STOCK TITAN

[Form 4] Olaplex Holdings, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Emily White, a director of Olaplex Holdings, Inc. (OLPX), was granted 110,294 restricted stock units (RSUs) on 08/12/2025 under the 2021 Equity Incentive Plan. Each RSU converts to one share and will vest in full at the company’s 2026 Annual Meeting only if Ms. White remains in service. The filing also reports sizable indirect beneficial ownership: 23,476,117 shares held by Anthos Capital IV, L.P., 148,064 shares held by Anthos Tribe, L.P., and 138,399 shares held by Anthos Management LP; Ms. White disclaims beneficial ownership except for any pecuniary interest. The form was signed by an attorney-in-fact on 08/14/2025.

Emily White, membro del consiglio di Olaplex Holdings, Inc. (OLPX), ha ricevuto 110.294 unità azionarie vincolate (RSU) in data 12/08/2025 nell'ambito del 2021 Equity Incentive Plan. Ogni RSU si converte in un'azione e maturerà interamente in occasione dell'Assemblea annuale 2026 della società solo se la sig.ra White sarà ancora in servizio. La segnalazione indica inoltre una consistente titolarità indiretta: 23.476.117 azioni detenute da Anthos Capital IV, L.P., 148.064 azioni da Anthos Tribe, L.P. e 138.399 azioni da Anthos Management LP; la sig.ra White rinuncia a qualsiasi titolarità beneficiaria eccetto per eventuali interessi pecuniari. Il modulo è stato firmato da un procuratore il 14/08/2025.

Emily White, directora de Olaplex Holdings, Inc. (OLPX), recibió 110.294 unidades restringidas de acciones (RSU) el 12/08/2025 bajo el 2021 Equity Incentive Plan. Cada RSU se convierte en una acción y devengará en su totalidad en la Junta Anual 2026 de la compañía solo si la Sra. White mantiene su puesto. La presentación también informa una considerable propiedad beneficiosa indirecta: 23.476.117 acciones en poder de Anthos Capital IV, L.P., 148.064 acciones de Anthos Tribe, L.P. y 138.399 acciones de Anthos Management LP; la Sra. White renuncia a la propiedad beneficiaria salvo por cualquier interés pecuniario. El formulario fue firmado por un apoderado el 14/08/2025.

Emily White는 Olaplex Holdings, Inc.(OLPX)의 이사로서 2025년 8월 12일 2021 주식인센티브플랜(Equity Incentive Plan)에 따라 110,294주의 제한부주식단위(RSU)를 부여받았습니다. 각 RSU는 1주의 보통주로 전환되며, White 씨가 계속 재직 중인 경우에 한해 회사의 2026년 연례주주총회에서 전액이 베스팅됩니다. 제출서류에는 또한 상당한 간접적 실소유가 보고되어 있습니다: Anthos Capital IV, L.P.가 보유한 23,476,117주, Anthos Tribe, L.P.가 보유한 148,064주, Anthos Management LP가 보유한 138,399주; White 씨는 금전적 이익을 제외한 실소유를 부인합니다. 해당 양식은 2025년 8월 14일 대리인(법정대리인)에 의해 서명되었습니다.

Emily White, administratrice d'Olaplex Holdings, Inc. (OLPX), s'est vue attribuer 110 294 unités d'actions restreintes (RSU) le 12/08/2025 dans le cadre du 2021 Equity Incentive Plan. Chaque RSU se convertit en une action et sera acquise intégralement lors de l'assemblée générale 2026 de la société uniquement si Mme White demeure en fonction. Le dépôt signale également une importante détention bénéficiaire indirecte : 23 476 117 actions détenues par Anthos Capital IV, L.P., 148 064 actions par Anthos Tribe, L.P. et 138 399 actions par Anthos Management LP ; Mme White décline toute propriété bénéficiaire, sauf pour tout intérêt pécuniaire éventuel. Le formulaire a été signé par un mandataire le 14/08/2025.

Emily White, Direktorin von Olaplex Holdings, Inc. (OLPX), erhielt am 12.08.2025 110.294 Restricted Stock Units (RSUs) im Rahmen des 2021 Equity Incentive Plan. Jede RSU wandelt sich in eine Aktie um und wird erst auf der Hauptversammlung 2026 vollständig unverfallbar, vorausgesetzt, Frau White bleibt im Dienst. Die Meldung weist außerdem erhebliche indirekte wirtschaftliche Eigentumsrechte aus: 23.476.117 Aktien gehalten von Anthos Capital IV, L.P., 148.064 Aktien von Anthos Tribe, L.P. und 138.399 Aktien von Anthos Management LP; Frau White bestreitet wirtschaftliches Eigentum mit Ausnahme eines etwaigen pecuniären Interesses. Das Formular wurde am 14.08.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • Alignment with shareholders: 110,294 RSUs vesting at the 2026 Annual Meeting tie the director’s compensation to long‑term shareholder value
  • Transparent disclosure: Clear statements of indirect holdings and disclaimers of personal beneficial ownership improve governance clarity
Negative
  • Concentration of ownership: Anthos-related entities hold a large block of 23,476,117 shares, which may concentrate voting influence (reported as indirect ownership)
  • No immediate liquidity event: The RSUs vest only on continued service, so there is no immediate dilution offset by cash proceeds

