Welcome to our dedicated page for Old Market Cap SEC filings (Ticker: OMCC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Old Market Capital Corporation filings document material-event disclosures for a Delaware operating company. The record includes Form 8-K reports covering quarterly results of operations and financial condition, listing-status notices, Exchange Act registration matters, and the company's obligations to file periodic and current reports.
These disclosures also identify board-level governance actions, exhibit-based press releases, cover-page Inline XBRL data, and capital-market status topics involving the company's common stock. The filings frame OMCC's public-company reporting through operating results, securities registration, and corporate-status disclosure categories.
Old Market Capital Corporation filed a Form 8-K to announce that it issued a press release with its financial results for the quarter ended September 30, 2025. The press release is included as Exhibit 99.1.
The company states this information is being furnished under Item 2.02, not filed, so it is not subject to certain liability provisions of the securities laws and will not be incorporated into other filings unless specifically referenced.
Director Jeremy Qinli Zhu reported the receipt of 5,932 shares of common stock as director compensation on 10/06/2025, recorded at a $0 cash price. After the issuance, he directly beneficially owns 29,554 shares. The filing also discloses that indirect holdings of 600,704 shares are held by two funds managed by Sepulveda Management LLC, for which Mr. Zhu is a principal; he disclaims beneficial ownership of those shares to the extent of his pecuniary interest. The Form 4 was signed on 10/08/2025.
Old Market Capital Corp insider filing shows Chief Executive Officer Jeffrey C. Royal was issued 13,183 shares of common stock as compensation under his employment agreement dated 9/27/2024. The transaction is reported with an effective date of 10/06/2025 and a reported price of $0, indicating the shares were granted rather than purchased. After the issuance, the reporting person beneficially owns 180,635 shares directly. The Form 4 was signed by Jeffrey C. Royal on 10/08/2025. The filing identifies Royal as both a director and the CEO.
Old Market Capital Corp director Brendan J. Keating reported receipt of 5,932 shares of common stock as director compensation and now directly holds 38,002 shares. The report, filed on 10/08/2025, shows the issuance date for the shares was 10/06/2025 and lists an additional 2,262 shares owned indirectly through Rosecrest Trust, where Mr. Keating serves as trustee. The granted shares were reported at a price of $0, indicating they were part of compensation rather than a purchase. The filing is a Form 4 under Section 16, disclosing changes in beneficial ownership by an insider.
Director Mark R. Hutchins received 5,932 shares of common stock as director compensation on 10/06/2025. The grant carried a reported acquisition price of $0 and increased his direct beneficial ownership to 20,403 shares. The Form 4 filing lists his address and confirms the transaction was a non-derivative issuance made as compensation for board service. The form is signed and dated 10/08/2025.
OLD MARKET CAPITAL Corp (OMCC) reported an insider Form 4 showing Adam K. Peterson and affiliated entities received 5,493 vested shares on 10/06/2025 at no cash cost. Following the transaction, the reporting parties beneficially own 2,543,935 shares in total, representing their combined stake as director and >10% owner. The filing states the NASDAQ closing price on 10/06/2025 was $4.99, and the report was signed on 10/08/2025. The filing discloses the reporting structure: Mr. Peterson directly owns shares and is managing member of The Magnolia Group, LLC, the general partner of Magnolia Capital Fund, LP, which holds shares; both Mr. Peterson and The Magnolia Group disclaim beneficial ownership except to the extent of pecuniary interest.