Oportun CAO sells 2,859 shares to cover taxes

Oportun Financial Corp (OPRT) reported that Joseph Andrew Schueller, its SVP-Controller and Chief Accounting Officer, sold a total of 2,859 shares of common stock on September 10 and 11, 2026.

Rhea-AI Filing Summary

Oportun Financial Corp (OPRT) reported that Joseph Andrew Schueller, its SVP-Controller and Chief Accounting Officer, sold a total of 2,859 shares of common stock on September 10 and 11, 2026. The company states these sales were made solely to satisfy his minimum tax obligation upon vesting of restricted stock units.

Insider Trade Summary

Net Seller: 2,859 shares

Net Sell 2 txns

Insider Schueller Joseph Andrew

Role SVP-Controller, CAO

Sold 2,859 shs ($22K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F3	28	$7.80	$218.40
Sale	Common Stock F1, F2	2,831	$7.80	$22K

Holdings After Transaction: Common Stock — 71,121 shares (Direct)

Footnotes (3)

1. F1. Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.
2. F2. Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.825 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
3. F3. All shares were sold at the same price of $7.7975.

Key Figures

Shares sold September 10, 2026: 2,831 shares Weighted average sale price September 10, 2026: $7.80 per share Shares sold September 11, 2026: 28 shares +3 more

6 metrics

Shares sold September 10, 2026 2,831 shares Common stock sale by CAO to cover tax on RSU vesting

Weighted average sale price September 10, 2026 $7.80 per share Trades ranged from $7.78 to $7.825 per share

Shares sold September 11, 2026 28 shares Common stock sale by CAO to cover tax on RSU vesting

Sale price September 11, 2026 $7.7975 per share All shares sold at the same price

Total shares sold 2,859 shares Net shares sold across both reported transactions

Net buy/sell direction 2,859 net shares sold No purchases reported; all transactions were sales

Key Terms

restricted stock unit, minimum tax obligation, weighted average price

3 terms

restricted stock unit financial

"shares issued upon vesting of a restricted stock unit"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

minimum tax obligation financial

"sold to satisfy the reporting person's minimum tax obligation"

weighted average price financial

"Weighted average price. These shares were sold in multiple transactions"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did OPRT disclose in this Form 4?

Oportun Financial Corp disclosed that its SVP-Controller and Chief Accounting Officer, Joseph Andrew Schueller, sold 2,859 shares of common stock on September 10–11, 2026 to cover tax obligations related to vested restricted stock units.

Why did the OPRT executive sell 2,859 shares?

The filing states the 2,859 shares were sold to satisfy the reporting person’s minimum tax obligation arising from shares issued upon vesting of a restricted stock unit award.

At what prices were the OPRT shares sold in this Form 4?

On September 10, 2026, 2,831 shares were sold at a weighted average price of $7.80, in trades ranging from $7.78 to $7.825 per share. On September 11, 2026, 28 shares were sold at $7.7975 per share.

How many OPRT shares did the insider sell on each date?

The reporting person sold 2,831 shares of Oportun common stock on September 10, 2026, and 28 shares on September 11, 2026, for a total of 2,859 shares sold.

Was a Rule 10b5-1 trading plan used for these OPRT insider sales?

No Rule 10b5-1 trading plan is reported. The document-level Rule 10b5-1 checkbox is not checked, and the footnotes do not state that the transactions were made under a trading plan.

What role does the reporting person hold at Oportun Financial Corp (OPRT)?

The reporting person, Joseph Andrew Schueller, is identified as SVP-Controller, Chief Accounting Officer of Oportun Financial Corp.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/14/2026 - 06:11 PM Accepted by SEC EDGAR 09/14/2026 - 06:11 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schueller Joseph Andrew

(Last) (First) (Middle)

C/O OPORTUN FINANCIAL CORPORATION

1825 SOUTH GRANT STREET, SUITE 850

(Street)

SAN MATEO CALIFORNIA 94402

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Oportun Financial Corp [ OPRT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP-Controller, CAO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/10/2026		S		2,831(1)	D	$7.8(2)	71,149	D
Common Stock	09/11/2026		S		28(1)	D	$7.8(3)	71,121	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares of common stock sold to satisfy the reporting person's minimum tax obligation in respect of the shares issued upon vesting of a restricted stock unit.

2. Weighted average price. These shares were sold in multiple transactions at prices ranging from $7.78 to $7.825 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

3. All shares were sold at the same price of $7.7975.

Remarks:

	/s/Kathleen Layton (Attorney-in-Fact)	09/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)