Larissa Schwartz 10b5-1 sales recorded; OKTA (NASDAQ: OKTA) Form 144

Rhea-AI Filing Summary

OKTA Form 144 notice lists proposed sales of Common Stock via broker Morgan Stanley Smith Barney LLC and records recent 10b5-1 sales by Larissa Schwartz. The filing lists restricted stock units dated 06/15/2026 and multiple 10b5-1 dispositions with share counts and proceeds in April–June 2026.

Insights

Equity Markets Analyst

Routine broker-filed resale notice and documented 10b5-1 sales; no new company financials.

The filing lists proposed resale through Morgan Stanley Smith Barney LLC and shows Restricted Stock Units dated 06/15/2026. It also documents multiple 10b5-1 sales by Larissa Schwartz in 04/2026–06/2026 with explicit share counts and proceeds.

Cash‑flow treatment and purchaser identities are not included in the excerpt; subsequent SEC records would show whether the proposed sales were executed or remain planned.

Key Figures

Largest 10b5-1 sale: 20,251 shares Proceeds from largest sale: $2,716,297.01 Another 10b5-1 sale: 4,216 shares +2 more

5 metrics

Largest 10b5-1 sale 20,251 shares 10b5-1 sale on 06/02/2026

Proceeds from largest sale $2,716,297.01 Proceeds for 20,251 shares on 06/02/2026

Another 10b5-1 sale 4,216 shares 10b5-1 sale on 06/02/2026 with proceeds $565,498.40

RSU reference date 06/15/2026 Restricted Stock Units listed as Issuer date

Multiple smaller sales 5,197 shares 10b5-1 sale on 04/07/2026 with proceeds $414,088.72

Key Terms

Form 144, 10b5-1, Restricted Stock Units

3 terms

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

10b5-1 regulatory

"10b5-1 Sales for LARISSA SCHWARTZ 100 First Street"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Restricted Stock Units financial

"Securities To Be Sold | Restricted Stock Units | Issuer"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

What does OKTA's Form 144 disclose about planned sales?

The Form 144 lists proposed sales of Common Stock through Morgan Stanley Smith Barney LLC and references Restricted Stock Units dated 06/15/2026. It presents planned resale details but does not state execution status or buyer identities in the provided excerpt.

Who executed recent 10b5-1 sales reported in this filing for OKTA?

The excerpt shows multiple 10b5-1 sales by Larissa Schwartz, with transactions on 04/07/2026, 05/06/2026, 05/07/2026, and 06/02/2026, each with share counts and proceeds listed in the filing text.

How many shares and proceeds are shown for the largest 10b5-1 sale in the excerpt?

The largest single 10b5-1 sale shown is 20,251 shares on 06/02/2026 with proceeds of $2,716,297.01, as listed among the sales recorded in the provided content.

Does the Form 144 show shares issued or restricted stock details for OKTA?

The filing lists Restricted Stock Units with an issuer reference dated 06/15/2026. The excerpt does not provide vesting, exercise price, or the total number of RSUs beyond that line.

Which broker handled the proposed resale in OKTA's Form 144?

The Form 144 identifies Morgan Stanley Smith Barney LLC, located at 1 New York Plaza, 8th Floor, New York, NY, as the broker handling the securities to be sold, per the filer information in the excerpt.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 06/22/2026 - 04:48 PM Accepted by SEC EDGAR 06/22/2026 - 04:48 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2463	290166.03	166119894	06/22/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/15/2026	Restricted Stock Units	Issuer			2463	06/15/2026	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	06/02/2026	4216	565498.40
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	06/02/2026	504	67602.28
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	06/02/2026	20251	2716297.01
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	05/07/2026	1054	84320.00
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	05/06/2026	126	9626.40
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	05/06/2026	5197	400580.07
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	1054	84404.32
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	126	10090.08
10b5-1 Sales for LARISSA SCHWARTZ 100 First Street, Suite 600 San Francisco CA 94105	Common	04/07/2026	5197	414088.72

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)