Oportun Financial Corp (OPRT) holder to sell 25,000 shares via Form 144

Rhea-AI Filing Summary

A shareholder of Oportun Financial Corp (OPRT) has filed to sell up to 25,000 shares of common stock through Charles Schwab & Co., Inc. on NASDAQ. The planned sale has an aggregate value of $187,687.00 with an expected sale date of August 12, 2026. The shares relate to equity compensation awards from restricted stock lapses on March 3, 2021 (5,804 shares), March 3, 2022 (129 shares), June 14, 2023 (4,933 shares), and March 10, 2025 (14,134 shares).

Key Figures

Shares planned for sale: 25,000 shares Aggregate sale value: $187,687.00 Planned sale date: 08/12/2026 +4 more

7 metrics

Shares planned for sale 25,000 shares Common stock sale under Form 144 through Charles Schwab & Co., Inc.

Aggregate sale value $187,687.00 Total value of the 25,000 Oportun Financial Corp shares planned for sale

Planned sale date 08/12/2026 Expected date for sale of Oportun Financial Corp common stock on NASDAQ

Restricted stock lapse 03/03/2021 5,804 shares Equity compensation-related restricted stock lapse contributing to shares to be sold

Restricted stock lapse 03/03/2022 129 shares Equity compensation-related restricted stock lapse contributing to shares to be sold

Restricted stock lapse 06/14/2023 4,933 shares Equity compensation-related restricted stock lapse contributing to shares to be sold

Restricted stock lapse 03/10/2025 14,134 shares Equity compensation-related restricted stock lapse contributing to shares to be sold

Key Terms

Form 144, Restricted Stock Lapse, Equity Compensation

3 terms

Form 144 regulatory

"144: Securities Information Common | Charles Schwab & Co., Inc."

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Restricted Stock Lapse financial

"Common | 03/03/2021 | Restricted Stock Lapse | Oportun Financial Corp"

Equity Compensation financial

"5804 | 03/03/2021 | Equity Compensation Common | 03/03/2022"

Equity compensation is pay given to employees, executives or contractors in the form of company ownership—such as stock, stock options or restricted shares—rather than just cash. It matters to investors because it can align workers' incentives with shareholders (like paying someone in slices of the same pie they help grow), but it also increases the number of shares outstanding and company expenses, affecting ownership percentages and earnings per share.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/12/2026 - 05:20 PM Accepted by SEC EDGAR 08/12/2026 - 05:19 PM Learn about SEC filing dates

FAQ

What does the Form 144 filing for OPRT disclose?

The Form 144 shows a shareholder plans to sell 25,000 Oportun Financial Corp (OPRT) common shares on NASDAQ, with an aggregate value of $187,687.00, related to vested equity compensation.

How many OPRT shares are planned to be sold and at what value?

The filing indicates a proposed sale of 25,000 OPRT common shares with an aggregate sale value of $187,687.00. These shares are to be sold through Charles Schwab & Co., Inc. on NASDAQ.

When is the planned sale date for the OPRT shares in this Form 144?

The planned sale date for the 25,000 OPRT shares is August 12, 2026. This date reflects when the shareholder expects to execute the sale under Rule 144.

What is the source of the OPRT shares being sold under Form 144?

The 25,000 OPRT shares come from equity compensation, specifically restricted stock lapses on 03/03/2021, 03/03/2022, 06/14/2023, and 03/10/2025, totaling 5,804, 129, 4,933, and 14,134 shares respectively.

Through which broker will the OPRT shares be sold according to the Form 144?

The filing lists Charles Schwab & Co., Inc., 3000 Schwab Way, Westlake, TX 76262 as the broker handling the proposed sale of 25,000 OPRT common shares on NASDAQ.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	25000	187687.00	45987253	08/12/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/03/2021	Restricted Stock Lapse	Oportun Financial Corp			5804	03/03/2021	Equity Compensation
Common	03/03/2022	Restricted Stock Lapse	Oportun Financial Corp			129	03/03/2022	Equity Compensation
Common	06/14/2023	Restricted Stock Lapse	Oportun Financial Corp			4933	06/14/2023	Equity Compensation
Common	03/10/2025	Restricted Stock Lapse	Oportun Financial Corp			14134	03/10/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)