Every Form 4 that Old Market Cap (OMCC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow OMCC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full OMCC filings page.
Old Market Capital Corp director Adam K. Peterson and the affiliated Magnolia Capital Fund received an award of 2,149 shares of common stock on January 9, 2026 at no cost. The filing states that 2,149 shares vested immediately and that Peterson and the fund together reported beneficial ownership of 2,546,084 shares of common stock after this award. Footnotes explain that The Magnolia Group, LLC is the general partner and investment manager of the fund, that Peterson is its managing member, and that Peterson and The Magnolia Group, LLC may be deemed to share indirect beneficial ownership while disclaiming beneficial ownership beyond their respective pecuniary interests.
Old Market Capital Corp director Mark R. Hutchins reported a stock grant received as compensation. On 01/09/2026, he was issued 2,626 shares of common stock at a reported price of $0, described as part of his compensation for serving as a director. Following this grant, he beneficially owned 23,029 shares of Old Market Capital common stock in direct ownership.
Old Market Capital Corp director Jeremy Qinli Zhu reported receiving 2,626 shares of common stock on January 9, 2026, recorded at a price of $0 per share, as part of his compensation for serving as a director.
Following this grant, he directly holds 32,180 shares of Old Market Capital common stock. An additional 600,704 shares are reported as indirectly held by TCW Sepulveda Long/Short Equity Fund I, LP and TCW Sepulveda Long/Short Equity Master Fund LTD, which are managed by Sepulveda Management LLC. Zhu is a principal and director of Sepulveda Management LLC and holds limited partnership interests in the funds, and he disclaims beneficial ownership of those indirectly held shares to the extent of his pecuniary interest.
Old Market Capital Corp director Brendan J. Keating received 2,626 shares of common stock on January 9, 2026 as equity compensation for his board service. The shares were issued at a stated price of $0 per share, bringing his directly held common stock to 40,628 shares. In addition, 2,262 shares of common stock are held indirectly through Rosecrest Trust, for which he serves as trustee and could be deemed to have beneficial ownership.
Old Market Capital Corp’s chief executive officer, Jeffrey C. Royal, reported a stock grant from the company. On January 9, 2026, he acquired 14,324 shares of common stock at a reported price of $0 per share, reflecting an award rather than an open-market purchase.
According to the filing, these shares were issued as compensation for his services as CEO under his employment agreement dated September 27, 2024. Following this grant, Royal directly beneficially owns 194,959 shares of Old Market Capital Corp common stock.
Old Market Capital Corp insider trading report: A company officer, listed as PRESIDENT/CEO OF AMPLEX, reported open-market purchases of Old Market Capital Corp (OMCC) common stock. On 12/16/2025, the insider bought 100 shares at a price of $5.49 per share, bringing their beneficial ownership to 30,070 shares held directly. On 12/17/2025, they purchased an additional 2,000 shares at $5.56 per share, increasing their directly owned position to 32,070 shares of common stock. The Form 4 indicates this is a filing by one reporting person and shows no derivative securities transactions in the derivative table.
OLD MARKET CAPITAL Corp (OMCC) reported an insider equity award to its controller. On 11/24/2025, the reporting officer received 3,089 shares of common stock at a stated price of $0, increasing his beneficial ownership to 3,589 shares held directly. The filing notes these shares were issued as compensation for his services as controller under an employment agreement dated November 4, 2024. This is a routine Form 4 disclosure of stock-based compensation to a company officer.
Director Jeremy Qinli Zhu reported the receipt of 5,932 shares of common stock as director compensation on 10/06/2025, recorded at a $0 cash price. After the issuance, he directly beneficially owns 29,554 shares. The filing also discloses that indirect holdings of 600,704 shares are held by two funds managed by Sepulveda Management LLC, for which Mr. Zhu is a principal; he disclaims beneficial ownership of those shares to the extent of his pecuniary interest. The Form 4 was signed on 10/08/2025.
Old Market Capital Corp insider filing shows Chief Executive Officer Jeffrey C. Royal was issued 13,183 shares of common stock as compensation under his employment agreement dated 9/27/2024. The transaction is reported with an effective date of 10/06/2025 and a reported price of $0, indicating the shares were granted rather than purchased. After the issuance, the reporting person beneficially owns 180,635 shares directly. The Form 4 was signed by Jeffrey C. Royal on 10/08/2025. The filing identifies Royal as both a director and the CEO.
Old Market Capital Corp director Brendan J. Keating reported receipt of 5,932 shares of common stock as director compensation and now directly holds 38,002 shares. The report, filed on 10/08/2025, shows the issuance date for the shares was 10/06/2025 and lists an additional 2,262 shares owned indirectly through Rosecrest Trust, where Mr. Keating serves as trustee. The granted shares were reported at a price of $0, indicating they were part of compensation rather than a purchase. The filing is a Form 4 under Section 16, disclosing changes in beneficial ownership by an insider.
Director Mark R. Hutchins received 5,932 shares of common stock as director compensation on 10/06/2025. The grant carried a reported acquisition price of $0 and increased his direct beneficial ownership to 20,403 shares. The Form 4 filing lists his address and confirms the transaction was a non-derivative issuance made as compensation for board service. The form is signed and dated 10/08/2025.
OLD MARKET CAPITAL Corp (OMCC) reported an insider Form 4 showing Adam K. Peterson and affiliated entities received 5,493 vested shares on 10/06/2025 at no cash cost. Following the transaction, the reporting parties beneficially own 2,543,935 shares in total, representing their combined stake as director and >10% owner. The filing states the NASDAQ closing price on 10/06/2025 was $4.99, and the report was signed on 10/08/2025. The filing discloses the reporting structure: Mr. Peterson directly owns shares and is managing member of The Magnolia Group, LLC, the general partner of Magnolia Capital Fund, LP, which holds shares; both Mr. Peterson and The Magnolia Group disclaim beneficial ownership except to the extent of pecuniary interest.