OLPX Form 4: Emily White awarded 110,294 RSUs; large Anthos indirect stake noted

Rhea-AI Filing Summary

Emily White, a director of Olaplex Holdings, Inc. (OLPX), was granted 110,294 restricted stock units (RSUs) on 08/12/2025 under the 2021 Equity Incentive Plan. Each RSU converts to one share and will vest in full at the company’s 2026 Annual Meeting only if Ms. White remains in service. The filing also reports sizable indirect beneficial ownership: 23,476,117 shares held by Anthos Capital IV, L.P., 148,064 shares held by Anthos Tribe, L.P., and 138,399 shares held by Anthos Management LP; Ms. White disclaims beneficial ownership except for any pecuniary interest. The form was signed by an attorney-in-fact on 08/14/2025.

Positive

• Alignment with shareholders: 110,294 RSUs vesting at the 2026 Annual Meeting tie the director’s compensation to long‑term shareholder value
• Transparent disclosure: Clear statements of indirect holdings and disclaimers of personal beneficial ownership improve governance clarity

Negative

• Concentration of ownership: Anthos-related entities hold a large block of 23,476,117 shares, which may concentrate voting influence (reported as indirect ownership)
• No immediate liquidity event: The RSUs vest only on continued service, so there is no immediate dilution offset by cash proceeds

Insights

Corporate Governance Expert

TL;DR: Director granted time‑based RSUs aligning her interests with long‑term shareholders; vesting is contingent on continued service.

The RSU grant of 110,294 shares vests only at the 2026 Annual Meeting, which is a standard retention mechanism tying the director to future shareholder outcomes. The reporting person is affiliated with Anthos-related investment entities and disclaims beneficial ownership except for pecuniary interest, which is common when holdings are held by affiliated funds. The disclosure shows clear governance transparency on related-party ownership and avoidance of overstating individual control.

Securities Analyst

TL;DR: Transaction is routine equity compensation; indirect holdings are substantial but held by affiliated funds, not a personal sale or purchase.

The filing records an award of RSUs at $0 price (typical for grants) and does not indicate any sale or exercise. The large indirect holdings (over 23 million shares by Anthos Capital IV) may be material to ownership structure but this Form 4 reports no change in those indirect positions. No cash proceeds, dispositions, or derivative transactions were reported, so immediate market impact is likely minimal.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

White Emily

(Last) (First) (Middle)

C/O OLAPLEX HOLDINGS, INC.

432 PARK AVENUE SOUTH, THIRD FLOOR

(Street)

NEW YORK NY 10016

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
OLAPLEX HOLDINGS, INC. [ OLPX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2025		A		110,294(1)	A	$0	110,294	D
Common Stock								23,476,117	I	By: Anthos Capital IV, L.P.(2)
Common Stock								148,064	I	By: Anthos Tribe, L.P.(3)
Common Stock								138,399	I	by Anthos Management LP(4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date. The Reporting Person is an employee of Anthos Management LP (the "Management Company"). The Reporting Person holds the reported RSUs for the benefit of the Management Company. The Management Company is an affiliate of Anthos Capital IV and Anthos Tribe (each as defined below) and is managed by Paul Farr and Bryan Kelly. The Reporting Person is the spouse of Mr. Kelly. The Reporting Person disclaims beneficial ownership of the RSUs, except to the extent of her pecuniary interest therein.

2. Shares are held by Anthos Capital IV, L.P. ("Anthos Capital IV"). Anthos Associates IV, L.P. ("Anthos Associates IV") is the general partner of Anthos Capital IV and Anthos Associates GP IV, LLC ("Anthos Associates GP IV") is the general partner of Anthos Associates IV. Paul Farr and Bryan Kelly are the sole managers of Anthos Associates GP IV. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by Anthos Capital IV. The Reporting Person disclaims beneficial ownership of the shares held by Anthos Capital IV, except to the extent of her pecuniary interest, if any, therein.

3. Shares are held by Anthos Tribe, L.P. ("Anthos Tribe"). Anthos Tribe GP, LLC ("Anthos Tribe GP") is the general partner of Anthos Tribe. Paul Farr and Bryan Kelly are the sole managers of Anthos Tribe GP. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by Anthos Tribe. The Reporting Person disclaims beneficial ownership of the shares held by Anthos Tribe, except to the extent of her pecuniary interest, if any, therein.

4. Shares are held by the Management Company. The Management Company is an affiliate of Anthos Capital IV and Anthos Tribe, and is managed by Paul Farr and Bryan Kelly. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by the Management Company. The Reporting Person disclaims beneficial ownership of the shares held by the Management Company, except to the extent of her pecuniary interest, if any, therein.

Remarks:

	/s/ John Duffy, attorney-in-fact	08/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What RSUs were granted to Emily White in the Form 4 for OLPX?

The filing reports a grant of 110,294 restricted stock units (RSUs) on 08/12/2025 under the 2021 Equity Incentive Plan.

When do Emily White’s RSUs vest?

The RSUs will vest in full at the Issuer’s 2026 Annual Meeting of Stockholders, subject to continued service through that date.

Does Emily White personally own the reported shares in OLPX?

Ms. White reports direct ownership of the RSUs held for the Management Company but disclaims beneficial ownership of shares held by Anthos entities except for any pecuniary interest.

What indirect holdings are disclosed in the Form 4?

The filing discloses indirect holdings of 23,476,117 shares by Anthos Capital IV, 148,064 shares by Anthos Tribe, and 138,399 shares by Anthos Management LP.

Was there any sale or purchase of common stock reported?

No purchase or sale price is reported for market transactions; the RSUs were granted at $0 and no dispositions or derivative transactions are listed.