Insights

TL;DR: Director granted time‑based RSUs aligning her interests with long‑term shareholders; vesting is contingent on continued service.

The RSU grant of 110,294 shares vests only at the 2026 Annual Meeting, which is a standard retention mechanism tying the director to future shareholder outcomes. The reporting person is affiliated with Anthos-related investment entities and disclaims beneficial ownership except for pecuniary interest, which is common when holdings are held by affiliated funds. The disclosure shows clear governance transparency on related-party ownership and avoidance of overstating individual control.

TL;DR: Transaction is routine equity compensation; indirect holdings are substantial but held by affiliated funds, not a personal sale or purchase.

The filing records an award of RSUs at $0 price (typical for grants) and does not indicate any sale or exercise. The large indirect holdings (over 23 million shares by Anthos Capital IV) may be material to ownership structure but this Form 4 reports no change in those indirect positions. No cash proceeds, dispositions, or derivative transactions were reported, so immediate market impact is likely minimal.

Emily White, membro del consiglio di Olaplex Holdings, Inc. (OLPX), ha ricevuto 110.294 unità azionarie vincolate (RSU) in data 12/08/2025 nell'ambito del 2021 Equity Incentive Plan. Ogni RSU si converte in un'azione e maturerà interamente in occasione dell'Assemblea annuale 2026 della società solo se la sig.ra White sarà ancora in servizio. La segnalazione indica inoltre una consistente titolarità indiretta: 23.476.117 azioni detenute da Anthos Capital IV, L.P., 148.064 azioni da Anthos Tribe, L.P. e 138.399 azioni da Anthos Management LP; la sig.ra White rinuncia a qualsiasi titolarità beneficiaria eccetto per eventuali interessi pecuniari. Il modulo è stato firmato da un procuratore il 14/08/2025.

Emily White, directora de Olaplex Holdings, Inc. (OLPX), recibió 110.294 unidades restringidas de acciones (RSU) el 12/08/2025 bajo el 2021 Equity Incentive Plan. Cada RSU se convierte en una acción y devengará en su totalidad en la Junta Anual 2026 de la compañía solo si la Sra. White mantiene su puesto. La presentación también informa una considerable propiedad beneficiosa indirecta: 23.476.117 acciones en poder de Anthos Capital IV, L.P., 148.064 acciones de Anthos Tribe, L.P. y 138.399 acciones de Anthos Management LP; la Sra. White renuncia a la propiedad beneficiaria salvo por cualquier interés pecuniario. El formulario fue firmado por un apoderado el 14/08/2025.

Emily White는 Olaplex Holdings, Inc.(OLPX)의 이사로서 2025년 8월 12일 2021 주식인센티브플랜(Equity Incentive Plan)에 따라 110,294주의 제한부주식단위(RSU)를 부여받았습니다. 각 RSU는 1주의 보통주로 전환되며, White 씨가 계속 재직 중인 경우에 한해 회사의 2026년 연례주주총회에서 전액이 베스팅됩니다. 제출서류에는 또한 상당한 간접적 실소유가 보고되어 있습니다: Anthos Capital IV, L.P.가 보유한 23,476,117주, Anthos Tribe, L.P.가 보유한 148,064주, Anthos Management LP가 보유한 138,399주; White 씨는 금전적 이익을 제외한 실소유를 부인합니다. 해당 양식은 2025년 8월 14일 대리인(법정대리인)에 의해 서명되었습니다.

Emily White, administratrice d'Olaplex Holdings, Inc. (OLPX), s'est vue attribuer 110 294 unités d'actions restreintes (RSU) le 12/08/2025 dans le cadre du 2021 Equity Incentive Plan. Chaque RSU se convertit en une action et sera acquise intégralement lors de l'assemblée générale 2026 de la société uniquement si Mme White demeure en fonction. Le dépôt signale également une importante détention bénéficiaire indirecte : 23 476 117 actions détenues par Anthos Capital IV, L.P., 148 064 actions par Anthos Tribe, L.P. et 138 399 actions par Anthos Management LP ; Mme White décline toute propriété bénéficiaire, sauf pour tout intérêt pécuniaire éventuel. Le formulaire a été signé par un mandataire le 14/08/2025.

