Old Market Cap SEC Filings

Old Market Capital Corp insider filing shows Chief Executive Officer Jeffrey C. Royal was issued 13,183 shares of common stock as compensation under his employment agreement dated 9/27/2024. The transaction is reported with an effective date of 10/06/2025 and a reported price of $0, indicating the shares were granted rather than purchased. After the issuance, the reporting person beneficially owns 180,635 shares directly. The Form 4 was signed by Jeffrey C. Royal on 10/08/2025. The filing identifies Royal as both a director and the CEO.

Old Market Capital Corp director Brendan J. Keating reported receipt of 5,932 shares of common stock as director compensation and now directly holds 38,002 shares. The report, filed on 10/08/2025, shows the issuance date for the shares was 10/06/2025 and lists an additional 2,262 shares owned indirectly through Rosecrest Trust, where Mr. Keating serves as trustee. The granted shares were reported at a price of $0, indicating they were part of compensation rather than a purchase. The filing is a Form 4 under Section 16, disclosing changes in beneficial ownership by an insider.

Director Mark R. Hutchins received 5,932 shares of common stock as director compensation on 10/06/2025. The grant carried a reported acquisition price of $0 and increased his direct beneficial ownership to 20,403 shares. The Form 4 filing lists his address and confirms the transaction was a non-derivative issuance made as compensation for board service. The form is signed and dated 10/08/2025.

OLD MARKET CAPITAL Corp (OMCC) reported an insider Form 4 showing Adam K. Peterson and affiliated entities received 5,493 vested shares on 10/06/2025 at no cash cost. Following the transaction, the reporting parties beneficially own 2,543,935 shares in total, representing their combined stake as director and >10% owner. The filing states the NASDAQ closing price on 10/06/2025 was $4.99, and the report was signed on 10/08/2025. The filing discloses the reporting structure: Mr. Peterson directly owns shares and is managing member of The Magnolia Group, LLC, the general partner of Magnolia Capital Fund, LP, which holds shares; both Mr. Peterson and The Magnolia Group disclaim beneficial ownership except to the extent of pecuniary interest.