STOCK TITAN

OppFi CEO buys 3,550 shares at about $6.91

OppFi’s CEO and major shareholder Todd G. Schwartz reported an open-market share purchase via his revocable trust, increasing his indirect holdings.

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

OppFi Inc. (OPFI) director, chief executive officer and ten percent owner Todd G. Schwartz reported an open-market purchase of 3,550 shares of Class A Common Stock on September 1, 2026 at a weighted average price of $6.9133 per share, through the TGS Revocable Trust, for which he serves as sole trustee.

After this transaction, the trust holds 615,883 shares indirectly attributed to him, in addition to 301,710 shares held directly, and indirect holdings of 24,656,083 shares by TGS Capital Group, LP and 1,949,309 shares by TGS MCS Capital Group LP, where he may be deemed to beneficially own interests but disclaims beneficial ownership except to the extent of his pecuniary interest. No Rule 10b5-1 trading plan is reported.

Positive

  • None.

Negative

  • None.
Insider Schwartz Todd G.
Role Chief Executive Officer
Bought 3,550 shs ($25K)
Type Security Shares Price Value
Purchase Class A Common Stock F1, F2 3,550 $6.9133 $25K
holding Class A Common Stock -- -- --
holding Class A Common Stock F3 -- -- --
holding Class A Common Stock F4 -- -- --
Holdings After Transaction: Class A Common Stock — 615,883 shares (Indirect, By TGS Revocable Trust); Class A Common Stock — 301,710 shares (Direct); Class A Common Stock — 24,656,083 shares (Indirect, By TGS Capital Group, LP); Class A Common Stock — 1,949,309 shares (Indirect, By TGS MCS Capital Group LP)
Footnotes (4)
  1. F1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.88 to $6.97 for a weighted average purchase price of $6.9133. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. F2. The reporting person is the sole trustee of TGS Revocable Trust.
  3. F3. The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
  4. F4. The reporting person is the manager of the general partner of TGS MCS Capital Group LP and may be deemed to beneficially own the securities held by TGS MCS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
Shares purchased 3,550 shares Class A Common Stock bought on September 1, 2026
Weighted average purchase price $6.9133 per share Weighted average of trades between $6.88 and $6.97
Indirect holdings via TGS Revocable Trust 615,883 shares Class A Common Stock held indirectly after the purchase
Direct holdings 301,710 shares Class A Common Stock held directly by Todd G. Schwartz
Indirect holdings via TGS Capital Group, LP 24,656,083 shares Class A Common Stock; beneficial ownership disclaimed except pecuniary interest
Indirect holdings via TGS MCS Capital Group LP 1,949,309 shares Class A Common Stock; beneficial ownership disclaimed except pecuniary interest
weighted average price financial
"The price reported in Column 4 is a weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
beneficially own financial
"may be deemed to beneficially own the securities held by TGS Capital"
Beneficially own means having the economic rights and risks of a security—such as the right to receive dividends, sell the shares, or profit from price changes—whether or not your name appears on the official share register. Think of it like renting a car: you use it and reap the benefits even if the title lists someone else. Investors care because beneficial ownership determines who truly controls value, must be disclosed under securities rules, and can signal potential influence or trading activity that affects a stock’s price.
disclaims beneficial ownership financial
"The reporting person disclaims beneficial ownership of such securities"
pecuniary interest financial
"except to the extent of his pecuniary interest therein."

FAQ

What did OppFi (OPFI) CEO Todd G. Schwartz report in this Form 4?

He reported an open-market purchase of 3,550 OppFi Class A shares on September 1, 2026 at a weighted average price of $6.9133 per share, executed through the TGS Revocable Trust, for which he is the sole trustee.

At what prices were the OPFI shares bought in this Form 4 transaction?

The shares were bought in multiple trades between $6.88 and $6.97 per share, resulting in a weighted average purchase price of $6.9133 for the 3,550 OppFi Class A shares reported.

How many OPFI shares does the TGS Revocable Trust hold after this transaction?

Following the purchase, the TGS Revocable Trust holds 615,883 shares of OppFi Class A Common Stock, reported as indirectly owned by Todd G. Schwartz as sole trustee.

What are Todd G. Schwartz’s other reported OPFI holdings on this Form 4?

Besides the TGS Revocable Trust position, he reports 301,710 shares held directly, and indirect positions of 24,656,083 shares via TGS Capital Group, LP and 1,949,309 shares via TGS MCS Capital Group LP, with beneficial ownership disclaimed except for his pecuniary interest.

Was the OPFI Form 4 transaction made under a Rule 10b5-1 trading plan?

No. The filing indicates no Rule 10b5-1 trading plan for the reported OppFi share purchase, meaning it is not affirmed as executed under a pre-arranged trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Schwartz Todd G.

(Last)(First)(Middle)
ONE NORTH WACKER DRIVE, SUITE 3605

(Street)
CHICAGO ILLINOIS 60606

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
OppFi Inc. [ OPFI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock09/01/2026P3,550A$6.9133(1)615,883IBy TGS Revocable Trust(2)
Class A Common Stock301,710D
Class A Common Stock24,656,083IBy TGS Capital Group, LP(3)
Class A Common Stock1,949,309IBy TGS MCS Capital Group LP(4)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $6.88 to $6.97 for a weighted average purchase price of $6.9133. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
2. The reporting person is the sole trustee of TGS Revocable Trust.
3. The reporting person is the manager of the general partner of TGS Capital Group, LP and may be deemed to beneficially own the securities held by TGS Capital Group, LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
4. The reporting person is the manager of the general partner of TGS MCS Capital Group LP and may be deemed to beneficially own the securities held by TGS MCS Capital Group LP. The reporting person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
/s/ Marv Gurevich, Esq., as attorney-in-fact for Todd G. Schwartz09/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)