Emily White, Direktorin von Olaplex Holdings, Inc. (OLPX), erhielt am 12.08.2025 110.294 Restricted Stock Units (RSUs) im Rahmen des 2021 Equity Incentive Plan. Jede RSU wandelt sich in eine Aktie um und wird erst auf der Hauptversammlung 2026 vollständig unverfallbar, vorausgesetzt, Frau White bleibt im Dienst. Die Meldung weist außerdem erhebliche indirekte wirtschaftliche Eigentumsrechte aus: 23.476.117 Aktien gehalten von Anthos Capital IV, L.P., 148.064 Aktien von Anthos Tribe, L.P. und 138.399 Aktien von Anthos Management LP; Frau White bestreitet wirtschaftliches Eigentum mit Ausnahme eines etwaigen pecuniären Interesses. Das Formular wurde am 14.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
White Emily

(Last) (First) (Middle)
C/O OLAPLEX HOLDINGS, INC.
432 PARK AVENUE SOUTH, THIRD FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
OLAPLEX HOLDINGS, INC. [ OLPX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/12/2025 A 110,294(1) A $0 110,294 D
Common Stock 23,476,117 I By: Anthos Capital IV, L.P.(2)
Common Stock 148,064 I By: Anthos Tribe, L.P.(3)
Common Stock 138,399 I by Anthos Management LP(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents restricted stock units ("RSUs") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the conditional right to receive one share of Common Stock. The RSUs will vest in full on the date of the Issuer's 2026 Annual Meeting of Stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date. The Reporting Person is an employee of Anthos Management LP (the "Management Company"). The Reporting Person holds the reported RSUs for the benefit of the Management Company. The Management Company is an affiliate of Anthos Capital IV and Anthos Tribe (each as defined below) and is managed by Paul Farr and Bryan Kelly. The Reporting Person is the spouse of Mr. Kelly. The Reporting Person disclaims beneficial ownership of the RSUs, except to the extent of her pecuniary interest therein.
2. Shares are held by Anthos Capital IV, L.P. ("Anthos Capital IV"). Anthos Associates IV, L.P. ("Anthos Associates IV") is the general partner of Anthos Capital IV and Anthos Associates GP IV, LLC ("Anthos Associates GP IV") is the general partner of Anthos Associates IV. Paul Farr and Bryan Kelly are the sole managers of Anthos Associates GP IV. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by Anthos Capital IV. The Reporting Person disclaims beneficial ownership of the shares held by Anthos Capital IV, except to the extent of her pecuniary interest, if any, therein.
3. Shares are held by Anthos Tribe, L.P. ("Anthos Tribe"). Anthos Tribe GP, LLC ("Anthos Tribe GP") is the general partner of Anthos Tribe. Paul Farr and Bryan Kelly are the sole managers of Anthos Tribe GP. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by Anthos Tribe. The Reporting Person disclaims beneficial ownership of the shares held by Anthos Tribe, except to the extent of her pecuniary interest, if any, therein.
4. Shares are held by the Management Company. The Management Company is an affiliate of Anthos Capital IV and Anthos Tribe, and is managed by Paul Farr and Bryan Kelly. The Reporting Person is the spouse of Mr. Kelly and as a result also may be deemed to have beneficial ownership of the shares held directly by the Management Company. The Reporting Person disclaims beneficial ownership of the shares held by the Management Company, except to the extent of her pecuniary interest, if any, therein.
Remarks:
/s/ John Duffy, attorney-in-fact 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What RSUs were granted to Emily White in the Form 4 for OLPX?

The filing reports a grant of 110,294 restricted stock units (RSUs) on 08/12/2025 under the 2021 Equity Incentive Plan.

When do Emily White’s RSUs vest?

The RSUs will vest in full at the Issuer’s 2026 Annual Meeting of Stockholders, subject to continued service through that date.

Does Emily White personally own the reported shares in OLPX?

Ms. White reports direct ownership of the RSUs held for the Management Company but disclaims beneficial ownership of shares held by Anthos entities except for any pecuniary interest.

What indirect holdings are disclosed in the Form 4?

The filing discloses indirect holdings of 23,476,117 shares by Anthos Capital IV, 148,064 shares by Anthos Tribe, and 138,399 shares by Anthos Management LP.

Was there any sale or purchase of common stock reported?

No purchase or sale price is reported for market transactions; the RSUs were granted at $0 and no dispositions or derivative transactions are listed.
Olaplex Holdings, Inc.

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