2463	295560.00

144: Remarks and Signature

Remarks
Date of Notice	09/18/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	07/03/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Larissa Schwartz
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)